Warning: Undefined array key 1 in /usr/home/goodjobsfirst/public_html/violationtrackerlive/function.php on line 727
Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
Guaranty Bank economic sanction violation2004OFAC$5,000
Hakan Agro Commodities Trading Co. economic sanction violation2004OFAC$61,526
Iberia Airlines economic sanction violation2004OFAC$8,200
IEPS Electronic, Inc economic sanction violation2004OFAC$100,000
Imperial Bank economic sanction violation2004OFAC$29,000
Industria Compozioni Stampate SpA economic sanction violation2004OFAC$30,248
Innostar Inc. economic sanction violation2004OFAC$10,500
International Commercial Bank of China economic sanction violation2004OFAC$5,988
International Music Network economic sanction violation2004OFAC$92,093
Irridelco International Corp. economic sanction violation2004OFAC$68,750
Lee Bank economic sanction violation2004OFAC$16,500
Montgomery Watson Harza Engineering Co economic sanction violation2004OFAC$16,627
P.J. Caputo Shipping, Inc economic sanction violation2004OFAC$5,500
Pace University economic sanction violation2004OFAC$5,600
Parts Now! LLC economic sanction violation2004OFAC$9,000
Rich Worldwide Travel economic sanction violation2004OFAC$5,600
Ryan International Airlines, Inc. economic sanction violation2004OFAC$33,214
SDV (USA), Inc. economic sanction violation2004OFAC$5,143
SeaMates International, Inc. economic sanction violation2004OFAC$5,500
Sempra Metal Ltd. economic sanction violation2004OFAC$64,000
Shinnecock Smoke Shop economic sanction violation2004OFAC$6,500
Silicon Semiconductor economic sanction violation2004OFAC$5,000
Stanford Research Systems economic sanction violation2004OFAC$5,500
Teamwork Telecom, Inc. economic sanction violation2004OFAC$6,041
Trade Arbed, Inc economic sanction violation2004OFAC$5,500
Travel Dynamics, Inc. economic sanction violation2004OFAC$5,535
Trinity Industries de Mexico, S.A. de C.V. economic sanction violation2004OFAC$55,000
World-Wide Sires Inc. economic sanction violation2004OFAC$5,500
A. Kazemi & Co., Inc. economic sanction violation2003OFAC$8,262
Alpha Industries, Inc economic sanction violation2003OFAC$7,500
Axon Corporation economic sanction violation2003OFAC$45,000
Banco Bradesco S.A economic sanction violation2003OFAC$9,000
Bancomer S.A. economic sanction violation2003OFAC$5,000
Bank Polska Kasa Opieki SA/Bank Pekao SA economic sanction violation2003OFAC$9,725
Bank United economic sanction violation2003OFAC$5,842
Barwill Agencies (N.A.), Inc economic sanction violation2003OFAC$8,250
Bio Check Cor economic sanction violation2003OFAC$32,000
Brastrade Brazilian Trading Co., Inc. economic sanction violation2003OFAC$6,600
BRI Inc./Bellwether Resources International, Inc economic sanction violation2003OFAC$16,601
Carrier Access Corp. economic sanction violation2003OFAC$13,000
Charmilles Techonologies Manufacturing Corporation economic sanction violation2003OFAC$5,000
Coastal Oceanographics, Inc economic sanction violation2003OFAC$56,750
Cuba Paquetes economic sanction violation2003OFAC$5,361
Dewey Ballantine LLP economic sanction violation2003OFAC$13,750
Disarm Education Fund economic sanction violation2003OFAC$13,750
E.H. Wachs Company, Inc. economic sanction violation2003OFAC$85,000
Felins USA Inc economic sanction violation2003OFAC$5,500
First Security Bank, Utah economic sanction violation2003OFAC$63,200
Fleet Bank economic sanction violation2003OFAC$41,050
Hanjin Shipping Co., Ltd. economic sanction violation2003OFAC$39,160
Harris Bank International economic sanction violation2003OFAC$11,000
Hercules Canada economic sanction violation2003OFAC$45,000
IGI, Inc economic sanction violation2003OFAC$225,000
InterAudi Bank economic sanction violation2003OFAC$13,750
Intrust Bank economic sanction violation2003OFAC$8,000
Javad Position Systems economic sanction violation2003OFAC$12,000
Key-Bell Corporation economic sanction violation2003OFAC$5,697
Linker Equipment Corporation economic sanction violation2003OFAC$22,000
MashreqBank economic sanction violation2003OFAC$5,500
New York Yankees economic sanction violation2003OFAC$75,000
Playboy Enterprises, Inc economic sanction violation2003OFAC$27,500
Polsteam USA, Inc. economic sanction violation2003OFAC$5,500
Royal Crown Co. economic sanction violation2003OFAC$38,200
Ruffin Company economic sanction violation2003OFAC$42,964
Safra National Bank economic sanction violation2003OFAC$5,380
Sanwa Bank economic sanction violation2003OFAC$72,220
SG Global S.A. and United Marine Ltd. economic sanction violation2003OFAC$6,200
State Bank of India economic sanction violation2003OFAC$5,500
Stolt-Nielson Transportation Group economic sanction violation2003OFAC$95,000
Transpo Electronics, Inc. economic sanction violation2003OFAC$15,500
Triangle Wholesale economic sanction violation2003OFAC$11,000
U.S. Volleyball Association economic sanction violation2003OFAC$10,000
United Marine Ltd. and SG Global S.A economic sanction violation2003OFAC$6,200
Universal Services economic sanction violation2003OFAC$11,000
Uptown National Bank of Chicago economic sanction violation2003OFAC$5,500
Vee-Marine Int'l Corp. economic sanction violation2003OFAC$24,750
Voices in the Wilderness economic sanction violation2003OFAC$20,000
Waterfront Beer and Wine, Inc economic sanction violation2003OFAC$12,440
World Auto Parts economic sanction violation2003OFAC$5,500
World Courier Management, Inc. economic sanction violation2003OFAC$18,000
Marshall Bank, National Association banking violation2009OCC$350,000
Integra Bank National Association banking violation2009OCC$19,000
Eastern National Bank banking violation2008OCC$200,000
Eastern National Bank banking violation2008OCC$16,000
Intercredit Bank, National Association banking violation2008OCC$8,400
Crown Bank, National Association banking violation2008OCC$7,500
Pacific Capital Bank, National Association banking violation2007OCC$26,845
United Bank For Africa PLC banking violation2007OCC$500,000
Riverside National Bank of Florida banking violation2007OCC$18,100
International Bank of Miami, National Association banking violation2007OCC$250,000
Webster Bank, National Association banking violation2007OCC$125,000
The First National Bank of Brewster banking violation2006OCC$20,000
First National Bank banking violation2006OCC$12,000
Metropolitan Bank and Trust Company banking violation2006OCC$150,000
The First National Bank of Arvada banking violation2005OCC$50,000
Indian River National Bank banking violation2005OCC$8,600
First National Bank banking violation2005OCC$54,000
First National Bank of Colorado banking violation2005OCC$7,000
Charter One Bank, National Association banking violation2005OCC$500,000
Cortrust Bank National Association banking violation2004OCC$5,250
Amcore Bank, National Association banking violation2003OCC$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.