Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $11,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2017 | OCC | $32,500,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | FED | $175,000,000 |
HSBC Bank USA N.A. | HSBC | financial services | False Claims Act and related | 2017 | USAO | $2,118,861 |
Republic New York Securities | HSBC | financial services | fraud | 2001 | USAO | $569,000,000 |
HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
HSBC | HSBC | financial services | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
HSBC Bank | HSBC | financial services | wage and hour violation | 2013 | private lawsuit-federal | $15,625,000 |
HSBC Auto Finance | HSBC | financial services | wage and hour violation | 2009 | private lawsuit-federal | $420,000 |
Household Finance Corp. | HSBC | financial services | mortgage abuses | 2002 | MULTI-AG | $484,000,000 |
HSBC | HSBC | financial services | mortgage abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000 |
HSBC | HSBC | financial services | consumer protection violation | 2016 | MA-AG | $4,000,000 |
HSBC | HSBC | financial services | consumer protection violation | 2015 | MO-AG | $825,000 |
HSBC Bank USA, N.A. | HSBC | financial services | environmental violation | 2007 | NY-AG | $918,000 |
HSBC Finance Corporation | HSBC | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
HSBC Securities | HSBC | financial services | mortgage abuses | 2018 | MA-AG | $26,800,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | toxic securities abuses | 2016 | VA-AG | $2,500,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2019 | CFTC | $650,000 |
HSBC Bank USA, N.A. | HSBC | financial services | economic sanction violation | 2013 | OFAC | $32,400 |
HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
HSBC Private Bank (Suisse) SA | HSBC | financial services | tax violations | 2019 | USAO | $192,350,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2020 | SEC | $725,000 |
Household Finance Corpoation | HSBC | financial services | consumer protection violation | 2008 | NE-DBF | $55,000 |
HSBC Securities USA Inc | HSBC | financial services | insurance violation | 2011 | WA-INS | $7,000 |
HSBC Finance Corporation et al. | HSBC | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
HSBC | HSBC | financial services | False Claims Act and related | 2020 | CA-AG | $7,000,000 |
HSBC Securities (USA) | HSBC | financial services | investor protection violation | 2010 | FINRA | $1,500,000 |
HSBC SECURITIES USA INC | HSBC | financial services | insurance violation | 2021 | WA-INS | $10,000 |
HSBC | HSBC | financial services | employment discrimination | 2020 | NY-NYCCHR | $30,000 |
HSBC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $42,000,000 |
HSBC Bank USA N.A. | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
HSBC HoldingsPLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2023 | SEC | $15,000,000 |
HSBC North America | HSBC | financial services | environmental violation | 2010 | EPA | $36,083 |
Altadis U.S.A. Inc. | Imperial Brands | tobacco | environmental violation | 2014 | EPA | $54,500 |
ALTADIS U.S.A. INC. | Imperial Brands | tobacco | workplace safety or health violation | 2018 | OSHA | $7,500 |
ALTADIS USA, INC | Imperial Brands | tobacco | environmental violation | 2014 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $54,500 |
Indivior Inc. | Indivior PLC | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | MULTI-AG | $102,500,000 |
Indivior Inc. | Indivior PLC | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Indivior Inc. | Indivior PLC | pharmaceuticals | price-fixing or anti-competitive practices | 2024 | private lawsuit-federal | $385,000,000 |
INEOS Melamines LLC | Ineos | chemicals | environmental violation | 2012 | EPA | $485,000 |
Ineos Chlor America Inc. | Ineos | chemicals | environmental violation | 2012 | EPA | $175,000 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2011 | FRA | $7,600 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2014 | FRA | $7,300 |
CALABRIAN CORP. | Ineos | chemicals | railroad safety violation | 2014 | FRA | $7,500 |
CALABRIAN CORP. | Ineos | chemicals | railroad safety violation | 2010 | FRA | $6,500 |
CALABRIAN CORP. | Ineos | chemicals | railroad safety violation | 2013 | FRA | $5,000 |
INEOS | Ineos | chemicals | railroad safety violation | 2009 | FRA | $6,000 |
INEOS | Ineos | chemicals | railroad safety violation | 2009 | FRA | $8,000 |
INEOS | Ineos | chemicals | railroad safety violation | 2012 | FRA | $10,000 |
INEOS PHENOL, INC. | Ineos | chemicals | railroad safety violation | 2010 | FRA | $5,000 |
INEOS PHENOL, INC. | Ineos | chemicals | railroad safety violation | 2010 | FRA | $7,500 |
INEOS PHENOL, INC. | Ineos | chemicals | railroad safety violation | 2013 | FRA | $8,000 |
ASHTA CHEMICALS, INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $7,500 |
INEOS OXIDE | Ineos | chemicals | railroad safety violation | 2009 | FRA | $7,500 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2009 | FRA | $7,500 |
INEOS ABS USA Corp. | Ineos | chemicals | environmental violation | 2009 | EPA | $5,100,000 |
INEOS PHENOL, INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $5,000 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2015 | FRA | $12,000 |
Cristal | Ineos | chemicals | railroad safety violation | 2016 | FRA | $11,500 |
CALABRIAN CORP. | Ineos | chemicals | railroad safety violation | 2016 | FRA | $5,000 |
INEOS ABS USA Corporation (aks Lanxess Corporation) | Ineos | chemicals | labor relations violation | 2010 | NLRB | $25,000 |
INEOS/NOVA, LLC | Ineos | chemicals | labor relations violation | 2009 | NLRB | $13,608 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2004 | FRA | $10,000 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2005 | FRA | $7,500 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2006 | FRA | $5,000 |
ASHTA CHEMICALS INC. | Ineos | chemicals | railroad safety violation | 2007 | FRA | $10,000 |
BP Amoco Chemical Company | Ineos | chemicals | railroad safety violation | 2007 | FRA | $12,350 |
Ineos Acrylics Inc. | Ineos | chemicals | railroad safety violation | 2001 | FRA | $5,000 |
Ineos Phenol Inc. | Ineos | chemicals | railroad safety violation | 2007 | FRA | $5,000 |
Ineos Phenol Inc. | Ineos | chemicals | railroad safety violation | 2007 | FRA | $5,000 |
ASHTA CHEMICALS, INC. | Ineos | chemicals | railroad safety violation | 2016 | FRA | $7,200 |
BP Chemical, Inc. | Ineos | chemicals | railroad safety violation | 2017 | FRA | $18,000 |
INEOS ABS | Ineos | chemicals | air pollution violation | 2009 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,550,000 |
INEOS Phenol | Ineos | chemicals | air pollution violation | 2005 | AL-ENV | $20,000 |
INEOS BIO USA, LLC | Ineos | chemicals | hazardous waste violation | 2015 | AR-ENV | $6,750 |
INEOS Americas, LLC | Ineos | chemicals | environmental violation | 2016 | LA-ENV | $13,648 |
Ineos Fluor Americas, LLC | Ineos | chemicals | environmental violation | 2012 | LA-ENV | $5,000 |
STYROLUTION AMERICA LLC | Ineos | chemicals | environmental violation | 2012 | MA-ENV | $23,250 |
Ineos USA LLC | Ineos | chemicals | environmental violation | 2010 | OH-ENV | $5,500 |
ASHTA Chemicals Inc. | Ineos | chemicals | water pollution violation | 2004 | OH-ENV | $1,541,647 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2020 | TX-ENV | $21,240 |
INEOS Americas LLC | Ineos | chemicals | environmental violation | 2020 | TX-ENV | $13,251 |
INEOS NITRILES USA LLC | Ineos | chemicals | environmental violation | 2019 | TX-ENV | $42,400 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2019 | TX-ENV | $164,867 |
INEOS Styrolution America LLC | Ineos | chemicals | environmental violation | 2019 | TX-ENV | $7,200 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2019 | TX-ENV | $24,451 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2019 | TX-ENV | $7,620 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2018 | TX-ENV | $45,000 |
INEOS Styrolution America LLC | Ineos | chemicals | environmental violation | 2018 | TX-ENV | $25,780 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2016 | TX-ENV | $36,000 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2016 | TX-ENV | $11,400 |
INEOS USA LLC | Ineos | chemicals | environmental violation | 2016 | TX-ENV | $10,500 |