Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $8,192 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,200 |
| BRODER BROS CO | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $9,572 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,178 |
| PLAY POWER, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $8,000 |
| STRATEGIC MATERIALS INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,000 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $22,323 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $5,485 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $380,370 |
| BRODER BROS CO | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $34,600 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $29,466 |
| PLAY POWER, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $12,500 |
| STRATEGIC MATERIALS | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $159,750 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2016 | EPA | $37,500 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $37,886 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-state | $1,800,000 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $5,800,000 |
| BASF CONSTRUCTION CHEMICALS LLC | Lone Star Funds | private equity (including portfolio companies) | hazardous waste violation | 2009 | IN-ENV | $8,200 |
| MAAX USA | Lone Star Funds | private equity (including portfolio companies) | air pollution violation | 2011 | WV-ENV | $5,000 |
| MAAX USA | Lone Star Funds | private equity (including portfolio companies) | air pollution violation | 2005 | WV-ENV | $42,000 |
| MAAX U.S. CORPORATION | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,640 |
| SPX FLOW TECHNOLOGY USA, INC. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,585 |
| MAAX SPAS INDUSTRIES CORP. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,725 |
| MAAX US CORP | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $17,000 |
| SPX FLOW INC. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,000 |
| MAAX US CORP. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,071 |
| BASF CONSTRUCTION CHEMICALS, LLC | Lone Star Funds | private equity (including portfolio companies) | air pollution violation | 2007 | EPA | $43,591 |
| Maax Spas Industries Corporation | Lone Star Funds | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $34,440 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| MoneyGram Payment Systems | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2016 | MULTI-AG | $13,000,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2014 | AZ-DIFI | $10,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FL-OFR | $7,500 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | NE-DBF | $6,000 |
| Moneygram International | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | NH-BKG | $10,000 |
| MoneyGram Payment Systems, Inc | Madison Dearborn Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $34,328 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $9,625 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2022 | NY-DFS | $8,250,000 |
| PLASTIC PACKAGING TECHNOLOGIES | Mid Oaks Investments | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $25,000 |
| C & M FINE PACK INC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $5,000 |
| C&M FINE PACK INC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,645 |
| D&W FINE PACK, LLC . | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $10,500 |
| D&W FINE PACK, LLC . | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $14,880 |
| D&W FINE PACK, LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $8,856 |
| D&W FINE PACK LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $39,837 |
| D&W FINE PACK LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,000 |
| PLASTIC PACKAGING TECHNOLOGIES, LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $18,853 |
| D&W FINE PACK, LLC . | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $8,000 |
| D&W FINE PACK LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $15,000 |
| Medina Blanking, Inc., a Division of Shiloh Industries | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $7,500 |
| Dura Automotive Systems, Inc | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $43,000 |
| Medina Blanking Inc. Div. Shiloh Ind. Inc. | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $27,000 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | hazardous waste violation | 2020 | AL-ENV | $5,400 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | air pollution violation | 2015 | AL-ENV | $8,000 |
| Plasman SC Inc. | MiddleGround Capital | private equity (including portfolio companies) | environmental violation | 2022 | SC-ENV | $7,500 |
| ALBANY-CHICAGO COMPANY | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,295 |
| DURA AUTOMOTIVE SYSTEMS INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $7,200 |
| DURA AUTOMOTIVE SYSTEMS | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $6,300 |
| DURA AUTOMOTIVE SYSTEMS | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $20,500 |
| DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $13,525 |
| DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $7,594 |
| SECTIONAL STAMPING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $6,325 |
| PETERSON SPRING CO. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $36,075 |
| JEFFERSON BLANKING DIVISION OF SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $10,220 |
| SHILOH INDUSTRIES INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,100 |
| MEDINA BLANKING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $8,200 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $16,800 |
| DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,500 |
| SHILOH INDUSTRIES INC. DBA WELLINGTON STAMPING | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,375 |
| ALCO MANUFACTURING CORPORATION, LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,200 |
| SHILOH INDUSTRIES,INC. MANSFIELD BLANKING DIVISION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $12,200 |
| DURA AUTOMOTIVE SYSTEMS INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,000 |
| LIVERPOOL COIL PROCESSING, INCORPORATED | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,135 |
| SHILOH INDUSTRIES INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $14,000 |
| MEDINA BLANKING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,850 |
| LIVERPOOL COIL PROCESSING DIVISION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,000 |
| DURA AUTOMOTIVE SYSTEMS LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $5,180 |
| SECTIONAL STAMPING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $30,000 |
| PLASMAN CORP LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $5,730 |
| SHILOH INDUSTRIES, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $7,875 |
| DURA AUTOMOTIVE | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,250 |
| LINDSAY PRECAST, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,211 |
| ALCO MANUFACTURING CORPORATION, LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $12,000 |
| PETERSON AMERICAN CORPORATION DBA PETERSON SPRINGS | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $23,540 |
| DURA AUTOMOTIVE SYSTEMS CABLE OPERATIONS LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $5,250 |
| STEEL-CRAFT CORP. OF HARTFORD | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,500 |
| SHILOH INDUSTRIES, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,968 |
| PETERSON AMERICAN CORPORATION DBA PETERSON SPRINGS | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,350 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $11,934 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| LINDSAY PRECAST, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $150,000 |
| ALCO MANUFACTURING CORPORATION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $5,860 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| EDSAL MANUFACTURING COMPANY | Monomoy Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2021 | EBSA | $10,001 |
| EDSAL MANUFACTURING CO., INC. | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $8,000 |
| EDSAL MANUFACTURING CO., INC. | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $13,500 |
| EDSAL MANUFACTURING | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $37,500 |
| EDSAL MANUFACTURING CO., INC. | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $130,100 |
