Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,603 |
| CUSTOM TRUCK ONE SOURCE | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $20,553 |
| JOSEPH T. RYERSON & SONS INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $9,948 |
| JOSEPH T. RYERSON - SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $9,000 |
| OREGON TOOL | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $14,043 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $25,473 |
| JOSEPH T. RYERSON AND SON, INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $13,653 |
| CABINETWORKS GROUP MIDDLEFIELD LLC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $8,806 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $7,813 |
| CABINETWORKS GROUP | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $6,915 |
| SOLENIS, LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2017 | EPA | $99,000 |
| SOLENIS, LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $498,620 |
| SOLENIS LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $20,600 |
| JOSTENS, INC. | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $15,360 |
| Oregon Tool, Inc. | Platinum Equity | private equity (including portfolio companies) | hazardous waste violation | 2023 | EPA | $337,253 |
| TMS INTERNATIONAL, LLC | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $132,000 |
| TMS INTERNATIONAL | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $9,557 |
| TMS INTERNATIONAL | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $6,750 |
| TMS INTERNATIONAL LLC | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $8,701 |
| TMS INTERNATIONAL, LLC | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $12,500 |
| Columbus Steel Castings Company | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $825,000 |
| Columbus Steel Castings Company, Inc. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000 |
| Columbus Castings Co. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2014 | OH-ENV | $436,700 |
| Columbus Steel Castings Co. | Protostar Partners | private equity (including portfolio companies) | environmental violation | 2007 | OH-ENV | $75,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $118,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $12,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $23,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $32,700 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $16,500 |
| COLUMBUS CASTINGS | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $22,550 |
| COLUMBUS CASTINGS | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $54,250 |
| COLUMBUS CASTINGS | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $7,000 |
| COLUMBUS STEEL CASTINGS | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $13,471 |
| Higher One | Providence Equity Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $964,637 |
| Decker Coal Company | Resource Capital Funds | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $476,649 |
| GLOBAL ADVANCED METALS USA INC | Resource Capital Funds | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $10,500 |
| Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $200,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2019 | CA-INS | $8,080 |
| Securities Services Network, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2000 | FL-OFR | $10,000 |
| Securities Services Network, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2002 | FL-OFR | $14,938 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | IL-SEC | $10,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2011 | IN-SEC | $11,018 |
| Securities America Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2013 | MA-SEC | $150,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2013 | MA-SEC | $25,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | MO-SEC | $6,000 |
| American General Securities Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2010 | MS-SEC | $215,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | MT-FIN | $5,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | MT-FIN | $115,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | NE-DBF | $40,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | NH-BSR | $190,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2015 | NY-DFS | $5,000 |
| Securities America Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2015 | OR-FIN | $100,000 |
| SagePoint Financial Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SC-SEC | $40,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2004 | TX-SEC | $12,500 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $502,400 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $603,776 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | FINRA | $55,000 |
| American General Securities, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2006 | FINRA | $1,100,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $6,600,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $2,400,000 |
| Ladenburg Thalmann & Co. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $1,200,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | VA-SEC | $25,000 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| SagePoint Financial, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2023 | CA-INS | $6,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| SagePoint Financial, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| SAGEPOINT FINANCIAL, INC. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2023 | CA-INS | $6,000 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,800 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $9,900 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,200 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $12,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,500 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,625 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $9,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $10,500 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $8,000 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $8,000 |
| PPl Montana | Riverstone Holdings | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $8,433 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2003 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2002 | FRA | $9,750 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
