Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $8,100 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | FL-DEP | $6,250 |
| SI GROUP, INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $14,940 |
| ASCEND PERFORMANCE MATERIALS TEXAS INC. * | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $52,853 |
| SI Group Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | TN-ENV | $136,160 |
| Ascend Performance Materials Llc | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,000 |
| Ascend Performance Materials Operations, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | FL-DEP | $46,450 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2023 | TX-ENV | $124,128 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2023 | TX-ENV | $8,840 |
| Foremark Performance Chemicals, Inc. | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2022 | TX-ENV | $5,200 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $10,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| NORAMCO | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $7,000 |
| SCHENECTADY INTERNATIONAL | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $8,500 |
| ASCEND PERFORMANCE MATERIALS LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,000 |
| SI GROUP, INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $25,000 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $14,500 |
| ADDIVANT USA, LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $12,600 |
| DELTECH POLYMERS CORPORATION | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $8,910 |
| ASCEND PERFORMANCE MATERIALS INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,087 |
| NORAMCO INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,394 |
| ASCEND PERFORMANCE MATERIALS TEXAS, INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $27,306 |
| DELTECH MONOMERS OP CO LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $28,671 |
| ASCEND PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $10,566 |
| Schenectady International, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $28,600 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2016 | EPA | $280,718 |
| NORAMCO, INC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2005 | EPA | $263,992 |
| NORAMCO, INC. | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | EPA | $115,934 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $49,200 |
| ASCENT PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2014 | EPA | $17,601 |
| ASCEND PERFORMANCE MATERIALS LLC | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2017 | EPA | $25,000 |
| ARCHROMA U.S., INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $29,325 |
| DELTECH CORPORATION | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $170,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $83,263 |
| Ascend Performance | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $60,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $976,707 |
| DelTech Monomer Po co | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2022 | EPA | $80,250 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $5,400 |
| AmTrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2019 | MN-FIN | $7,000 |
| Amtrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2015 | MO-INS | $72,425 |
| Amtrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2018 | TX-INS | $25,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| AmTrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | MO-INS | $26,850 |
| Amtrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2022 | TX-INS | $6,500 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,500 |
| AmTrust Insurance Company and Technology Insurance Company, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $40,000 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,000 |
| Klockner Pentaplast of America, Inc. | Strategic Value Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | WHD | $12,325 |
| KLOCKNER PENTAPLAST OF AMERICA INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,800 |
| KLOCKNER PENTAPLAST OF AMERICA | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,000 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $5,000 |
| KLOCKNER PENTAPLAST OF AMERICA INC | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $17,325 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,150 |
| KLOCKNER PENTAPLAST OF AMERICA INC | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,725 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $17,225 |
| Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Staples Contract and Commercial, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2015 | WHD | $275,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $18,000 |
| Corporate Express | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $7,000 |
| STAPLES THE OFFICE SUPERSTORE EAST INC | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2015 | KY-DWS | $76,699 |
| Talbots | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-state | $2,950,000 |
| Ann Taylor | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $3,500,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $5,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $790,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| AnnTaylor Stores | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $6,500,000 |
| ORS NASCO | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $20,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $8,000 |
| Office Superstore East LLC fka Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2019 | MA-AG | $165,000 |
| Hot Topic Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Lane Bryant Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| Hot Topic, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $5,600 |
| Staples Incorporated | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $47,000 |
| Essendant Co. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2020 | CA-DPR | $6,216 |
| Staples Inc. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2016 | CA-DPR | $89,552 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2013 | CA-SCAQMD | $7,500 |
| Lane Bryant, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2022 | MA-AG | $50,821 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2022 | CA-SCAQMD | $15,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $3,950,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $2,000,000 |
| UNITED STATIONERS SUPPLY CO INC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $5,350 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $16,685 |
| STAPLES/CONTRACT & COMMERCIAL | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $5,600 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $14,500 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,250 |
| STAPLES NORTHEAST DISTRIBUTION CENTER | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $29,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $8,075 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $15,000 |
| STAPLES PRINT SOLUTIONS WAREHOUSE | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $9,000 |
| STAPLES CONTRACT & COMMERCIAL, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $17,800 |
| HOT TOPIC, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $22,392 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $7,700 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $70,000 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,600 |
