Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,600 |
| STAPLES THE OFFICE SUPERSTORE, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $10,163 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,853 |
| HOT TOPIC, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $38,803 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,270 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,700 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,300 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,102 |
| STAPLES CONTRACT & COMMERCIAL, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,200 |
| BELK, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $31,941 |
| HOT TOPIC INCORPORATED | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,600 |
| STAPLES THE OFFICE SUPERSTORE, LLC DBA STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $13,653 |
| ANN TAYLOR | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,190 |
| STAPLES CONTRACT & COMMERCIAL LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $31,080 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $19,590 |
| STAPLES, INC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $46,500 |
| NextGen Healthcare, Inc. | Thoma Bravo | private equity (including portfolio companies) | False Claims Act and related | 2023 | DOJ_CIVIL | $31,000,000 |
| THE PORTER AND CHESTER INSTITUTE, INC. | Thoma Bravo | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $24,000 |
| THE PORTER AND CHESTER INSTITUTE, INC. | Thoma Bravo | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $6,500 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2013 | MI-LEO | $31,416 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $9,800 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $7,700 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $9,000 |
| MATERIAL HANDLING SYSTEMS, INC./MHS TECHNICAL SERVICES, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $225,000 |
| MATERIAL HANDLING SYSTEMS, INC./MHS TECHNICAL SERVICES, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $10,000 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $11,520 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,956 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,796 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| TPG Capital, L.P. | TPG Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| CUSHMAN & WAKEFIELD OF CALIFORNIA, INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $5,150 |
| CUSHMAN & WAKEFIELD, INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $5,000 |
| CUSHMAN & WAKEFIELD U.S., INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $13,500 |
| EXACTECH, INC | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $20,741 |
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| Corepower Yoga LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,650,000 |
| CorePower Yoga, LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $1,492,500 |
| CHROMALLOY GAS TURBINE LLC | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $35,000 |
| CHROMALLOY GAS TURBINE CORPORATION | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
| CHROMALLOY FLORIDA | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | hazardous waste violation | 2009 | FL-DEP | $8,450 |
| CHROMALLOY GAS TURBINE CORP. | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,500 |
| CHROMALLOY GAS TURBINE CORP. | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,000 |
| HOUGHTON MIFFLIN HARCOURT COMPANY | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $7,000 |
| CHROMALLOY CASTINGS | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $6,000 |
| CHROMALLOY SAN DIEGO | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $41,050 |
| CHROMALLOY - TURBINE AIRFOILS DIVISION | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| CHROMALLOY GEORGIA | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | hazardous waste violation | 2012 | EPA | $20,600 |
| Chromalloy Gas Turbine Corporation | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | air pollution violation | 2003 | EPA | $326,722 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | federal leasing royalty violation | 2016 | ONRR | $51,641 |
| Sterigenics International, Inc. | Warburg Pincus | private equity (including portfolio companies) | nuclear safety violation | 2006 | NRC | $9,600 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $333,000 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $14,800 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $10,000 |
| Sterigenics International LLC | Warburg Pincus | private equity (including portfolio companies) | Controlled Substances Act violation | 2015 | USAO | $450,000 |
| Sterigenics U.S., LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2019 | IL-AG | $300,000 |
| STERIGENICS U.S. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2015 | IL-ENV | $50,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $5,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $8,400 |
| PREGIS INNOVATIVE PACKAGING, INC. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2008 | KY-ENV | $125,000 |
| Selmet, Inc. | Warburg Pincus | private equity (including portfolio companies) | hazardous waste violation | 2020 | OR-ENV | $70,200 |
| SELMET, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2014 | OR-ENV | $11,199 |
| PACIFIC CAST TECHNOLOGIES, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2008 | OR-ENV | $14,776 |
| Linn Energy Holdings, LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2016 | WY-ENV | $16,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2014 | WY-ENV | $10,000 |
| Selmet Inc. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2021 | OR-ENV | $5,614 |
| Sterigenics US, LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2021 | CA-SCAQMD | $16,500 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2018 | CA-SCAQMD | $16,750 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $8,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $6,000 |
| Pregis, LLC | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2023 | NLRB | $20,000 |
| STERIGENICS | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $9,450 |
| PREGIS | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,200 |
| STERIGENICS INTERNATIONAL, INC. | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,062 |
| PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,700 |
| LINN ENERGY, LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $14,726 |
| PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $43,000 |
| STERIGENICS INTERNATIONAL | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $10,500 |
| PREGIS LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,000 |
| SELMET INC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,700 |
| SELMET INC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,500 |
| PREGIS INNOVATIVE PACKAGING LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,819 |
| SELMET INC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $27,500 |
| PREGIS, LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $17,000 |
| PREGIS INNOVATIVE PACKAGING LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $30,800 |
| PREGIS CORP LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $8,775 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2010 | EPA | $15,000 |
| Paul Espenan | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2011 | EPA | $41,600 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2013 | EPA | $10,500 |
| LINN ENERGY | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2015 | EPA | $8,913 |
| LINN OPERATING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2016 | EPA | $100,000 |
| Sterigenics | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $85,903 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2000 | DOJ_ANTITRUST | $2,000,000 |
| HASA, Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $90,000 |
| Hasa Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2005 | CA-DPR | $22,786 |
