Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
J.P. Morgan Chase | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
Bank One, KY, N.A. | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
JPMorgan Chase & Company | JPMorgan Chase | financial services | investor protection violation | 2020 | CFTC | $920,200,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2020 | OCC | $250,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | SEC | $35,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
JP Morgan Chase | JPMorgan Chase | financial services | environmental violation | 2011 | TX-ENV | $6,555 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2019 | FINRA | $1,100,000 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2017 | FINRA | $1,250,000 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2009 | FINRA | $32,500 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $250,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $4,950,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $280,469 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | FINRA | $6,000,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
Washington Mutual Bank, F. A. | JPMorgan Chase | financial services | air pollution violation | 2005 | CA-SCAQMD | $23,264 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Washington Mutual Mortgage Securities Corp. | JPMorgan Chase | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
El Paso Electric Company | JPMorgan Chase | financial services | utility administrative violation | 2010 | NM-PRC | $5,000 |
First Republic Investment Management, Inc. | JPMorgan Chase | financial services | investor protection violation | 2022 | SEC | $1,825,953 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2013 | CA-LCO | $9,111 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2022 | CFTC | $850,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2022 | SEC | $1,200,000 |
JP Morgan Chase Bank N.A | JPMorgan Chase | financial services | employment discrimination | 2022 | CA-CRD | $16,698 |
Chase Bank USA et al. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $19,500,000 |
J.P. Morgan Chase& Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $15,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $42,600,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2020 | private lawsuit-federal | $2,500,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2023 | SEC | $4,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2023 | CFTC | $15,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $22,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | wage and hour violation | 2022 | CO-LAE | $5,838 |
Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2010 | MI-LEO | $15,000 |
JPMorgan Chase | JPMorgan Chase | financial services | sexual exploitation of minors | 2023 | private lawsuit-federal | $290,000,000 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2022 | WA-DLI | $9,526 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2022 | WA-DLI | $9,526 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2024 | SEC | $18,000,000 |
WASHINGTON MUTUAL | JPMorgan Chase | financial services | workplace safety or health violation | 2007 | OSHA | $5,000 |
EL PASO ELECTRIC | JPMorgan Chase | financial services | workplace safety or health violation | 2010 | OSHA | $6,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2011 | OSHA | $18,300 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2015 | OSHA | $7,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2023 | OSHA | $10,000 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | water pollution violation | 2017 | EPA | $230,392 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2024 | FED | $98,200,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | banking violation | 2024 | OCC | $250,000,000 |