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159 Violation Tracker results found

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2020private lawsuit-federal$3,750,000
J.P. Morgan ChaseJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2010private lawsuit-federal$1,950,000
Bank One, KY, N.A.JPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2005private lawsuit-federal$6,715,000
JPMorgan Chase & CompanyJPMorgan Chasefinancial servicesinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2020OCC$250,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020SEC$35,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2021HUD$50,000
JP Morgan ChaseJPMorgan Chasefinancial servicesenvironmental violation2011TX-ENV$6,555
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2019FINRA$1,100,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2017FINRA$1,250,000
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2009FINRA$32,500
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$250,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$4,950,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$280,469
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003FINRA$6,000,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
Chase Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
JP Morgan Chase BankJPMorgan Chasefinancial servicesworkplace whistleblower retaliation2016OSHA$203,323
Washington Mutual Bank, F. A.JPMorgan Chasefinancial servicesair pollution violation2005CA-SCAQMD$23,264
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.JPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
El Paso Electric CompanyJPMorgan Chasefinancial servicesutility administrative violation2010NM-PRC$5,000
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,825,953
JPMorgan Chase BankJPMorgan Chasefinancial serviceswage and hour violation2013CA-LCO$9,111
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2022CFTC$850,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,200,000
JP Morgan Chase Bank N.AJPMorgan Chasefinancial servicesemployment discrimination2022CA-CRD$16,698
Chase Bank USA et al.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
J.P. Morgan Chase& Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2020private lawsuit-federal$2,500,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2014private lawsuit-federal$218,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2023SEC$4,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2023CFTC$15,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2022CO-LAE$5,838
Chase BankJPMorgan Chasefinancial serviceswage and hour violation2010MI-LEO$15,000
JPMorgan ChaseJPMorgan Chasefinancial servicessexual exploitation of minors2023private lawsuit-federal$290,000,000
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2024SEC$18,000,000
WASHINGTON MUTUALJPMorgan Chasefinancial servicesworkplace safety or health violation2007OSHA$5,000
EL PASO ELECTRICJPMorgan Chasefinancial servicesworkplace safety or health violation2010OSHA$6,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2011OSHA$18,300
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2015OSHA$7,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2023OSHA$10,000
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswater pollution violation2017EPA$230,392
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2024FED$98,200,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesbanking violation2024OCC$250,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.