Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
First Republic Investment Management, Inc. | JPMorgan Chase | financial services | investor protection violation | 2019 | SEC | $1,005,194 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2016 | IN-SEC | $950,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2016 | IN-SEC | $905,000 |
JPMorgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2015 | CFPB | $900,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2022 | CFTC | $850,000 |
JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | SEC | $700,000 |
Bear Stearns | JPMorgan Chase | financial services | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
JP Morgan Chase | JPMorgan Chase | financial services | mortgage abuses | 2015 | MA-AG | $675,000 |
JPMorgan Securities | JPMorgan Chase | financial services | data submission deficiencies | 2014 | CFTC | $650,000 |
Washington Mutual Bank | JPMorgan Chase | financial services | wage and hour violation | 2011 | private lawsuit-federal | $463,000 |
JPMorgan Chase and Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2014 | WV-AG | $400,000 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | mortgage abuses | 2015 | MD-AG | $400,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | KY-FIN | $325,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $280,469 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $250,000 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | water pollution violation | 2017 | EPA | $230,392 |
JPMorgan Chase | JPMorgan Chase | financial services | data submission deficiencies | 2016 | CFTC | $225,000 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2017 | MD-SEC | $100,000 |
El Paso Electric Company | JPMorgan Chase | financial services | labor relations violation | 2012 | NLRB | $79,692 |
JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $73,281 |
J.P. Morgan Chase & Co. and Forum Temporary Services | JPMorgan Chase | financial services | labor relations violation | 2006 | NLRB | $60,760 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | SEC | $54,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | CT-SEC | $53,800 |
J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | DE-AG | $51,400 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | AK-DBS | $51,120 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | NJ-AG | $50,460 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
JP Morgan Chase Bank N.A. | JPMorgan Chase | financial services | wage and hour violation | 2019 | WHD | $38,336 |
Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2009 | FINRA | $32,500 |
JP Morgan Chase | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $26,980 |
Washington Mutual Bank, F. A. | JPMorgan Chase | financial services | air pollution violation | 2005 | CA-SCAQMD | $23,264 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2011 | OSHA | $18,300 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $18,094 |
JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $17,303 |
JP Morgan Chase Bank N.A | JPMorgan Chase | financial services | employment discrimination | 2022 | CA-CRD | $16,698 |
Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2010 | MI-LEO | $15,000 |
J P Morgan Securities LLC | JPMorgan Chase | financial services | insurance violation | 2018 | NY-DFS | $11,750 |
El Paso Electric Company | JPMorgan Chase | financial services | labor relations violation | 2009 | NLRB | $11,500 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | IL-SEC | $10,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2023 | OSHA | $10,000 |
JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $9,748 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2022 | WA-DLI | $9,526 |
JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2022 | WA-DLI | $9,526 |
JPMorgan Chase Bank | JPMorgan Chase | financial services | wage and hour violation | 2013 | CA-LCO | $9,111 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | financial services | workplace safety or health violation | 2015 | OSHA | $7,000 |
Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $6,682 |
JP Morgan Chase | JPMorgan Chase | financial services | environmental violation | 2011 | TX-ENV | $6,555 |
EL PASO ELECTRIC | JPMorgan Chase | financial services | workplace safety or health violation | 2010 | OSHA | $6,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | wage and hour violation | 2022 | CO-LAE | $5,838 |
Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
J P Morgan Chase | JPMorgan Chase | financial services | Family and Medical Leave Act | 2007 | WHD | $5,008 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2018 | DC-DISB | $5,000 |
El Paso Electric Company | JPMorgan Chase | financial services | utility administrative violation | 2010 | NM-PRC | $5,000 |
WASHINGTON MUTUAL | JPMorgan Chase | financial services | workplace safety or health violation | 2007 | OSHA | $5,000 |