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159 Violation Tracker results found

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2019SEC$1,005,194
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$950,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$905,000
JPMorgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2015CFPB$900,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2022CFTC$850,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2013private lawsuit-federal$770,000
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005SEC$700,000
Bear StearnsJPMorgan Chasefinancial serviceswage and hour violation2010private lawsuit-federal$675,000
JP Morgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2015MA-AG$675,000
JPMorgan SecuritiesJPMorgan Chasefinancial servicesdata submission deficiencies2014CFTC$650,000
Washington Mutual BankJPMorgan Chasefinancial serviceswage and hour violation2011private lawsuit-federal$463,000
JPMorgan Chase and Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2014WV-AG$400,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesmortgage abuses2015MD-AG$400,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020KY-FIN$325,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$280,469
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$250,000
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswater pollution violation2017EPA$230,392
JPMorgan ChaseJPMorgan Chasefinancial servicesdata submission deficiencies2016CFTC$225,000
JP Morgan Chase BankJPMorgan Chasefinancial servicesworkplace whistleblower retaliation2016OSHA$203,323
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2017MD-SEC$100,000
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2012NLRB$79,692
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$73,281
J.P. Morgan Chase & Co. and Forum Temporary ServicesJPMorgan Chasefinancial serviceslabor relations violation2006NLRB$60,760
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014SEC$54,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2014CT-SEC$53,800
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014NJ-AG$50,460
JPMorgan Chase BankJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2021HUD$50,000
JP Morgan Chase Bank N.A.JPMorgan Chasefinancial serviceswage and hour violation2019WHD$38,336
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2009FINRA$32,500
JP Morgan ChaseJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$26,980
Washington Mutual Bank, F. A.JPMorgan Chasefinancial servicesair pollution violation2005CA-SCAQMD$23,264
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2011OSHA$18,300
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$18,094
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$17,303
JP Morgan Chase Bank N.AJPMorgan Chasefinancial servicesemployment discrimination2022CA-CRD$16,698
Chase BankJPMorgan Chasefinancial serviceswage and hour violation2010MI-LEO$15,000
J P Morgan Securities LLCJPMorgan Chasefinancial servicesinsurance violation2018NY-DFS$11,750
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2009NLRB$11,500
Bear, Stearns & Co., Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005IL-SEC$10,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
Chase Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2023OSHA$10,000
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$9,748
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JPMorgan Chase BankJPMorgan Chasefinancial serviceswage and hour violation2013CA-LCO$9,111
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2015OSHA$7,000
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$6,682
JP Morgan ChaseJPMorgan Chasefinancial servicesenvironmental violation2011TX-ENV$6,555
EL PASO ELECTRICJPMorgan Chasefinancial servicesworkplace safety or health violation2010OSHA$6,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2022CO-LAE$5,838
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$5,500
J P Morgan ChaseJPMorgan Chasefinancial servicesFamily and Medical Leave Act2007WHD$5,008
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2018DC-DISB$5,000
El Paso Electric CompanyJPMorgan Chasefinancial servicesutility administrative violation2010NM-PRC$5,000
WASHINGTON MUTUALJPMorgan Chasefinancial servicesworkplace safety or health violation2007OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.