PIPS Inc. | | | investor protection violation | 2005 | AK-DBS | $75,000 |
PIC Trust Limited | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Westoby Works | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Team JollyPIPster, LLC | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Adrian N. Baker & Company | | | insurance violation | 2005 | AK-INS | $31,866 |
Ward North America, LP | | | insurance violation | 2005 | AK-INS | $11,790 |
Index Analysis Pool, LP and Index Analysis Services | | | investor protection violation | 2006 | AK-DBS | $25,000 |
Alaska Bail Bonds, Inc. | | | insurance violation | 2006 | AK-INS | $7,500 |
Safeco Financial Solutions, Inc. | | | insurance violation | 2006 | AK-INS | $10,000 |
Inter/National Rental Insurance, Inc. dba USI Rental Speciality | | | insurance violation | 2006 | AK-INS | $13,726 |
Alaska Premier Underwriters Inc. | | | insurance violation | 2006 | AK-INS | $7,500 |
A&M Motors, Inc. dba A&M RV Center | | | insurance violation | 2007 | AK-INS | $6,706 |
HUB International Northeast Limited | | | insurance violation | 2007 | AK-INS | $5,943 |
Stewart Smith East, Inc. | | | insurance violation | 2007 | AK-INS | $20,000 |
Risk Placement Services, Inc | | | insurance violation | 2007 | AK-INS | $10,000 |
Fred Adkerson, Inc. dba Fred's Bail Bonding | | | insurance violation | 2007 | AK-INS | $6,033 |
Willis of Seattle, Inc. | | | insurance violation | 2008 | AK-INS | $22,374 |
ESIS, Inc. | | | insurance violation | 2008 | AK-INS | $20,000 |
Alyeska Title Guaranty Agency, Inc. | | | insurance violation | 2008 | AK-INS | $310,000 |
ACA Insurance Co. | | | insurance violation | 2009 | AK-INS | $20,000 |
Crewman Services of Florida, Inc. dba Crewmen Services of Ketchikan | | | consumer protection violation | 2009 | AK-DBS | $17,289 |
Fairmont Premier Insurance Co. | | | insurance violation | 2009 | AK-INS | $10,000 |
Travelex Currency Services, Inc. | | | consumer protection violation | 2009 | AK-DBS | $15,450 |
Lucky Money Inc. | | | consumer protection violation | 2009 | AK-DBS | $15,947 |
MoneyLine | | | consumer protection violation | 2009 | AK-DBS | $16,250 |
Burns & Wilcox, Ltd. | | | insurance violation | 2009 | AK-INS | $6,000 |
Frontier Gifts | | | consumer protection violation | 2009 | AK-DBS | $11,250 |
Times of Money Ltd. et.al. | | | consumer protection violation | 2009 | AK-DBS | $12,000 |
Oxonia Insurance Group, Inc. | | | insurance violation | 2009 | AK-INS | $25,000 |
KM Capital Management, Inc. | | | consumer protection violation | 2009 | AK-DBS | $14,216 |
American Medical and Life Insurance Co. | | | insurance violation | 2009 | AK-INS | $10,000 |
Alyeska Title Guaranty Agency | | | insurance violation | 2009 | AK-INS | $155,000 |
Fred Adkerson, Inc. dba Fred's Bail Bonding | | | insurance violation | 2010 | AK-INS | $30,000 |
Risk Services Corp. | | | insurance violation | 2010 | AK-INS | $6,000 |
Swett & Crawford Corp. | | | insurance violation | 2010 | AK-INS | $40,000 |
Nationwide Mortgage Concepts LLC | | | consumer protection violation | 2010 | AK-DBS | $50,097 |
Appalachian Underwriters, Inc. | | | insurance violation | 2011 | AK-INS | $10,000 |
Worldwide Facilities, Inc. | | | insurance violation | 2011 | AK-INS | $15,000 |
Parker, Smith & Feek, Inc. | | | insurance violation | 2011 | AK-INS | $35,000 |
Denali Alaskan Insurance LLC | | | insurance violation | 2012 | AK-INS | $25,000 |
The Insurance Center | | | insurance violation | 2012 | AK-INS | $15,000 |
Socius Insurance Services, Inc. | | | insurance violation | 2012 | AK-INS | $20,000 |
Swett & Crawford Corp. | | | insurance violation | 2012 | AK-INS | $20,957 |
AmWINS Insurance Brokerage of CA LLC | | | insurance violation | 2012 | AK-INS | $10,000 |
Touchstone Funds Group Trust | | | investor protection violation | 2013 | AK-DBS | $5,000 |
Griffin MacLean, Inc. | | | insurance violation | 2013 | AK-INS | $10,597 |
Apollo MT, LLC | | | insurance violation | 2013 | AK-INS | $5,000 |
Worldwide Facilities, Inc. | | | insurance violation | 2013 | AK-INS | $5,000 |
Apollo MT, LLC | | | insurance violation | 2013 | AK-INS | $50,000 |
Alaskan General Insurance Agency, LLC | | | insurance violation | 2013 | AK-INS | $5,000 |
Arbor Capital Management, Inc. | | | investor protection violation | 2013 | AK-DBS | $5,000 |
Geneva Roth Ventures, Inc. et al. | | | payday lending violation | 2013 | AK-DBS | $99,000 |
Brown and Riding Insurance Services, Inc. | | | insurance violation | 2013 | AK-INS | $29,795 |
D Trade, Inc. and Dinar Trade, Inc. | | | consumer protection violation | 2013 | AK-DBS | $50,213 |
McKinley Mortgage Company, LLC | | | consumer protection violation | 2013 | AK-DBS | $9,500 |
First Rate Financial, LLC | | | consumer protection violation | 2014 | AK-DBS | $16,000 |
Fortune Oil & Gas, Ltd. | | | investor protection violation | 2014 | AK-DBS | $25,000 |
Griffin Underwriting Services, Division of Cochrane Griffin & Company, Inc. | | | insurance violation | 2014 | AK-INS | $5,000 |
Swett & Crawford Corp. | | | insurance violation | 2014 | AK-INS | $30,000 |
Corporate Sales and Leasing, Inc. dba Budget Rent A Car | | | insurance violation | 2014 | AK-INS | $25,000 |
Fetch Insurance Services, LLC dba Petplan | | | insurance violation | 2014 | AK-INS | $8,325 |
Benefit Administrative Systems LLC | | | insurance violation | 2014 | AK-INS | $20,000 |
Flexible Benefits Corp. | | | insurance violation | 2014 | AK-INS | $7,512 |
Dartmouth Capital, LLC | | | consumer protection violation | 2014 | AK-DBS | $55,600 |
Seawest Adjustment Company, Inc. | | | insurance violation | 2014 | AK-INS | $20,000 |
Alaska USA Title Agency, LLC | | | insurance violation | 2015 | AK-INS | $55,000 |
Wentworth-DeAngelis, Inc. | | | insurance violation | 2015 | AK-INS | $5,000 |
Flatiron Capital Partners, LLC et al. | | | investor protection violation | 2015 | AK-DBS | $125,000 |
St. Andrews Investments, LLC | | | investor protection violation | 2015 | AK-DBS | $50,000 |
Advance Alaska, LLC dba Advance Til Payday | | | payday lending violation | 2015 | AK-DBS | $13,100 |
Tyler Randolph State Farm Insurance and Tyler Randolph Insurance Agency Inc. | | | consumer protection violation | 2015 | AK-DBS | $6,250 |
McKinley Capital Non-US Small Cap Growth Fund | | | investor protection violation | 2015 | AK-DBS | $5,000 |
Parker, Smith & Feek, Inc. | | | insurance violation | 2015 | AK-INS | $50,000 |
Global Arena Capital Corp. | | | investor protection violation | 2015 | AK-DBS | $25,000 |
Northwest Financial Advisors, Inc. | | | investor protection violation | 2015 | AK-DBS | $6,250 |
Sterling Currency Group, LLC | | | consumer protection violation | 2015 | AK-DBS | $93,000 |
Alaska USA Insurance Brokers LLC | | | insurance violation | 2015 | AK-INS | $15,000 |
Insurance Max LLC | | | insurance violation | 2015 | AK-INS | $10,000 |
M J Hall & Co of Alaska Inc. | | | insurance violation | 2015 | AK-INS | $10,000 |
Jim Kelly Insurance Agency | | | consumer protection violation | 2015 | AK-DBS | $9,525 |
Garden State Securities, Inc. | | | investor protection violation | 2016 | AK-DBS | $25,000 |
Alaska Prepaid Card, LLC dba Quyana Card | | | payday lending violation | 2016 | AK-DBS | $5,600 |
AmWINS Insurance Brokerage of CA LLC | | | insurance violation | 2016 | AK-INS | $15,000 |
Seekins Ford Lincoln Mercury Inc. | | | insurance violation | 2016 | AK-INS | $12,500 |
Budget Insurance, Inc. | | | insurance violation | 2016 | AK-INS | $75,000 |
Codawn Consulting Corp., Sentinel Capital Corp. | | | investor protection violation | 2017 | AK-DBS | $125,000 |
Frye Claims Consultation & Administration, Inc. | | | insurance violation | 2017 | AK-INS | $50,000 |
Fairbanks Neighborhood Housing Services, Inc. | | | consumer protection violation | 2017 | AK-DBS | $16,425 |
Southeastern Title Agency Inc. | | | insurance violation | 2017 | AK-INS | $8,000 |
FNC Insurance Agency, Inc. | | | consumer protection violation | 2017 | AK-DBS | $135,600 |
Denali Alaskan Insurance LLC | | | insurance violation | 2017 | AK-INS | $5,000 |
Gerald J Sullivan & Assoc of Oregon LLC | | | insurance violation | 2017 | AK-INS | $5,000 |
R T Speciality LLC | | | insurance violation | 2017 | AK-INS | $15,000 |
Griffin Underwriting Services | | | insurance violation | 2017 | AK-INS | $15,000 |
Capital Premium Financing, Inc. | | | consumer protection violation | 2017 | AK-DBS | $50,000 |
Associated Foreign Exchange, Inc. | | | consumer protection violation | 2017 | AK-DBS | $20,600 |
Creative Solutions Software Corp. | | | consumer protection violation | 2017 | AK-DBS | $7,500 |
Commonwealth Foreign Exchange, Inc. | | | consumer protection violation | 2018 | AK-DBS | $20,600 |
Tiger Commissary Services, Inc. | | | consumer protection violation | 2018 | AK-DBS | $8,100 |
Yapstone Holdings, Inc. dba RentPayment et al. | | | consumer protection violation | 2018 | AK-DBS | $75,600 |
First Rate Financial, LLC | | | consumer protection violation | 2018 | AK-DBS | $8,000 |