Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Clipper City Brewing Company. L.P. | tax violations | 2006 | ATTTB | $5,000 | ||
| VERSTO INC | motor vehicle safety violation | 2007 | FMCSA | $5,000 | ||
| First National Bank & Trust | banking violation | 2003 | OCC | $5,000 | ||
| Vin-Lee Ron Meat Packing, LLC, d/b/a Maplecreek Packing | agribusiness violation | 2014 | GIPSA | $5,000 | ||
| GARED HOLDINGS, LLC | labor relations violation | 2015 | NLRB | $5,000 | ||
| Affiliated Computer Services A Xerox Company | Conduent | miscellaneous services | labor relations violation | 2010 | NLRB | $5,000 |
| JEFFBOAT LLC | labor relations violation | 2007 | NLRB | $5,000 | ||
| GSF | labor relations violation | 2005 | NLRB | $5,000 | ||
| Nations Rent, Inc. | labor relations violation | 2005 | NLRB | $5,000 | ||
| Casting Technology Company (CTC) | labor relations violation | 2003 | NLRB | $5,000 | ||
| J.C. Electric | labor relations violation | 2002 | NLRB | $5,000 | ||
| Waste Management, Inc. | Waste Management Inc. | waste management and environmental services | labor relations violation | 2000 | NLRB | $5,000 |
| MEG, a Division of Hirsch Industries | labor relations violation | 2000 | NLRB | $5,000 | ||
| Absolute Printing Equipment Services, Inc. | labor relations violation | 2000 | NLRB | $5,000 | ||
| Wayne Metal Products Co., Inc. | labor relations violation | 2000 | NLRB | $5,000 | ||
| Victoria Fire & Casualty Co. | Nationwide | financial services | insurance violation | 2003 | IN-INS | $5,000 |
| Safeco Insurance Co. of America | Liberty Mutual Insurance | financial services | insurance violation | 2005 | IN-INS | $5,000 |
| Salem Insurance Agency, Inc. | insurance violation | 2006 | IN-INS | $5,000 | ||
| Founders Insurance Co. | insurance violation | 2007 | IN-INS | $5,000 | ||
| Anthem Insurance Companies, Inc. | Elevance Health | healthcare services | insurance violation | 2008 | IN-INS | $5,000 |
| Swift Excelsior Investments, Inc. | investor protection violation | 2009 | IN-SEC | $5,000 | ||
| D&W Financial Services, Inc. and Sims Financial Services, LLC | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| Genesis One Enterprises, Inc. | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| United HealthCare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2009 | IN-INS | $5,000 |
| Ft. Wayne Mortgage Corp. | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| Liberty Mutual Insurance Co. | Liberty Mutual Insurance | financial services | insurance violation | 2009 | IN-INS | $5,000 |
| Acceptance Capital Mortgage Corp. | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| Carrington Mortgage & Consulting, Inc. | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| 1st Sheffield Mortgage | consumer protection violation | 2009 | IN-SEC | $5,000 | ||
| PMC Mortgage Corp. | consumer protection violation | 2010 | IN-SEC | $5,000 | ||
| Safeco Insurance Company of America | Liberty Mutual Insurance | financial services | insurance violation | 2010 | IN-INS | $5,000 |
| Christian Service Foundation, Inc. | investor protection violation | 2010 | IN-SEC | $5,000 | ||
| AWM Financial Services, LLC | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Granite Ridge Builders, Inc. of Indianapolis and Granite Ridge Builders, Inc. | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Global Wealth Investments, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| The McCormick Group, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| Genesis Advisors, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| Sagamore Home Mortgage, LLC | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Unique Insurance Co. | insurance violation | 2011 | IN-INS | $5,000 | ||
| Crownmark Mortgage, Inc. | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2012 | IN-INS | $5,000 |
| Steven W. Songer & Associates, Inc. | investor protection violation | 2012 | IN-SEC | $5,000 | ||
| Twin Rocks Asset Management, Inc. | investor protection violation | 2013 | IN-SEC | $5,000 | ||
| 5 Star Investment Group, LLC | investor protection violation | 2015 | IN-SEC | $5,000 | ||
| Kovack Securities Inc. | investor protection violation | 2015 | IN-SEC | $5,000 | ||
| Legacy Practice Management, LLC | investor protection violation | 2016 | IN-SEC | $5,000 | ||
| Blue Crab Partners, LLC | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| RSF Social Investment Fund, Inc. | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| Martin Financial Management, Inc. | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| Legacy Wealth Management | investor protection violation | 2018 | IN-SEC | $5,000 | ||
| DS VI, LLC and DS VII, LLC and DS X, LLC and DS XII, LLC | investor protection violation | 2019 | IN-SEC | $5,000 | ||
| Liberty Mutual Insurance | Liberty Mutual Insurance | financial services | insurance violation | 2019 | IN-INS | $5,000 |
| ST JOE DEV CORP | water pollution violation | 2021 | IN-ENV | $5,000 | ||
| WHITE RIVER LLC | animal feeding operation violation | 2020 | IN-ENV | $5,000 | ||
| ARCONIC LAFAYETTE OPERATONS | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | IN-ENV | $5,000 |
| NSH IVEST LLC | air pollution violation | 2019 | IN-ENV | $5,000 | ||
| DEXTER AXLE CO | air pollution violation | 2019 | IN-ENV | $5,000 | ||
| SUMMERTREE DEVELOPMENT LLC - PHASE II B | environmental violation | 2019 | IN-ENV | $5,000 | ||
| CLARK'S LANDING - BOSTON DEV GROUP LLC | environmental violation | 2019 | IN-ENV | $5,000 | ||
| ALCOA WARRICK LLC | Kaiser Aluminum | metals | air pollution violation | 2019 | IN-ENV | $5,000 |
| CENTENNIAL VILLAGE | environmental violation | 2018 | IN-ENV | $5,000 | ||
| UNIV OF NOTRE DAME DU LAC | air pollution violation | 2018 | IN-ENV | $5,000 | ||
| LIBERTY LDFL INC | air pollution violation | 2018 | IN-ENV | $5,000 | ||
| EL SHADDAI FARMS LLC SITE 2 | animal feeding operation violation | 2018 | IN-ENV | $5,000 | ||
| CONTINENTAL STRUCTURAL PLASTICS | Teijin | chemicals | air pollution violation | 2018 | IN-ENV | $5,000 |
| IMAGINEERING ENTERPRISES INC | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| ENVIRONMENTAL MANAGEMENT SPECIALISTS | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ANR PIPELINE CO ST JOHN | TC Energy | pipelines | air pollution violation | 2017 | IN-ENV | $5,000 |
| I/N TEK & I/N KOTE | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ARCELORMITTAL BURNS HARBOR LLC | Cleveland-Cliffs | mining and minerals | air pollution violation | 2016 | IN-ENV | $5,000 |
| JUPITER ALUMINUM CORP - COILCOATING DIV | Jupiter Aluminum | metals | air pollution violation | 2016 | IN-ENV | $5,000 |
| AC GRAIN LLC | air pollution violation | 2016 | IN-ENV | $5,000 | ||
| BOS DAIRY SITE 4 | animal feeding operation violation | 2016 | IN-ENV | $5,000 | ||
| FORD SAWMILL | environmental violation | 2016 | IN-ENV | $5,000 | ||
| AAMR OF INDIANA | air pollution violation | 2016 | IN-ENV | $5,000 | ||
| SUMMIT SEED COATINGS IN | air pollution violation | 2015 | IN-ENV | $5,000 | ||
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $5,000 |
| PARTS CLEANING TECHNOLOGIES LLC | hazardous waste violation | 2015 | IN-ENV | $5,000 | ||
| COLFAX CORP | air pollution violation | 2015 | IN-ENV | $5,000 | ||
| ELSA CORP | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| MATALCO INC | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| EXIDE TECHNOLOGIES | Exide Technologies | miscellaneous energy products and systems | hazardous waste violation | 2014 | IN-ENV | $5,000 |
| OAK RIDGE RECYCLING &M DISPOSAL FACILITY | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| CYBERMETRIX INC | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| BRIAR RIDGE VILLAS & BRIAR RIDGE APARTMENTS | environmental violation | 2013 | IN-ENV | $5,000 | ||
| PAUL'S AUTO YARD INC | hazardous waste violation | 2013 | IN-ENV | $5,000 | ||
| INTAT PRECISION INC | air pollution violation | 2013 | IN-ENV | $5,000 | ||
| FLOYD CRIM & SONS INC | air pollution violation | 2013 | IN-ENV | $5,000 | ||
| WAUPACA FOUNDRY INC | Hitachi | diversified | air pollution violation | 2013 | IN-ENV | $5,000 |
| CHRYSLER GRP LLC KOKOMO TRANSMISSION PLT | Stellantis | motor vehicles | air pollution violation | 2012 | IN-ENV | $5,000 |
| RANDOLPH FARMS INC | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| HARRISON STEEL CASTINGS CO | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| TRANSFLO TERMINAL SERVICES INC | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| SAINT GOBAIN CONTAINERS INC | Ardagh Packaging Group | paper and packaging | air pollution violation | 2012 | IN-ENV | $5,000 |
| WAUPACA FOUNDRY INC | Hitachi | diversified | air pollution violation | 2012 | IN-ENV | $5,000 |
| PRATT VISUAL SOLUTIONS | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| SOUTH BEND ETHANOL LLC | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| E & B PAVING INC | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| LAKE LASALLE PROPERTY OWNERS ASSOCIATION | environmental violation | 2010 | IN-ENV | $5,000 | ||
| TOLTEST INC | air pollution violation | 2009 | IN-ENV | $5,000 |
