American Bankers Insurance Company of Florida | Assurant | insurance violation | 2007 | IN-INS | $87,500 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2001 | MA-INS | $65,000 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2017 | MD-INS | $25,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
Fortis Insurance Co. and Fortis Benefits Insurance Co. | Assurant | insurance violation | 2001 | MN-FIN | $5,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $10,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $75,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2005 | MN-FIN | $7,500 |
Fortis Insurance Co. | Assurant | insurance violation | 2005 | MN-FIN | $10,000 |
American Security Insurance Company | Assurant | insurance violation | 2013 | MN-FIN | $5,000 |
American Security Insurance Company et al. | Assurant | insurance violation | 2016 | MN-FIN | $5,000,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2018 | MO-INS | $37,500 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2018 | MO-INS | $37,500 |
Fortis Insurance Co. et al. | Assurant | insurance violation | 2004 | MT-FIN | $70,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2004 | MT-FIN | $65,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
John Alden Life Insurance Co. and Time Insurance Co. | Assurant | insurance violation | 2015 | MT-FIN | $1,699,709 |
John Alden Life Insurance Company | Assurant | insurance violation | 2008 | NH-INS | $450,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2010 | NH-INS | $20,000 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2005 | NJ-DBI | $1,775,000 |
Assurant, Inc. | Assurant | insurance violation | 2013 | NY-DFS | $14,000,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2015 | NY-DFS | $10,000 |
Fortis Insurance Company | Assurant | insurance violation | 2002 | OR-FIN | $42,500 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2002 | OR-FIN | $30,000 |
Fortis Insurance Company | Assurant | insurance violation | 2003 | OR-FIN | $20,000 |
John Alden Life Insurance Company | Assurant | insurance violation | 2007 | OR-FIN | $10,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2007 | OR-FIN | $6,100 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2008 | OR-FIN | $25,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2009 | OR-FIN | $10,000 |
Union Security Insurance Company | Assurant | insurance violation | 2015 | SD-INS | $7,500 |
American Memorial Life Insurance Company | Assurant | insurance violation | 2016 | SD-INS | $5,000 |
Union Security Insurance Company | Assurant | insurance violation | 2016 | SD-INS | $35,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2008 | TX-INS | $7,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2011 | TX-INS | $200,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2017 | TX-INS | $35,000 |
AMERICAN BANKERS LIFE ASSURANCE OF FLORIDA | Assurant | insurance violation | 2001 | VA-INS | $15,000 |
FORTIS INSURANCE COMPANY | Assurant | insurance violation | 2001 | VA-INS | $57,000 |
FORTIS INSURANCE CO., ET AL. | Assurant | insurance violation | 2002 | VA-INS | $27,000 |
RESOURCE LIFE INSURANCE CO. | Assurant | insurance violation | 2006 | VA-INS | $18,000 |
AMERICAN BANKERS INSURANCE | Assurant | insurance violation | 2006 | VA-INS | $45,000 |
AMERICAN SECURITY INSURANCE CO | Assurant | insurance violation | 2006 | VA-INS | $45,000 |
STANDARD GUARANTY INSURANCE CO | Assurant | insurance violation | 2006 | VA-INS | $45,000 |
AMERICAN BANKERS LIFE | Assurant | insurance violation | 2007 | VA-INS | $97,000 |
UNION SECURITY LIFE INSURANCE | Assurant | insurance violation | 2007 | VA-INS | $27,000 |
Virginia Surety Company Inc | Assurant | insurance violation | 2010 | WA-INS | $12,000 |
American Bankers Insurance Company Of Florida | Assurant | insurance violation | 2011 | WA-INS | $170,000 |
American Bankers Insurance Group Inc. | Assurant | insurance violation | 2001 | MULTI-FIN | $3,000,000 |
Assurant Inc. | Assurant | insurance violation | 2016 | MULTI-FIN | $80,217,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2013 | MULTI-FIN | $200,000 |
The Signal, LP, an Assurant Company | Assurant | insurance violation | 2020 | NY-DFS | $2,800,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2021 | OR-FIN | $20,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2021 | TX-INS | $45,000 |
American Memorial Life Insurance Company | Assurant | insurance violation | 2021 | WA-INS | $20,000 |
Union Security Life Insurance Company of New York | Assurant | insurance violation | 2021 | NY-DFS | $20,000 |
Assurant Inc. | Assurant | consumer protection violation | 2017 | private lawsuit-federal | $3,350,000 |
Assurant Inc. | Assurant | consumer protection violation | 2016 | private lawsuit-federal | $14,050,000 |
Assurant Inc. | Assurant | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
Assurant Inc. | Assurant | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
American Memorial Life Insurance Company | Assurant | insurance violation | 2023 | SD-INS | $5,000 |
Asurion, LLC | Asurion | employment discrimination | 2019 | EEOC | $50,000 |
Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | insurance violation | 2020 | NY-DFS | $4,000,000 |
Asurion Warranty Services, Inc. | Asurion | insurance violation | 2007 | WI-INS | $5,000 |
Asurion LLC | Asurion | employment discrimination | 2023 | DOJ_RIGHTS | $13,395 |
ASURION, LLC. | Asurion | workplace safety or health violation | 2020 | OSHA | $5,783 |
Bank of Hampton Roads | Atlantic Union Bankshares | banking violation | 2011 | FED | $33,600 |
Hampton Roads Bankshares | Atlantic Union Bankshares | accounting fraud or deficiencies | 2014 | SEC | $200,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $116,400,000 |
CompuCredit Corporation | Atlanticus Holdings | consumer protection violation | 2008 | FTC | $114,000,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $806,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $558,000 |
Cadaret, Grant & Co. Inc. | Atria Wealth Solutions | investor protection violation | 2018 | SEC | $513,194 |
Sorrento Pacific Financial, LLC | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $49,162 |
CUSO Financial Services, L.P. | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $296,750 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $1,405,349 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2012 | AL-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | MA-SEC | $150,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2010 | MT-FIN | $5,000 |
Cadaret, Grant & Co., Inc. | Atria Wealth Solutions | investor protection violation | 2008 | NE-DBF | $10,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2014 | NH-BSR | $140,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2019 | NH-BSR | $325,000 |
Cadaret Grant & Co. Inc. | Atria Wealth Solutions | investor protection violation | 2019 | PA-BKG | $90,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | TX-SEC | $600,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2015 | VA-SEC | $18,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2017 | VA-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | VA-SEC | $5,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2011 | FINRA | $2,050,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2009 | FINRA | $1,000,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2015 | CFTC | $150,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2012 | CFTC | $350,000 |
Australia and New Zealand Bank Group, Ltd. | Australia and New Zealand Banking Group | economic sanction violation | 2009 | OFAC | $5,750,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $35,500,000 |
Australia and New Zealand Banking Group, Ltd. | Australia and New Zealand Banking Group | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2024 | CFTC | $500,000 |