Progressive American Insurance Company | Progressive | insurance violation | 2011 | WA-INS | $30,000 |
American Strategic Insurance Corp | Progressive | insurance violation | 2018 | WA-INS | $10,000 |
Progressive Northern Insurance Co. | Progressive | insurance violation | 2001 | WI-INS | $70,000 |
Progressive Northern Ins Co. | Progressive | insurance violation | 2005 | WI-INS | $5,000 |
Progressive Direct Insurance Company | Progressive | insurance violation | 2020 | CT-INS | $56,500 |
Protective Insurance Co. | Progressive | insurance violation | 2021 | TX-INS | $8,500 |
Sagamore Insurance Co. | Progressive | insurance violation | 2021 | TX-INS | $20,000 |
Progressive Direct Insurance Company | Progressive | insurance violation | 2021 | DE-INS | $6,500 |
Progressive Direct Insurance Company | Progressive | insurance violation | 2022 | NY-DFS | $2,000,000 |
Progressive Universal Insurance Company | Progressive | insurance violation | 2022 | OR-FIN | $11,000 |
Progressive Direct Insurance Company et al. | Progressive | insurance violation | 2022 | KS-INS | $5,000 |
Progressive Casualty Insurance Company et al. | Progressive | insurance violation | 2022 | NY-DFS | $189,000 |
Progressive Direct Insurance Company | Progressive | consumer protection violation | 2022 | private lawsuit-federal | $19,228,696 |
Progressive Specialty Insurance Company | Progressive | consumer protection violation | 2020 | private lawsuit-federal | $2,000,000 |
Progressive Specialty Insurance Company | Progressive | insurance violation | 2023 | MD-INS | $38,500 |
PROGRESSIVE, INC. | Progressive | workplace safety or health violation | 2012 | OSHA | $29,000 |
Claritas Investments Ltd. | Principal Financial | investor protection violation | 2013 | SEC | $144,819 |
Principal Life Insurance Company | Principal Financial | benefit plan administrator violation | 2015 | private lawsuit-federal | $3,000,000 |
Principal Securities, Inc. | Principal Financial | investor protection violation | 2019 | SEC | $1,764,624 |
Principal Financial Group | Principal Financial | kickbacks and bribery | 2007 | CT-AG | $5,000,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | AK-INS | $16,095 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2008 | AK-INS | $25,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2018 | DE-INS | $200,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | FL-OFR | $6,500 |
Principal Life Insurance Company | Principal Financial | investor protection violation | 2004 | ND-SEC | $30,000 |
PRINCIPAL LIFE INSURANCE CO. | Principal Financial | insurance violation | 2002 | VA-INS | $12,000 |
PRINCIPAL LIFE INSURANCE CO | Principal Financial | insurance violation | 2003 | VA-INS | $10,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2019 | WA-INS | $16,150 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2000 | WA-INS | $100,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | MULTI-FIN | $145,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | NY-DFS | $6,000,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | CT-INS | $10,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2021 | DE-INS | $23,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2021 | NY-DFS | $1,997,866 |
Principal Life Insurance Company | Principal Financial | benefit plan administrator violation | 2023 | EBSA | $10,001 |
Portigon Financial Services | Portigon Financial Services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $153,736 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $122,762 |
Banco Popular North America, Inc. | Popular Inc. | wage and hour violation | 2004 | WHD | $17,363 |
Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
Banco Popular | Popular Inc. | wage and hour violation | 2016 | private lawsuit-federal | $50,243 |
Banco Popular | Popular Inc. | wage and hour violation | 2009 | private lawsuit-federal | $1,050,000 |
E-Loan Inc. | Popular Inc. | wage and hour violation | 2007 | private lawsuit-federal | $13,600,000 |
Popular, Inc. | Popular Inc. | benefit plan administrator violation | 2012 | private lawsuit-federal | $8,200,000 |
Banco Popular de Puerto Rico | Popular Inc. | economic sanction violation | 2022 | OFAC | $255,938 |
National City Bank and its successor PNC Bank | PNC Financial Services | banking violation | 2013 | CFPB | $35,000,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2014 | OCC | $2,000,000 |
PNC Bank N.A. | PNC Financial Services | banking violation | 2013 | OCC | $180,526,382 |
PNC Bank N.A | PNC Financial Services | False Claims Act and related | 2013 | DOJ_CIVIL | $7,100,000 |
Compass Bank | PNC Financial Services | banking violation | 2009 | FED | $70,625 |
National City Mortgage Inc. | PNC Financial Services | False Claims Act and related | 2008 | DOJ_CIVIL | $4,600,000 |
Compass Bank | PNC Financial Services | discriminatory practices (non-employment) | 2007 | DOJ_RIGHTS | $1,750,000 |
PNC ICLC Corp. | PNC Financial Services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
PNC Bank | PNC Financial Services | economic sanction violation | 2005 | OFAC | $8,200 |
National City Bank | PNC Financial Services | economic sanction violation | 2003 | OFAC | $5,500 |
National City Bank | PNC Financial Services | banking violation | 2009 | OCC | $34,265 |
Riggs Bank National Association | PNC Financial Services | anti-money-laundering deficiencies | 2004 | OCC | $25,000,000 |
National City Bank | PNC Financial Services | banking violation | 2003 | OCC | $56,800 |
PNC Mortgage | PNC Financial Services | discriminatory practices (non-employment) | 2013 | HUD | $15,000 |
Compass Bank | PNC Financial Services | wage and hour violation | 2005 | WHD | $810,122 |
Compass Bank | PNC Financial Services | wage and hour violation | 2005 | WHD | $5,105 |
National City Mortgage, Co. | PNC Financial Services | wage and hour violation | 2004 | WHD | $6,150 |
National City Corporation | PNC Financial Services | labor relations violation | 2009 | NLRB | $24,083 |
National City Corporation d/b/a National City Bank | PNC Financial Services | labor relations violation | 2008 | NLRB | $49,597 |
PNC Bank | PNC Financial Services | labor relations violation | 2006 | NLRB | $40,000 |
PNC Bank N.A. | PNC Financial Services | False Claims Act and related | 2016 | USAO | $9,500,000 |
Riggs Bank | PNC Financial Services | anti-money-laundering deficiencies | 2005 | USAO | $16,000,000 |
PNC Financial Services Group | PNC Financial Services | mortgage abuses | 2018 | FED | $3,500,000 |
PNC Capital Markets LLC | PNC Financial Services | investor protection violation | 2015 | SEC | $500,000 |
PNC Investments LLC | PNC Financial Services | investor protection violation | 2018 | SEC | $7,307,770 |
National City Mortgage Co. | PNC Financial Services | wage and hour violation | 2007 | CA-LCO | $76,000 |
PNC Bank | PNC Financial Services | wage and hour violation | 2017 | private lawsuit-federal | $16,000,000 |
PNC Financial Services | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $6,000,000 |
PNC Bank | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $1,500,000 |
Compass Bank | PNC Financial Services | wage and hour violation | 2015 | private lawsuit-federal | $500,000 |
PNC Bank | PNC Financial Services | wage and hour violation | 2014 | private lawsuit-federal | $7,000,000 |
National City Mortgage | PNC Financial Services | wage and hour violation | 2008 | private lawsuit-federal | $27,500,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $207,245 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $15,000,000 |
National City Corp. | PNC Financial Services | benefit plan administrator violation | 2010 | private lawsuit-federal | $43,000,000 |
National City Commercial Capital Company LLC | PNC Financial Services | consumer protection violation | 2008 | MULTI-AG | $7,200,000 |
National City Commercial Capital Corporation | PNC Financial Services | consumer protection violation | 2006 | NY-AG | $817,700 |
PNC Bank | PNC Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
PNC Bank, National Association | PNC Financial Services | investor protection violation | 2019 | CFTC | $300,000 |
Compass Bank | PNC Financial Services | economic sanction violation | 2013 | OFAC | $19,125 |
Compass Bank | PNC Financial Services | economic sanction violation | 2010 | OFAC | $607,500 |
PNC Financial Services Group, Inc. | PNC Financial Services | wage and hour violation | 2020 | private lawsuit-federal | $2,750,000 |
PNC Investments LLC | PNC Financial Services | investor protection violation | 2010 | DE-SEC | $250,000 |
PNC Bank, NA | PNC Financial Services | mortgage abuses | 2020 | DOJ_UTP | $5,000,000 |
PNC Capital Markets LLC | PNC Financial Services | investor protection violation | 2016 | FINRA | $50,000 |
PNC Investments | PNC Financial Services | investor protection violation | 2009 | FINRA | $250,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2022 | OCC | $2,614,456 |
PNC Capital Markets LLC | PNC Financial Services | investor protection violation | 2022 | SEC | $198,323 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2020 | private lawsuit-federal | $7,500,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $32,300,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2013 | private lawsuit-federal | $90,000,000 |
PNC Merchant Services Company, L.P. | PNC Financial Services | consumer protection violation | 2022 | private lawsuit-federal | $10,000,000 |
PNC BANK N A | PNC Financial Services | wage and hour violation | 2022 | IL-DOL | $7,600 |
BMO Capital Markets GKST Inc. | Piper Sandler | investor protection violation | 2015 | SEC | $250,000 |
Piper Jaffray & Co. | Piper Sandler | investor protection violation | 2015 | SEC | $500,000 |