Providian Financial Corp. | consumer protection violation | 2000 | CA-AG | $305,500,000 |
Providian Financial Corp. | consumer protection violation | 2000 | CT-AG | $1,600,000 |
J. P. Morgan Securities Inc. | investor protection violation | 2000 | FINRA | $200,000 |
Providian Financial Corp. | consumer protection violation | 2000 | private lawsuit-federal | $105,000,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | investor protection violation | 2001 | FINRA | $10,000 |
Bear Stearns & Co. LLC | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
First USA | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
J.P. Morgan Chase & Co. | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
El Paso Electric Corporation | energy market violation | 2003 | FERC | $15,500,000 |
J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $25,000,000 |
J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2003 | SEC | $80,000,000 |
J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $80,000,000 |
Bear Stearns Companies Inc. | wage and hour violation | 2003 | WHD | $358,974 |
Providian Financial Corp. | benefit plan administrator violation | 2003 | private lawsuit-federal | $8,600,000 |
J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities Inc. | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2003 | FINRA | $6,000,000 |
Bank One | economic sanction violation | 2004 | OFAC | $5,500 |
Bank One | economic sanction violation | 2004 | OFAC | $6,682 |
JP Morgan Chase | economic sanction violation | 2004 | OFAC | $26,980 |
JP Morgan Chase & Co. | economic sanction violation | 2004 | OFAC | $17,303 |
JP Morgan Chase & Co. | economic sanction violation | 2004 | OFAC | $73,281 |
JP Morgan Chase Bank | economic sanction violation | 2004 | OFAC | $9,748 |
JP Morgan Chase Bank | economic sanction violation | 2004 | OFAC | $18,094 |
Banc One Investment Advisors Corporation | investor protection violation | 2004 | SEC | $50,000,000 |
JPMorgan Chase Bank | wage and hour violation | 2004 | WHD | $19,373 |
Banc One Investment Advisors Corporation | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000,000 |
Chase Investment Services Corp. | investor protection violation | 2004 | FINRA | $250,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2004 | FINRA | $4,950,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2004 | FINRA | $280,469 |
J P Morgan Chase Bank | wage and hour violation | 2005 | WHD | $6,688 |
Washington Mutual, Inc. | wage and hour violation | 2005 | WHD | $404,982 |
J.P. Morgan Securities Inc. | investor protection violation | 2005 | SEC | $700,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2005 | IL-SEC | $10,000 |
Bank One, KY, N.A. | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
Chase Investment Services | investor protection violation | 2005 | FINRA | $290,262 |
J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $160,000 |
Chase Investment Services Corp. | investor protection violation | 2005 | FINRA | $60,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $150,000 |
Chase Investment Services | investor protection violation | 2005 | FINRA | $2,000,000 |
Banc One Securities Corporation | investor protection violation | 2005 | FINRA | $400,000 |
Washington Mutual Bank, F. A. | air pollution violation | 2005 | CA-SCAQMD | $23,264 |
Williams Power Company Inc. | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2006 | SEC | $250,000,000 |
JPMorgan Chase & Co. | employment discrimination | 2006 | EEOC | $2,200,000 |
J.P. Morgan Chase & Co. and Forum Temporary Services | labor relations violation | 2006 | NLRB | $60,760 |
Chase Bank | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
Chase Investment Services Corporation | investor protection violation | 2006 | FINRA | $500,000 |
El Paso Electric Company | utility service violation | 2006 | TX-PUC | $27,000 |
J P Morgan Chase | Family and Medical Leave Act | 2007 | WHD | $5,008 |
J.P. Morgan Securities, Inc. | investor protection violation | 2007 | FINRA | $500,000 |
WASHINGTON MUTUAL | workplace safety or health violation | 2007 | OSHA | $5,000 |
Bear Stearns Companies, LLC | mortgage abuses | 2008 | FTC | $28,000,000 |
JPMorgan Chase Bank, N.A. | wage and hour violation | 2008 | WHD | $9,622 |
JPMorgan Chase & Co. | investor protection violation | 2008 | SEC | $1,998,143 |
JP Morgan Chase & Co. | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
JPMorgan Chase & Co. | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
Banc One Securities Corporation | investor protection violation | 2008 | FINRA | $225,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2008 | FINRA | $150,000 |
J.P. Morgan Futures, Inc. | data submission deficiencies | 2009 | CFTC | $300,000 |
J.P. Morgan Securities Inc. | kickbacks and bribery | 2009 | SEC | $75,000,000 |
JPMorgan Chase Bank, NA | wage and hour violation | 2009 | WHD | $6,996 |
El Paso Electric Company | labor relations violation | 2009 | NLRB | $11,500 |
Washington Mutual Bank | wage and hour violation | 2009 | private lawsuit-federal | $38,000,000 |
Chase Bank USA, N.A. | consumer protection violation | 2009 | NY-AG | $4,400,000 |
Chase Investment Services Corp. | investor protection violation | 2009 | FINRA | $250,000 |
Chase Investment Services Corp. | investor protection violation | 2009 | FINRA | $32,500 |
El Paso Electric Company | utility service violation | 2009 | TX-PUC | $100,000 |
JP Morgan Chase Bank, NA | export control violation | 2010 | BIS | $19,125 |
Bear Stearns | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
J.P. Morgan Chase Retirement Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $604,957 |
Washington Mutual Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
Washington Mutual Pension Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
Affinion Group, Inc. | consumer protection violation | 2010 | NY-AG | $8,000,000 |
J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
JPMorgan Chase & Co. | investor protection violation | 2010 | NJ-AG | $1,149,028 |
J.P. Morgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
El Paso Electric Company | utility administrative violation | 2010 | NM-PRC | $5,000 |
El Paso Electric Company | utility service violation | 2010 | TX-PUC | $38,000 |
El Paso Electric Company | utility service violation | 2010 | TX-PUC | $50,000 |
Chase Bank | wage and hour violation | 2010 | MI-LEO | $15,000 |
EL PASO ELECTRIC | workplace safety or health violation | 2010 | OSHA | $6,000 |
JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $35,000,000 |
JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $2,000,000 |
J.P. Morgan Securities LLC | toxic securities abuses | 2011 | SEC | $153,600,000 |
JPMorgan Chase Bank | economic sanction violation | 2011 | OFAC | $88,300,000 |
Washington Mutual Bank | wage and hour violation | 2011 | private lawsuit-federal | $463,000 |
JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JP Morgan Chase | environmental violation | 2011 | TX-ENV | $6,555 |
Chase Investment Services Corporation | investor protection violation | 2011 | FINRA | $3,600,000 |
El Paso Electric Company | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | utility service violation | 2011 | TX-PUC | $27,000 |