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Violation Tracker Current Parent Company Summary

Current Parent Company Name: NatWest Group PLC
Ownership Structure: government-owned
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$13,515,546,857
Number of records: 31
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$12,235,546,85725
competition-related offenses$1,280,000,0006
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$11,718,442,85715
interest rate benchmark manipulation$850,000,0004
foreign exchange market manipulation$395,000,0001
banking violation$324,000,0002
tax violations$106,384,0002
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
RBS Securities Inc.toxic securities abuses2016VA-AG$10,000,000
RBS Securities Inc.toxic securities abuses2017USAO$44,000,000
RBS Securities Inc.toxic securities abuses2013SEC$153,700,000
Royal Bank of Scotland Group plcinvestor protection violation2014SEC$120,000
Royal Bank of Scotland PLCeconomic sanction violation2013OFAC$33,000,000
Royal Bank of Scotlandeconomic sanction violation2013NY-DFS$50,000,000
Royal Bank of Scotlandtoxic securities abuses2018NY-AG$500,000,000
RBS Financial Productstoxic securities abuses2012NV-AG$42,000,000
NatWest Markets Securities Inc.toxic securities abuses2021NM-AG$4,642,857
Royal Bank of Scotland plctoxic securities abuses2015NCUA$129,600,000
RBS Financial Products, Inc.toxic securities abuses2020MD-AG$18,000,000
RBS Financial Products Inc.toxic securities abuses2011MA-AG$52,000,000
Royal Bank of Scotlandtoxic securities abuses2018IL-AG$20,000,000
RBS Securities, Inc.investor protection violation2016FINRA$2,000,000
RBS Securities Inc.toxic securities abuses2014FHFA$99,500,000
Royal Bank of Scotland PLCtoxic securities abuses2017FHFA$5,500,000,000
ROYAL BANK OF SCOTLAND PLCbanking violation2015FED$274,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLCbanking violation2013FED$50,000,000
Coutts & Co Ltdtax violations2015DOJ_TAX$78,484,000
Coutts & Co violations2019DOJ_TAX$27,900,000
Royal Bank of Scotland plcforeign exchange market manipulation2015DOJ_CRIMINAL$395,000,000
NatWest Markets Plcfraud2021DOJ_CRIMINAL$35,000,000
Royal Bank of Scotland Group plctoxic securities abuses2018DOJ_CIVIL$4,900,000,000
RBS PLC and RBS Securities Japaninterest rate benchmark manipulation2014DOJ_ANTITRUST$150,000,000
RBS Securities, Inc.toxic securities abuses2016CT-AG$120,000,000
Royal Bank of Scotland plcinterest rate benchmark manipulation2014CFTC$290,000,000
Royal Bank of Scotland plcinterest rate benchmark manipulation2013CFTC$325,000,000
Royal Bank of Scotland plcinterest rate benchmark manipulation2017CFTC$85,000,000
NatWest Markets Plcinvestor protection violation2018CFTC$750,000
NatWest Markets Plcinvestor protection violation2019CFTC$850,000
Royal Bank of Scotlandtoxic securities abuses2017CA-AG$125,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.