Violation Tracker Parent Company Summary

Parent Company Name: 
Alger Associates
Ownership Structure: 
privately held
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
investment management
Penalty total since 2000: 
$45,060,002
Number of records: 
4
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$45,000,0002
benefit plan administrator violation$60,0022
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

FRED ALGER AND; FRED ALGER MGT

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Fred Alger Management, Inc. investor protection violation 2007 NY-AG (*) $45,000,000
Fred Alger Management, Inc. investor protection violation 2007 SEC $40,000,000
FRED ALGER & COMPANY, INCORPORATED benefit plan administrator violation 2007 EBSA $50,001
FRED ALGER & COMPANY, INCORPORATED benefit plan administrator violation 2006 EBSA $10,001
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