Violation Tracker Individual Record
Company:
FRED ALGER & COMPANY, INCORPORATED
Current Parent Company:
Alger Associates
Penalty:
$10,001
Year:
2006
Date:
November 8, 2006
Offense Group:
employment-related offenses
Primary Offense:
benefit plan administrator violation
Violation Description:
Deficient Filer
Level of Government:
federal
Action Type:
agency action
Agency:
Employee Benefits Security Administration
Civil or Criminal Case:
civil
Facility State:
New Jersey
HQ Country of Parent:
USA
HQ State of Parent:
New York
Ownership Structure of Parent:
privately held
Major Industry of Parent:
financial services
Specific Industry of Parent:
investment management
Source of Data:
Included in a dataset downloaded at https://enforcedata.dol.gov/views/data_summary.php
Notes:
Company is plan administrator. Penalty amount reported in range of $10,001 to $50,000.
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
