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Violation Tracker Individual Record

Company: FRED ALGER & COMPANY, INCORPORATED
Current Parent Company: Alger Associates
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $10,001
Year: 2006
Date: November 8, 2006
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Violation Description: Deficient Filer
Level of Government: federal
Action Type: agency action
Agency: Employee Benefits Security Administration
Civil or Criminal Case: civil
Facility State: New Jersey
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: investment management
Source of Data: Included in a dataset downloaded at (click here)
Notes: Company is plan administrator. Penalty amount reported in range of $10,001 to $50,000.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.