Violation Tracker Parent Company Summary

Parent Company Name: 
Allianz
Ownership Structure: 
publicly traded
Headquartered in: 
Germany
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$163,501,958
Number of records: 
11
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$80,100,0004
False Claims Act and related$44,000,0001
Foreign Corrupt Practices Act$12,396,4231
benefit plan administrator violation$12,000,0001
consumer protection violation$10,000,0001
insurance violation$4,835,0002
economic sanction violation$170,5351
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Allianz Asset Management of America, L.P.; Allianz Dresdner Asset Management of America LP; Allianz Global Risks U.S. Insurance Compan; Allianz Life Insurance Company of New York; Allianz Life Insurance Company of North America; ALLIANZ SE; FIREMANS FUND INSURANCE; PA FUND MGT PEA CAPITAL AND PA DISTRIBUTORS

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC investor protection violation 2004 SEC $50,000,000
Fireman's Fund Insurance Company False Claims Act and related 2015 DOJ_CIVIL $44,000,000
Allianz Dresdner Asset Management of America LP investor protection violation 2004 NJ-AG $18,000,000
Allianz SE Foreign Corrupt Practices Act 2012 SEC $12,396,423
Allianz Asset Management of America, L.P. benefit plan administrator violation 2018 private lawsuit-federal $12,000,000
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC investor protection violation 2004 SEC $11,600,000
Allianz Life Insurance Company of North America consumer protection violation 2012 MULTI-AG $10,000,000
Allianz Life Insurance Company of North America insurance violation 2015 MULTI-AG $4,700,000
Allianz Life Insurance Company of North America investor protection violation 2007 MN-AG $500,000
Allianz Global Risks U.S. Insurance Compan economic sanction violation 2019 OFAC $170,535
Allianz Life Insurance Company of New York insurance violation 2013 NY-DFS $135,000
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