Violation Tracker Parent Company Summary
Parent Company Name:
Allianz
Ownership Structure:
publicly traded
Headquartered in:
Germany
Major Industry:
financial services
Specific Industry:
insurance
Penalty total since 2000:
$117,996,423
Number of records:
4
| Top 10 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| investor protection violation | $61,600,000 | 2 |
| False Claims Act | $44,000,000 | 1 |
| Foreign Corrupt Practices Act | $12,396,423 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.
Associated Names:
ALLIANZ SE; FIREMANS FUND INSURANCE; PA FUND MGT PEA CAPITAL AND PA DISTRIBUTORS
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Individual Penalty Records:
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| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC | investor protection violation | 2004 | SEC | $50,000,000 |
| Fireman's Fund Insurance Company | False Claims Act | 2015 | DOJ_CIVIL | $44,000,000 |
| Allianz SE | Foreign Corrupt Practices Act | 2012 | SEC | $12,396,423 |
| PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC | investor protection violation | 2004 | SEC | $11,600,000 |
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