Violation Tracker Parent Company Summary

Parent Company Name: 
Allianz
Ownership Structure: 
publicly traded
Headquartered in: 
Germany
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$117,996,423
Number of records: 
4
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$61,600,0002
False Claims Act$44,000,0001
Foreign Corrupt Practices Act$12,396,4231
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ALLIANZ SE; FIREMANS FUND INSURANCE; PA FUND MGT PEA CAPITAL AND PA DISTRIBUTORS

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC investor protection violation 2004 SEC $50,000,000
Fireman's Fund Insurance Company False Claims Act 2015 DOJ_CIVIL $44,000,000
Allianz SE Foreign Corrupt Practices Act 2012 SEC $12,396,423
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC investor protection violation 2004 SEC $11,600,000
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