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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Ameritas Mutual Holding Company
Ownership Structure: mutual
Headquartered in: Nebraska
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$11,668,364
Number of records: 25
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$8,776,91211
consumer-protection-related offenses$2,882,43313
employment-related offenses$9,0191
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$8,776,91211
insurance violation$2,882,43313
wage and hour violation$9,0191
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Ameritas Advisory Services, LLCinvestor protection violation2022SEC$4,628,194
Ameritas Investment Corp.investor protection violation2019SEC$3,389,174
Ameritas Life Insurance violation2015NJ-DBI$2,524,290
Ameritas Investment Corp.investor protection violation2015FINRA$278,544
Ameritas Investment Corp.investor protection violation2015SEC$200,000
Ameritas Investment Company LLCinvestor protection violation2020PA-BKG$100,000
Ameritas Investment Corp.investor protection violation2009FINRA$100,000
Ameritas Life Insurance Corp. of New Yorkinsurance violation2020NY-DFS$84,668
Ameritas Life Insurance Corp. of New Yorkinsurance violation2015NY-DFS$72,975
Ameritas Life Insurance Corpinsurance violation2019WA-INS$50,000
Ameritas Life Insurance violation2022WA-INS$40,000
Ameritas Life Insurance Companyinsurance violation2022CT-INS$31,500
Ameritas Life Insurance violation2020TN-INS$30,000
Ameritas Investment Corporationinvestor protection violation2003TX-SEC$25,000
Ameritas Investment Corp.investor protection violation2021SD-SEC$20,000
Ameritas Investment violation2019CA-INS$15,000
Ameritas Investment Co.investor protection violation2022NV-SEC$15,000
Ameritas Investment Corp.investor protection violation2008NE-DBF$11,000
Ameritas Investment Corp.investor protection violation2014IA-INS$10,000
Ameritas Life Insurance Corpinsurance violation2017WA-INS$10,000
Ameritas Life Insurance Corpwage and hour violation2017WHD$9,019
AMERITAS LIFE INSURANCE CORPinsurance violation2001VA-INS$9,000
Ameritas Life Insurance violation2019CT-INS$5,000
Ameritas Life Insurance violation2006OR-FIN$5,000
AMERITAS LIFE INSURANCE CORPinsurance violation2024WA-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.