Violation Tracker Parent Company Summary

Parent Company Name: 
Ameritas Mutual Holding Company
Ownership Structure: 
mutual
Headquartered in: 
Nebraska
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$6,335,458
Number of records: 
14
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$3,635,1745
consumer-protection-related offenses$2,691,2658
employment-related offenses$9,0191
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$3,635,1745
insurance violation$2,691,2658
wage and hour violation$9,0191
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Ameritas Investment Corp.; Ameritas Life Insurance Corp; Ameritas Life Insurance Corp. of New York


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Ameritas Investment Corp. investor protection violation 2019 SEC $3,389,174
Ameritas Life Insurance Corp. insurance violation 2015 NJ-DBI $2,524,290
Ameritas Investment Corp. investor protection violation 2015 SEC $200,000
Ameritas Life Insurance Corp. of New York insurance violation 2015 NY-DFS $72,975
Ameritas Life Insurance Corp insurance violation 2019 WA-INS $50,000
Ameritas Investment Corporation investor protection violation 2003 TX-SEC $25,000
Ameritas Investment Corp. insurance violation 2019 CA-INS $15,000
Ameritas Investment Corp. investor protection violation 2008 NE-DBF $11,000
Ameritas Investment Corp. investor protection violation 2014 IA-INS $10,000
Ameritas Life Insurance Corp insurance violation 2017 WA-INS $10,000
Ameritas Life Insurance Corp wage and hour violation 2017 WHD $9,019
AMERITAS LIFE INSURANCE CORP insurance violation 2001 VA-INS $9,000
Ameritas Life Insurance Corp. insurance violation 2019 CT-INS $5,000
Ameritas Life Insurance Corp. insurance violation 2006 OR-FIN $5,000
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