Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Ameritas Investment Corp.
Current Parent Company: Ameritas Mutual Holding Company
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $11,000
Year: 2008
Date: August 21, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Nebraska Department of Banking & Finance
Civil or Criminal Case: civil
Facility State: Nebraska
HQ Country of Current Parent: USA
HQ State of Current Parent: Nebraska
Ownership Structure of Current Parent: mutual
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.