Violation Tracker Individual Record
Company:
Ameritas Investment Corp.
Current Parent Company:
Ameritas Mutual Holding Company
Penalty:
$11,000
Year:
2008
Date:
August 21, 2008
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Level of Government:
state
Action Type:
agency action
Agency:
Nebraska Department of Banking & Finance
Civil or Criminal Case:
civil
Facility State:
Nebraska
HQ Country of Parent:
USA
HQ State of Parent:
Nebraska
Ownership Structure of Parent:
mutual
Major Industry of Parent:
financial services
Specific Industry of Parent:
insurance
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
