Violation Tracker Parent Company Summary

Parent Company Name: 
CUNA Mutual
Ownership Structure: 
mutual
Headquartered in: 
Wisconsin
Major Industry: 
insurance
Specific Industry: 
financial services
Penalty total since 2000: 
$1,163,622
Number of records: 
11
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$1,148,62210
financial offenses$15,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$1,148,62210
investor protection violation$15,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

CMFG Life Insurance Co.; CUNA Brokerage Services Inc.; CUNA Mutual Insurance Society; CUNA Mutual Life Insurance Co.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
CUNA Mutual Insurance Society insurance violation 2007 MULTI-FIN $584,622
CMFG Life Insurance Company insurance violation 2019 VT-FIN $231,000
CUNA Mutual Insurance Society insurance violation 2011 ME-INS $100,000
CMFG Life Insurance Co. insurance violation 2016 MO-INS $81,500
CUNA MUTUAL INSURANCE SOCIETY insurance violation 2005 VA-INS $40,000
CMFG Life Insurance Co. insurance violation 2016 MD-INS $38,000
CUNA MUTUAL INSURANCE SOCIETY insurance violation 2007 VA-INS $30,000
CMFG LIFE INSURANCE COMPANY insurance violation 2014 VA-INS $21,000
CMFG Life Insurance Co. insurance violation 2016 MN-FIN $15,000
CUNA Brokerage Services Inc. investor protection violation 2014 OK-SEC $15,000
CUNA Mutual Life Insurance Co. insurance violation 2007 FL-OFR $7,500
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