Violation Tracker Parent Company Summary
Parent Company Name:
Johnson Controls
Ownership Structure:
publicly traded (ticker symbol JCI)
Headquartered in:
Ireland
Major Industry:
automotive parts
Specific Industry:
automotive parts; business services
Penalty total since 2000:
$345,789,721
Number of records:
133
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| financial offenses | $153,519,507 | 5 |
| employment-related offenses | $124,597,795 | 41 |
| competition-related offenses | $63,369,800 | 7 |
| environment-related offenses | $3,060,074 | 28 |
| safety-related offenses | $901,545 | 51 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| accounting fraud or deficiencies | $123,250,000 | 2 |
| benefit plan administrator violation | $70,310,003 | 4 |
| Foreign Corrupt Practices Act | $53,206,950 | 4 |
| labor relations violation | $35,893,960 | 13 |
| investor protection violation | $29,600,000 | 2 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links:
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| Tyco International Ltd. | accounting fraud or deficiencies | 2008 | NJ-AG | $73,250,000 |
| Tyco International | benefit plan administrator violation | 2009 | private lawsuit-federal | $70,200,000 |
| Tyco International Ltd. | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| Grinnell Fire Protection Systems Company | labor relations violation | 2005 | NLRB | $34,316,919 |
| Tyco International Ltd., Tyco Electronics Ltd., and Covidien Ltd. | investor protection violation | 2009 | MI-AG | $24,500,000 |
| Johnson Controls | Foreign Corrupt Practices Act | 2016 | SEC | $14,362,561 |
| Tyco International Ltd. | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $13,680,000 |
| Tyco International Ltd. | Foreign Corrupt Practices Act | 2012 | SEC | $13,131,509 |
| York International Corporation | Foreign Corrupt Practices Act | 2007 | SEC | $12,032,880 |
| York International Corporation | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $10,000,000 |
| SimplexGrinnell LP | wage and hour violation | 2015 | private lawsuit-federal | $9,500,000 |
| Tyco International Ltd. | investor protection violation | 2002 | NH-BSR | $5,100,000 |
| Simplexgrinnell | wage and hour violation | 2015 | private lawsuit-federal | $4,900,000 |
| Johnson Controls | wage and hour violation | 2015 | private lawsuit-federal | $2,800,000 |
| Tyco International (US), Inc. | environmental violation | 2007 | EPA | $1,137,000 |
| Grinnell Fire Protection Systems Company | labor relations violation | 2005 | NLRB | $1,000,000 |
| York International Corporation | economic sanction violation | 2008 | OFAC | $669,507 |
| Johnson Controls | environmental violation | 2016 | CA-DTSC | $625,000 |
| Johnson Controls | False Claims Act and related | 2018 | NY-AG | $341,000 |
| Johnson Controls World Services, Inc., A Subsidiary of Johnson Controls, Inc. | labor relations violation | 2000 | NLRB | $300,000 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | environmental violation | 2007 | EPA | $291,000 |
| Tyco Integrated Security, LLC | wage and hour violation | 2016 | WHD | $275,957 |
| JOHNSON CONTROLS BATTERY GROUP INC | environmental violation | 2014 | EPA | $271,318 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2015 | SC-ENV | $250,000 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | workplace safety or health violation | 2010 | OSHA | $183,600 |
| York International Corporation | export control violation | 2009 | BIS | $140,850 |
| Simplex Grinnell LP | wage and hour violation | 2006 | WHD | $140,815 |
| SimplexGrinnell | wage and hour violation | 2009 | MA-AG | $132,500 |
| Simplex Grinnell, LP | wage and hour violation | 2009 | WHD | $125,036 |
| Johnson Controls | employment discrimination | 2005 | EEOC | $125,000 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | workplace safety or health violation | 2011 | OSHA | $115,000 |
| SimplexGrinnel LP | wage and hour violation | 2009 | WHD | $99,251 |
| York International | environmental violation | 2004 | PA-AG | $95,000 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | workplace safety or health violation | 2010 | OSHA | $91,400 |
| Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc. | labor relations violation | 2016 | NLRB | $65,106 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2006 | CA-DTSC | $55,601 |
| Johnson Controls, Inc. | employment discrimination | 2004 | EEOC | $55,000 |
| JOHNSON CONTROLS, INC. | benefit plan administrator violation | 2005 | EBSA | $50,001 |
| BECKER GROUP, L.L.C. | benefit plan administrator violation | 2005 | EBSA | $50,001 |
| Johnson Controls Building Automation Systems | wage and hour violation | 2017 | WHD | $49,918 |
| Grinnell Fire Protection Company | labor relations violation | 2002 | NLRB | $49,432 |
| Grinnell Fire Protection Systems Company | labor relations violation | 2005 | NLRB | $48,093 |
| JOHNSON CONTROLS BATTERY GROUP | environmental violation | 2017 | EPA | $46,000 |
| Johnson Controls, Inc. | labor relations violation | 2001 | NLRB | $45,000 |
| Johnson Controls, Inc. (JCI) and ManpowerGroup US, Inc. | employment discrimination | 2020 | EEOC | $40,000 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2018 | SC-ENV | $38,000 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2016 | SC-ENV | $35,000 |
| JOHNSON CONTROLS, INC. | workplace safety or health violation | 2012 | OSHA | $30,000 |
| Tyco International | wage and hour violation | 2006 | WHD | $25,144 |
| JOHNSON CONTROLS INC | aviation safety violation | 2013 | FAA | $25,000 |
| SENSORMATIC ELECTRONICS CORP. | workplace safety or health violation | 2000 | OSHA | $22,950 |
| JOHNSON CONTROLS BATTERY GROUP, INC | environmental violation | 2001 | EPA | $22,297 |
| JOHNSON CONTROLS INC. | environmental violation | 2006 | FL-DEP | $22,150 |
| Chemguard, Inc. | export control violation | 2011 | BIS | $22,000 |
| Tyco Integrated Security, LLC | wage and hour violation | 2017 | WHD | $21,498 |
| JOHNSON CONTROLS INC. | workplace safety or health violation | 2010 | OSHA | $21,000 |
| Johnson Controls Inc. | labor relations violation | 2007 | NLRB | $20,952 |
| JOHNSON CONTROLS INCORPORATED | workplace safety or health violation | 2016 | OSHA | $19,918 |
| JOHNSON CONTROLS, INC. | workplace safety or health violation | 2018 | OSHA | $19,870 |
| JOHNSON CONTROLS | workplace safety or health violation | 2003 | OSHA | $19,250 |
| JOHNSON CONTROLS INC. | workplace safety or health violation | 2013 | OSHA | $18,970 |
| JOHNSON CONTROLS BATTERY GROUP | environmental violation | 2002 | NJ-ENV | $18,000 |
| JOHNSON CONTROLS INC | wage and hour violation | 2003 | KY-DWS | $17,525 |
| SimplexGrinnell LP | wage and hour violation | 2013 | WHD | $16,575 |
| Johnson Controls Inc. | labor relations violation | 2008 | NLRB | $16,320 |
| Tyco International Ltd | wage and hour violation | 2005 | WHD | $16,111 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2019 | DE-ENV | $15,658 |
| HART & COOLEY INC. | workplace safety or health violation | 2014 | OSHA | $15,200 |
| Johnson Controls | environmental violation | 2005 | DE-ENV | $15,000 |
| JOHNSON CONTROLS BATTERY GROUP INC | environmental violation | 2007 | NJ-ENV | $15,000 |
| Johnson Controls Battery Group | environmental violation | 2015 | SC-ENV | $15,000 |
| YORK INTERNATIONAL CORPORATION | environmental violation | 2000 | EPA | $15,000 |
| HART & COOLEY INC. | workplace safety or health violation | 2014 | OSHA | $14,800 |
| JOHNSON CONTROLS WARRANTY REDUCTION CENTER | workplace safety or health violation | 2016 | OSHA | $13,362 |
| TYCO FIRE PRODUCTS-LUBBOCK | workplace safety or health violation | 2009 | OSHA | $11,900 |
| JOHNSON CONTROLS, INC. | workplace safety or health violation | 2000 | OSHA | $11,825 |
| JOHNSON CONTROLS, INC. | workplace safety or health violation | 2019 | OSHA | $11,366 |
| JOHNSON CONTROLS | workplace safety or health violation | 2018 | OSHA | $11,246 |
| SIMPLEX GRINNEL, LLP | aviation safety violation | 2014 | FAA | $11,000 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | environmental violation | 2007 | OR-ENV | $11,000 |
| JOHNSON CONTROLS FIRE PROTECTION LP | workplace safety or health violation | 2018 | OSHA | $11,000 |
| Johnson Controls, Inc. | wage and hour violation | 2003 | WHD | $10,519 |
| JOHNSON CONTROLS BATTERY GROUP, INC. | railroad safety violation | 2009 | FRA | $10,500 |
| JOHNSON CONTROLS FIRE PROTECTION LIMITED PARTNERSHIP | workplace safety or health violation | 2020 | OSHA | $10,300 |
| Simplex-Grinnell L.L.P. | labor relations violation | 2002 | NLRB | $10,260 |
| JOHNSON CONTROLS INC. | benefit plan administrator violation | 2004 | EBSA | $10,001 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2017 | SC-ENV | $10,000 |
| JOHNSON CONTROLS INC | workplace safety or health violation | 2017 | OSHA | $9,966 |
| TYCO FIRE PRODUCTS, LP | workplace safety or health violation | 2018 | OSHA | $9,662 |
| Johnson Controls Security Solutions, LLC | wage and hour violation | 2020 | MA-AG | $9,475 |
| JOHNSON CONTROLS, INC | workplace safety or health violation | 2019 | OSHA | $9,200 |
| YORK INTERNATIONAL CORPORATION | workplace safety or health violation | 2005 | OSHA | $8,925 |
| HART & COOLEY INC | workplace safety or health violation | 2000 | OSHA | $8,750 |
| YORK INTERNATIONAL CORPORATION | environmental violation | 2014 | EPA | $8,750 |
| JOHNSON CONTROLS INC | workplace safety or health violation | 2010 | OSHA | $8,588 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2018 | SC-ENV | $8,500 |
| JOHNSON CONTROLS FIRE PROTECTION, LP | workplace safety or health violation | 2020 | OSHA | $8,285 |
| JOHNSON CONTROLS | environmental violation | 2002 | SC-ENV | $8,000 |
| Johnson Controls Battery Group, Inc. | environmental violation | 2014 | SC-ENV | $7,700 |
| Johnson Controls | labor relations violation | 2000 | NLRB | $7,696 |
| JOHNSON CONTROLS | workplace safety or health violation | 2017 | OSHA | $7,605 |
