Violation Tracker Parent Company Summary
Parent Company Name:
Lincoln National
Ownership Structure:
publicly traded (ticker symbol LNC)
Headquartered in:
Pennsylvania
Major Industry:
financial services
Specific Industry:
financial services
Penalty total since 2000:
$68,610,412
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|
| consumer-protection-related offenses | $68,391,345 | 22 |
| financial offenses | $201,500 | 6 |
| employment-related offenses | $17,567 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|
| insurance violation | $68,391,345 | 22 |
| investor protection violation | $201,500 | 6 |
| wage and hour violation | $17,567 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Download results as 
or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
|
Company |
Primary Offense Type |
Year |
Agency |
Penalty Amount |
|
Lincoln Financial Group |
insurance violation |
2017 |
NY-DFS |
$52,200,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2013 |
MULTI-AG |
$12,600,000 |
|
The Lincoln National Life Insurance Co. et al. |
insurance violation |
2014 |
MN-FIN |
$2,500,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2005 |
MULTI-FIN |
$264,079 |
|
Lincoln Life & Annuity Company of New York |
insurance violation |
2020 |
NY-DFS |
$193,166 |
|
Lincoln National Life Insurance Co. and Lincoln Financial Group |
insurance violation |
2013 |
MN-FIN |
$150,000 |
|
Lincoln Financial Advisors Corp. |
investor protection violation |
2013 |
MA-SEC |
$100,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2016 |
TX-INS |
$100,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2019 |
WA-INS |
$100,000 |
|
Lincoln National Life Insurance Co. |
insurance violation |
2017 |
DE-INS |
$79,000 |
|
The Lincoln National Life Insurance Co. |
insurance violation |
2019 |
CT-INS |
$65,000 |
|
Lincoln Financial Securities Corporation |
investor protection violation |
2010 |
TX-SEC |
$40,000 |
|
Lincoln National Life Insurance Co. |
insurance violation |
2014 |
DE-INS |
$27,600 |
|
JEFFERSON PILOT SECURITIES |
investor protection violation |
2003 |
VA-SEC |
$26,500 |
|
LINCOLN FINANCIAL SECURITIES |
investor protection violation |
2018 |
VA-SEC |
$20,000 |
|
Lincoln Financial Group Trust Company, Inc. |
wage and hour violation |
2018 |
WHD |
$17,567 |
|
Lincoln National Life Insurance Company |
insurance violation |
2016 |
OR-FIN |
$15,000 |
|
Lincoln National Life Insurance Co. |
insurance violation |
2020 |
MO-INS |
$15,000 |
|
Lincoln Life Assurance Company of Boston |
insurance violation |
2016 |
MD-INS |
$13,200 |
|
The Lincoln National Life Insurance Co. |
insurance violation |
2019 |
LA-INS |
$10,000 |
|
The Lincoln National Life Insurance Co. |
insurance violation |
2016 |
MN-FIN |
$10,000 |
|
Lincoln National Life Insurance Co. |
insurance violation |
2019 |
MN-FIN |
$10,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2015 |
NJ-DBI |
$10,000 |
|
Lincoln Financial Securities Corporation |
investor protection violation |
2010 |
VT-FIN |
$10,000 |
|
Lincoln National Life Insurance Company The |
insurance violation |
2020 |
WA-INS |
$8,000 |
|
Lincoln National Life Insurance Company |
insurance violation |
2020 |
VA-INS |
$7,800 |
|
Lincoln Life & Annuity Company of New York |
insurance violation |
2019 |
CT-INS |
$7,500 |
|
Lincoln National life Insurance Company |
insurance violation |
2011 |
UT-INS |
$6,000 |
|
Lincoln Financial Advisors Corp. |
investor protection violation |
2007 |
RI-FIN |
$5,000 |
Download results as or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
