Violation Tracker Parent Company Summary

Parent Company Name: 
Lincoln National
Ownership Structure: 
publicly traded (ticker symbol LNC)
Headquartered in: 
Pennsylvania
Major Industry: 
financial services
Specific Industry: 
financial services
Penalty total since 2000: 
$68,587,612
Number of records: 
27
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$68,368,54520
financial offenses$201,5006
employment-related offenses$17,5671
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$68,368,54520
investor protection violation$201,5006
wage and hour violation$17,5671
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

JEFFERSON PILOT SECURITIES; Lincoln Financial Advisors Corp.; Lincoln Financial Group; Lincoln Financial Group Trust Company, Inc.; Lincoln Financial Securities Corporation; Lincoln Life & Annuity Company of New York; Lincoln Life Assurance Company of Boston; Lincoln National Life Insurance Co. and Lincoln Financial Group; Lincoln National Life Insurance Company; The Lincoln National Life Insurance Co. et al.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML
Company Primary Offense Type Year Agency Penalty Amountsort icon
Lincoln Financial Group insurance violation 2017 NY-DFS $52,200,000
Lincoln National Life Insurance Company insurance violation 2013 MULTI-AG $12,600,000
The Lincoln National Life Insurance Co. et al. insurance violation 2014 MN-FIN $2,500,000
Lincoln National Life Insurance Company insurance violation 2005 MULTI-FIN $264,079
Lincoln Life & Annuity Company of New York insurance violation 2020 NY-DFS $193,166
Lincoln National Life Insurance Co. and Lincoln Financial Group insurance violation 2013 MN-FIN $150,000
Lincoln Financial Advisors Corp. investor protection violation 2013 MA-SEC $100,000
Lincoln National Life Insurance Company insurance violation 2016 TX-INS $100,000
Lincoln National Life Insurance Company insurance violation 2019 WA-INS $100,000
Lincoln National Life Insurance Co. insurance violation 2017 DE-INS $79,000
The Lincoln National Life Insurance Co. insurance violation 2019 CT-INS $65,000
Lincoln Financial Securities Corporation investor protection violation 2010 TX-SEC $40,000
Lincoln National Life Insurance Co. insurance violation 2014 DE-INS $27,600
JEFFERSON PILOT SECURITIES investor protection violation 2003 VA-SEC $26,500
LINCOLN FINANCIAL SECURITIES investor protection violation 2018 VA-SEC $20,000
Lincoln Financial Group Trust Company, Inc. wage and hour violation 2018 WHD $17,567
Lincoln National Life Insurance Company insurance violation 2016 OR-FIN $15,000
Lincoln Life Assurance Company of Boston insurance violation 2016 MD-INS $13,200
The Lincoln National Life Insurance Co. insurance violation 2019 LA-INS $10,000
The Lincoln National Life Insurance Co. insurance violation 2016 MN-FIN $10,000
Lincoln National Life Insurance Co. insurance violation 2019 MN-FIN $10,000
Lincoln National Life Insurance Company insurance violation 2015 NJ-DBI $10,000
Lincoln Financial Securities Corporation investor protection violation 2010 VT-FIN $10,000
Lincoln National Life Insurance Company The insurance violation 2020 WA-INS $8,000
Lincoln Life & Annuity Company of New York insurance violation 2019 CT-INS $7,500
Lincoln National life Insurance Company insurance violation 2011 UT-INS $6,000
Lincoln Financial Advisors Corp. investor protection violation 2007 RI-FIN $5,000
Download results as CSV or XML