Violation Tracker Parent Company Summary

Parent Company Name: 
Manulife Financial
Ownership Structure: 
publicly traded (ticker symbol MFC)
Headquartered in: 
Canada
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$24,494,789
Number of records: 
8
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$21,337,8793
insurance violation$3,073,0002
consumer protection violation$40,0001
tax violations$38,9101
environmental violation$5,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

John Hancock Assignment Co.; John Hancock Investment Management Services, LLC; John Hancock Life Insurance Co.; John Hancock Life Insurance Company of New York; MANULIFE FINANCIAL; MANULIFE FINANCIAL US OPERATIONS

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
John Hancock Investment Management Services, LLC investor protection violation 2007 SEC $19,787,879
John Hancock Life Insurance Co. insurance violation 2011 MULTI-AG $3,000,000
Manulife Financial Corporation investor protection violation 2004 DOJ_ANTITRUST $1,000,000
John Hancock Life Insurance Co. investor protection violation 2014 MA-AG $550,000
John Hancock Life Insurance Company of New York insurance violation 2017 NY-DFS $73,000
John Hancock Life Insurance Co. consumer protection violation 2013 MA-AG $40,000
John Hancock Assignment Co. tax violations 2014 CT-AG $38,910
MANULIFE FINANCIAL US OPERATIONS environmental violation 2008 EPA $5,000
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