Violation Tracker Parent Company Summary
Parent Company Name:
Prudential Financial
Ownership Structure:
publicly traded (ticker symbol PRU)
Headquartered in:
New Jersey
Major Industry:
financial services
Specific Industry:
insurance
Penalty total since 2000:
$837,645,576
Number of records:
40
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| financial offenses | $720,419,841 | 13 |
| employment-related offenses | $72,634,342 | 6 |
| consumer-protection-related offenses | $44,232,393 | 19 |
| competition-related offenses | $350,000 | 1 |
| environment-related offenses | $9,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| investor protection violation | $720,419,841 | 13 |
| benefit plan administrator violation | $48,100,000 | 2 |
| insurance violation | $44,232,393 | 19 |
| wage and hour violation | $24,516,500 | 3 |
| kickbacks and bribery | $350,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
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