Violation Tracker Parent Company Summary

Parent Company Name: 
Regions Financial
Ownership Structure: 
publicly traded (ticker symbol RF)
Headquartered in: 
Alabama
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$170,150,635
Number of records: 
11
Top 10 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act$52,400,0001
banking violation$46,135,0002
fraud$40,000,0001
investor protection violation$13,400,0013
anti-money-laundering deficiencies$10,000,0001
consumer protection violation$7,500,0001
wage and hour violation$620,6341
employment discrimination$95,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

AMSOUTH; AMSOUTH BANCORPORATION; AMSOUTH BANK; REGIONS BANK; REGIONS FINANCIAL

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Download results as CSV or XML
Company Primary Offense Type Year Agency Penalty Amountsort icon
Regions Bank False Claims Act 2016 DOJ_CIVIL $52,400,000
Regions Bank banking violation 2014 FED $46,000,000
AmSouth Bancorporation fraud 2004 USAO $40,000,000
AmSouth Bank investor protection violation 2008 SEC $11,400,000
AmSouth anti-money-laundering deficiencies 2004 FINCEN $10,000,000
Regions Bank consumer protection violation 2015 CFPB $7,500,000
Regions Bank investor protection violation 2010 SEC $1,000,001
Regions Bank investor protection violation 2009 SEC $1,000,000
Regions Financial wage and hour violation 2017 private lawsuit-federal $620,634
Regions Bank banking violation 2009 FED $135,000
Regions Financial Corporation employment discrimination 2013 EEOC $95,000
Download results as CSV or XML