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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Regions Financial
Ownership Structure: publicly traded (ticker symbol RF)
Headquartered in: Alabama
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$392,078,595
Number of records: 19
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$198,500,0002
financial offenses$77,935,00110
government-contracting-related offenses$52,400,0001
competition-related offenses$40,000,0001
employment-related offenses$23,222,8444
Top 5 Primary Offense TypesPenalty TotalNumber of Records
consumer protection violation$198,500,0002
banking violation$54,085,0004
False Claims Act and related$52,400,0001
benefit plan administrator violation$22,500,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Regions Bankconsumer protection violation2022CFPB$191,000,000
Regions BankFalse Claims Act and related2016DOJ_CIVIL$52,400,000
Regions Bankbanking violation2014FED$46,000,000
AmSouth Bancorporationfraud2004USAO$40,000,000
Regions Financial Corp.benefit plan administrator violation2014private lawsuit-federal$22,500,000
AmSouth Bankinvestor protection violation2008SEC$11,400,000
AmSouthanti-money-laundering deficiencies2004FINCEN$10,000,000
Regions Bankconsumer protection violation2015CFPB$7,500,000
Regions Bankbanking violation2014AL-SBD$5,000,000
Regions Bankbanking violation2023FED$2,950,000
Regions Bankinvestor protection violation2010SEC$1,000,001
Regions Bankinvestor protection violation2009SEC$1,000,000
Regions Financialwage and hour violation2017private lawsuit-federal$620,634
AmSouth Investment Services, Inc.investor protection violation2004MS-SEC$225,000
AmSouth Investment Services Inc.investor protection violation2004MULTI-FIN$225,000
Regions Bankbanking violation2009FED$135,000
Regions Financial Corporationemployment discrimination2013EEOC$95,000
Regions Bankenvironmental violation2017TN-ENV$20,750
Regions Financial CorporationFamily and Medical Leave Act2021WHD$7,210
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.