Violation Tracker Parent Company Summary

Parent Company Name: 
Regions Financial
Ownership Structure: 
publicly traded (ticker symbol RF)
Headquartered in: 
Alabama
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$198,100,635
Number of records: 
15
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$74,985,0019
government-contracting-related offenses$52,400,0001
competition-related offenses$40,000,0001
employment-related offenses$23,215,6343
consumer-protection-related offenses$7,500,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act and related$52,400,0001
banking violation$51,135,0003
fraud$40,000,0001
benefit plan administrator violation$22,500,0001
investor protection violation$13,850,0015
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

AMSOUTH; AMSOUTH BANCORPORATION; AMSOUTH BANK; AmSouth Investment Services, Inc.; REGIONS BANK; REGIONS FINANCIAL

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Regions Bank False Claims Act and related 2016 DOJ_CIVIL $52,400,000
Regions Bank banking violation 2014 FED $46,000,000
AmSouth Bancorporation fraud 2004 USAO $40,000,000
Regions Financial Corp. benefit plan administrator violation 2014 private lawsuit-federal $22,500,000
AmSouth Bank investor protection violation 2008 SEC $11,400,000
AmSouth anti-money-laundering deficiencies 2004 FINCEN $10,000,000
Regions Bank consumer protection violation 2015 CFPB $7,500,000
Regions Bank banking violation 2014 AL-SBD $5,000,000
Regions Bank investor protection violation 2010 SEC $1,000,001
Regions Bank investor protection violation 2009 SEC $1,000,000
Regions Financial wage and hour violation 2017 private lawsuit-federal $620,634
AmSouth Investment Services, Inc. investor protection violation 2004 MS-SEC $225,000
AmSouth Investment Services Inc. investor protection violation 2004 MULTI-FIN $225,000
Regions Bank banking violation 2009 FED $135,000
Regions Financial Corporation employment discrimination 2013 EEOC $95,000
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