Violation Tracker Parent Company Summary
|Top 5 Offense Groups (Groups Defined)||Penalty Total||Number of Records|
|Top 5 Primary Offense Types||Penalty Total||Number of Records|
|False Claims Act and related||$52,400,000||1|
|benefit plan administrator violation||$22,500,000||1|
|investor protection violation||$13,850,001||5|
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
AMSOUTH; AMSOUTH BANCORPORATION; AMSOUTH BANK; AmSouth Investment Services, Inc.; REGIONS BANK; REGIONS FINANCIAL
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Individual Penalty Records:Click on the company or penalty amount for more information on each case.
|Company||Primary Offense Type||Year||Agency||Penalty Amount|
|Regions Bank||False Claims Act and related||2016||DOJ_CIVIL||$52,400,000|
|Regions Bank||banking violation||2014||FED||$46,000,000|
|Regions Financial Corp.||benefit plan administrator violation||2014||private lawsuit-federal||$22,500,000|
|AmSouth Bank||investor protection violation||2008||SEC||$11,400,000|
|Regions Bank||consumer protection violation||2015||CFPB||$7,500,000|
|Regions Bank||banking violation||2014||AL-SBD||$5,000,000|
|Regions Bank||investor protection violation||2010||SEC||$1,000,001|
|Regions Bank||investor protection violation||2009||SEC||$1,000,000|
|Regions Financial||wage and hour violation||2017||private lawsuit-federal||$620,634|
|AmSouth Investment Services, Inc.||investor protection violation||2004||MS-SEC||$225,000|
|AmSouth Investment Services Inc.||investor protection violation||2004||MULTI-FIN||$225,000|
|Regions Bank||banking violation||2009||FED||$135,000|
|Regions Financial Corporation||employment discrimination||2013||EEOC||$95,000|