Violation Tracker Parent Company Summary

Parent Company Name: 
Western & Southern Financial Group
Ownership Structure: 
mutual
Headquartered in: 
Ohio
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$6,825,464
Number of records: 
8
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$6,652,6657
employment-related offenses$172,7991
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$6,652,6657
wage and hour violation$172,7991
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Gerber Life Insurance Co.; National Integrity Life Insurance Company; Western and Southern Life Insurance Company

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Gerber Life Insurance Co. insurance violation 2020 NC-INS $3,635,665
Western and Southern Life Insurance Company insurance violation 2005 MULTI-FIN $2,400,000
Gerber Life Insurance Co. insurance violation 2000 WA-INS $350,000
National Integrity Life Insurance Company insurance violation 2018 NY-DFS $240,000
Gerber Life Insurance Company wage and hour violation 2009 WHD $172,799
Gerber Life Insurance Co. insurance violation 2013 MD-INS $14,000
Gerber Life Insurance Co. insurance violation 2017 MD-INS $8,000
Gerber Life Insurance Co. insurance violation 2011 MD-INS $5,000
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