American Modern Home Insurance Company |
Munich Re |
insurance violation |
2015 |
NY-DFS |
$150,000 |
American Modern Home Insurance Company |
Munich Re |
insurance violation |
2016 |
WA-INS |
$5,000 |
American Modern Home Insurance Company |
Munich Re |
insurance violation |
2017 |
WA-INS |
$5,000 |
American Modern Home Insurance Company |
Munich Re |
insurance violation |
2017 |
MULTI-FIN |
$255,000 |
American Modern Insurance Group Inc. |
Munich Re |
insurance violation |
2015 |
MULTI-FIN |
$6,000,000 |
American Modern Insurance Group, Inc. et al. |
Munich Re |
insurance violation |
2016 |
MN-FIN |
$1,000,000 |
American National General Insurance Company |
American National Insurance |
insurance violation |
2012 |
WA-INS |
$10,000 |
AMERICAN NATIONAL INSURANCE |
American National Insurance |
insurance violation |
2006 |
VA-INS |
$22,000 |
American National Insurance Co. |
American National Insurance |
consumer protection violation |
2007 |
TX-AG |
$6,500,000 |
American National Insurance Co. |
American National Insurance |
insurance violation |
2017 |
DE-INS |
$8,000 |
AMERICAN NATIONAL INSURANCE CO. et al. |
American National Insurance |
insurance violation |
2002 |
VA-INS |
$103,200 |
American National Insurance Company |
American National Insurance |
insurance violation |
2015 |
ND-INS |
$275,000 |
American National Insurance Company |
American National Insurance |
insurance violation |
2004 |
MULTI-FIN |
$250,000 |
American National Life Insurance Company of Texas |
American National Insurance |
insurance violation |
2011 |
MD-INS |
$8,000 |
American National Property & Casualty Co. |
American National Insurance |
insurance violation |
2005 |
FL-OFR |
$7,500 |
American National Property and Casualty Co. |
American National Insurance |
insurance violation |
2017 |
MN-FIN |
$5,000 |
American National Property and Casualty Co. |
American National Insurance |
insurance violation |
2020 |
OR-FIN |
$20,000 |
AMERICAN SECURITY INSURANCE CO |
Assurant |
insurance violation |
2006 |
VA-INS |
$45,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2017 |
MA-AG |
$6,300,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2015 |
MA-AG |
$565,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2019 |
MS-AG |
$767,394 |
American Security Insurance Co. et al. |
Assurant |
insurance violation |
2017 |
MD-INS |
$25,000 |
American Security Insurance Co. et al. |
Assurant |
insurance violation |
2005 |
NJ-DBI |
$1,775,000 |
American Security Insurance Company |
Assurant |
employment discrimination |
2020 |
EEOC |
$49,000 |
American Security Insurance Company |
Assurant |
insurance violation |
2013 |
MN-FIN |
$5,000 |
American Security Insurance Company et al. |
Assurant |
insurance violation |
2016 |
MN-FIN |
$5,000,000 |
American Skandia Investment Services, Inc. |
Prudential Financial |
investor protection violation |
2009 |
SEC |
$68,000,000 |
American States Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2016 |
TX-INS |
$27,500 |
American States Preferred Insurance Co. et al. |
Liberty Mutual Insurance |
insurance violation |
2010 |
VA-INS |
$205,463 |
AMERICAN STRATEGIC INSURANCE |
Progressive |
insurance violation |
2016 |
VA-INS |
$15,147 |
AMERICAN STRATEGIC INSURANCE |
Progressive |
insurance violation |
2017 |
VA-INS |
$41,962 |
American Strategic Insurance Corp |
Progressive |
insurance violation |
2018 |
WA-INS |
$10,000 |
American Summit Insurance Co. |
Hilltop Holdings |
insurance violation |
2013 |
AZ-INS |
$25,000 |
American Title Co. dba Ticor Title Company of America |
Fidelity National Financial |
insurance violation |
2005 |
CA-INS |
$1,200,000 |
AMERICAN ZURICH INSURANCE CO |
Zurich Insurance |
insurance violation |
2004 |
VA-INS |
$5,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2003 |
MA-INS |
$40,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2010 |
TX-INS |
$32,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2011 |
TX-INS |
$9,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2012 |
TX-INS |
$27,500 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2014 |
TX-INS |
$16,514 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2014 |
TX-INS |
$15,500 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
TX-INS |
$9,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
TX-INS |
$7,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
TX-INS |
$5,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
TX-INS |
$13,571 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$6,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$9,500 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$53,750 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$18,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2019 |
TX-INS |
$45,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2019 |
TX-INS |
$17,000 |
American-Amicable Life Insurance Company |
American-Amicable Group |
insurance violation |
2006 |
MULTI-FIN |
$60,000,000 |
Ameriprise Advisor Services Inc. |
Ameriprise Financial |
investor protection violation |
2009 |
RI-FIN |
$48,411 |
Ameriprise Financial |
Ameriprise Financial |
wage and hour violation |
2011 |
private lawsuit-federal |
$185,000 |
Ameriprise Financial Services |
Ameriprise Financial |
investor protection violation |
2018 |
SEC |
$230,000 |
AMERIPRISE FINANCIAL SERVICES |
Ameriprise Financial |
investor protection violation |
2008 |
VA-SEC |
$780,000 |
Ameriprise Financial Services Inc. |
Ameriprise Financial |
investor protection violation |
2018 |
SEC |
$4,500,000 |
Ameriprise Financial Services Inc. |
Ameriprise Financial |
consumer protection violation |
2013 |
NE-DBF |
$10,000 |
Ameriprise Financial Services Inc. |
Ameriprise Financial |
investor protection violation |
2018 |
SC-SEC |
$650,000 |
Ameriprise Financial Services Inc. |
Ameriprise Financial |
investor protection violation |
2009 |
MULTI-FIN |
$720,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2009 |
SEC |
$17,300,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2017 |
SEC |
$8,750,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
consumer protection violation |
2009 |
MA-AG |
$200,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2018 |
NJ-AG |
$375,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
AZ-SEC |
$1,000,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2006 |
AZ-SEC |
$1,250,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2018 |
CA-DFPI |
$115,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2008 |
IL-SEC |
$1,449,384 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2009 |
KY-FIN |
$983,984 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2013 |
MA-SEC |
$400,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2013 |
MD-SEC |
$50,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2008 |
MS-SEC |
$150,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2008 |
NH-BSR |
$3,400,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2014 |
NH-BSR |
$90,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2016 |
NH-BSR |
$30,800 |
AMERIPRISE FINANCIAL SERVICES, INC. |
Ameriprise Financial |
investor protection violation |
2016 |
VA-SEC |
$14,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2016 |
WA-FIN |
$55,000 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
SEC |
$15,000,000 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
SEC |
$30,000,000 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
employment discrimination |
2016 |
OFCCP |
$128,200 |
Ameriprise Financial, Inc. |
Ameriprise Financial |
benefit plan administrator violation |
2015 |
private lawsuit-federal |
$27,500,000 |
Ameriprise Group |
Ameriprise Financial |
insurance violation |
2017 |
MULTI-AG |
$1,500,000 |
Ameriquest Mortgage |
Citigroup |
consumer protection violation |
2006 |
MULTI-AG |
$325,000,000 |
Amerisave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2017 |
CA-DFPI |
$50,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2009 |
KY-FIN |
$18,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2019 |
KY-FIN |
$5,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2010 |
MA-BKG |
$25,000 |
Amerisave Mortgage Corporation |
AmeriSave Mortgage |
consumer protection violation |
2009 |
PA-BKG |
$50,000 |
Amerisave Mortgage Corporation |
AmeriSave Mortgage |
investor protection violation |
2013 |
MULTI-FIN |
$2,300,000 |
AmeriSave Mortgage Corporation |
AmeriSave Mortgage |
privacy violation |
2020 |
private lawsuit-federal |
$6,250,000 |
Amerisave Mortgage Corporation and Novo Appraisal Management Company |
AmeriSave Mortgage |
consumer protection violation |
2014 |
CFPB |
$19,300,000 |
Ameritas Investment Company LLC |
Ameritas Mutual Holding Company |
investor protection violation |
2020 |
PA-BKG |
$100,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2015 |
SEC |
$200,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2019 |
SEC |
$3,389,174 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2019 |
CA-INS |
$15,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2014 |
IA-INS |
$10,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2008 |
NE-DBF |
$11,000 |
Ameritas Investment Corporation |
Ameritas Mutual Holding Company |
investor protection violation |
2003 |
TX-SEC |
$25,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
wage and hour violation |
2017 |
WHD |
$9,019 |
AMERITAS LIFE INSURANCE CORP |
Ameritas Mutual Holding Company |
insurance violation |
2001 |
VA-INS |
$9,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
insurance violation |
2017 |
WA-INS |
$10,000 |