Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$317,365,347,106
Number of Records: 
2,876
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,630,515,262182
JPMorgan Chase$34,512,629,073139
Citigroup$24,998,997,07298
Wells Fargo$21,102,241,886148
Deutsche Bank$17,970,400,77851
UBS$16,756,803,33165
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98738
Credit Suisse$10,394,957,62629
BNP Paribas$9,892,332,95016


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $42,500
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $26,529
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $35,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
BOWIE RESOURCES LLC (CO0044776) CIVIL PENALTY ORDER Trafigura environmental violation 2018 EPA $50,000
Branch Banking & Trust Co. Truist Financial economic sanction violation 2014 OFAC $19,125
Branch Banking & Trust Company (BB&T) Truist Financial False Claims Act and related 2016 DOJ_CIVIL $83,000,000
Branch Banking and Trust (BB&T) Truist Financial employment discrimination 2010 EEOC $24,000
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BROADRIDGE FINANCIAL SOLUTIONS Broadridge Financial Solutions workplace safety or health violation 2018 OSHA $15,522
BROADRIDGE FINANCIAL SOLUTIONS, INC. Broadridge Financial Solutions workplace safety or health violation 2019 OSHA $8,335
Broadspire Services, Inc. Crawford & Co. workplace safety or health violation 2011 MO-AG $28,500
Brothers Property Corporation American Financial Group wage and hour violation 2006 WHD $29,273
Brown & Brown Brown & Brown employment discrimination 2017 EEOC $100,000
Brown & Brown Insurance of Arizona, Inc. Brown & Brown tax violations 2014 CT-AG $37,650
Brown & Brown, Inc. Brown & Brown consumer protection violation 2006 FL-AG $5,800,000
Brown Brothers Harriman & Co. Brown Brothers Harriman investor protection violation 2014 SEC $120,000
BSI SA BSI SA tax violations 2015 DOJ_TAX $211,000,000
BUSEY BANK First Busey Corp. banking violation 2006 FDIC $5,200
BUSEY BANK First Busey Corp. banking violation 2010 FDIC $7,445
California United Bank PacWest Bancorp economic sanction violation 2004 OFAC $7,250
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce investor protection violation 2005 SEC $125,000,000
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce accounting fraud or deficiencies 2003 SEC $80,000,000
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce investor protection violation 2005 NY-AG (*) $125,000,000
Cantor Fitzgerald Cantor Fitzgerald investor protection violation 2012 CFTC $700,000
Cantor Fitzgerald & Co. Cantor Fitzgerald investor protection violation 2011 CFTC $100,000
Cantor Fitzgerald & Co. Cantor Fitzgerald investor protection violation 2018 SEC $1,250,000
Cantor Fitzgerald & Co. Cantor Fitzgerald investor protection violation 2019 SEC $647,000
CANYON FUEL CO., LLC - SKYLINE (Permit UT0023540) Cwa Penalty Ao Trafigura environmental violation 2001 EPA $5,501
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2000 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,280
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $11,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2004 MSHA $5,800
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,893
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $20,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,421
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,645
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,574
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $15,570
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $7,205
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $18,271
Download results as CSV or XML