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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2011OSHA$12,435
RR DONNELLEY RENO OFFSETChatham Asset Managementworkplace safety or health violation2011OSHA$5,024
THEO. DAVIS SONS, INCORPORATEDChatham Asset Managementworkplace safety or health violation2013OSHA$6,750
RR DONNELLY COMPANYChatham Asset Managementworkplace safety or health violation2012OSHA$17,000
R.R. DONNELLEYChatham Asset Managementworkplace safety or health violation2013OSHA$15,400
R. R. DONNELLEY AND SONS COMPANYChatham Asset Managementworkplace safety or health violation2013OSHA$7,000
RR DONNELLEY ATLANTAChatham Asset Managementworkplace safety or health violation2014OSHA$6,352
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2014OSHA$6,510
ANDERSON LAChatham Asset Managementworkplace safety or health violation2014OSHA$19,875
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2015OSHA$5,000
R.R. DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2015OSHA$7,000
THE MCCLATCHY COMPANYChatham Asset Managementworkplace safety or health violation2015OSHA$13,500
RR DONNELLEY AND SONS INC.Chatham Asset Managementworkplace safety or health violation2015OSHA$10,500
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2015OSHA$5,500
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2016OSHA$6,000
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2016OSHA$15,400
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2016OSHA$12,934
R.R. DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2016OSHA$10,000
THE KANSAS CITY STARChatham Asset Managementworkplace safety or health violation2016OSHA$23,696
FITTJE BROS. PRINTING CO.Chatham Asset Managementworkplace safety or health violation2017OSHA$5,000
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2022OSHA$12,327
R. R. DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2023OSHA$5,125
RR DONNELLEY AND SONS, INC.Chatham Asset Managementworkplace safety or health violation2023OSHA$32,262
R. R. DONNELLEY AND SONS COMPANYChatham Asset Managementenvironmental violation2001EPA$11,344
TOPS PRODUCTS, A DIVISION OF R.R. DONNELLEY & SONSChatham Asset Managementenvironmental violation2015EPA$318,000
Combined Insurance Company of AmericaChubb Limitedwage and hour violation2010private lawsuit-federal$6,000,000
Combined Insurance Company of AmericaChubb Limitedemployment discrimination2005private lawsuit-federal$8,500,000
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
ACE GroupChubb Limitedprice-fixing or anti-competitive practices2011OH-AG$1,970,000
ACE LimitedChubb Limitedprice-fixing or anti-competitive practices2007PA-AG$9,000,000
ACE Group Holdings, Inc.Chubb Limitedprice-fixing or anti-competitive practices2007MULTI-AG$4,500,000
ACE, LtdChubb Limitedprice-fixing or anti-competitive practices2006MULTI-AG$80,000,000
ChubbChubb Limitedprice-fixing or anti-competitive practices2006MULTI-AG$17,000,000
The Chubb Corp.Chubb Limitedconsumer protection violation2009MA-AG$239,011
ACE LimitedChubb Limitedeconomic sanction violation2019OFAC$66,212
Federal Insurance Co. et al.Chubb Limitedinsurance violation2003CA-INS$403,652
Ace Limited Insurance GroupChubb Limitedinsurance violation2014CA-INS$100,000
Federal Insurance Co.Chubb Limitedinsurance violation2005CO-INS$16,000
Bankers Standard Insurance Co. et al.Chubb Limitedinsurance violation2019DE-INS$16,000
Ace American Insurance Co.Chubb Limitedinsurance violation2003FL-OFR$6,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2006FL-OFR$9,750
Ace American Insurance Co.Chubb Limitedinsurance violation2007FL-OFR$56,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$25,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$15,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2015MD-INS$25,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2016MD-INS$12,000
ACE American Insurance Co. et al.Chubb Limitedinsurance violation2013ME-INS$30,550
Illinois Union Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Federal Insurance Co.Chubb Limitedinsurance violation2008MO-INS$5,900
Chubb National Insurance Co.Chubb Limitedinsurance violation2012MO-INS$68,000
Federal Insurance Co.Chubb Limitedinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Federal Insurance Co.Chubb Limitedinsurance violation2018MT-FIN$20,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2015NY-DFS$50,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2017NY-DFS$23,740
Chubb Ltd.Chubb Limitedinsurance violation2018NY-DFS$1,300,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2004OR-FIN$10,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2006OR-FIN$9,000
ACE American Reinsurance CompanyChubb Limitedinsurance violation2006OR-FIN$8,300
ACE American Insurance CompanyChubb Limitedinsurance violation2007OR-FIN$15,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2010OR-FIN$7,900
Combined Insurance Company of AmericaChubb Limitedinsurance violation2005PA-INS$50,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016SD-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$48,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$68,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$15,500
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$40,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2011TX-INS$24,000
Federal Insurance Co.Chubb Limitedinsurance violation2011TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2012TX-INS$8,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2012TX-INS$6,960
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$36,000
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2013TX-INS$15,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2013TX-INS$7,000
Pacific Indemnity CompanyChubb Limitedinsurance violation2013TX-INS$17,500
Chubb Indemnity CompanyChubb Limitedinsurance violation2014TX-INS$5,725
Federal Insurance CompanyChubb Limitedinsurance violation2014TX-INS$37,597
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2014TX-INS$14,615
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2014TX-INS$30,599
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$44,079
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$45,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2014TX-INS$9,000
ACE American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$250,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$9,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$49,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.