| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
| JPMorgan Chase | banking violation | 2013 | OCC | $1,958,450,341 |
| JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
| JPMorgan Chase | toxic securities abuses | 2013 | DOJ | $13,000,000,000 |
| JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
| JPMorgan Chase | investor protection violation | 2013 | CFTC | $100,000,000 |
| JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
| JPMorgan Chase | discriminatory practices (non-employment) | 2017 | USAO | $53,000,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
| JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
| JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| JPMorgan Chase | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
| JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
| JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
| JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
| JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
| JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
| JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
| JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $2,463,000 |
| JPMorgan Chase | sexual exploitation of minors | 2023 | private lawsuit-federal | $290,000,000 |
| JPMorgan & Co. | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
| JP Morgan Ventures Energy Corporation | price-fixing or anti-competitive practices | 2013 | FERC | $410,000,000 |
| JP Morgan Securities LLC | investor protection violation | 2014 | FINRA | $5,000,000 |
| JP Morgan Chase Bank, NA | export control violation | 2010 | BIS | $19,125 |
| JP Morgan Chase Bank, NA | employment discrimination | 2019 | CA-CRD | $60,000 |
| JP Morgan Chase Bank, N.A. | wage and hour violation | 2022 | WA-DLI | $9,526 |
| JP Morgan Chase Bank, N.A. | wage and hour violation | 2022 | WA-DLI | $9,526 |
| JP Morgan Chase Bank, N.A. | environmental violation | 2017 | EPA | $230,392 |
| JP Morgan Chase Bank N.A. | wage and hour violation | 2019 | WHD | $38,336 |
| JP Morgan Chase Bank N.A | employment discrimination | 2022 | CA-CRD | $16,698 |
| JP Morgan Chase Bank | economic sanction violation | 2004 | OFAC | $9,748 |
| JP Morgan Chase Bank | economic sanction violation | 2004 | OFAC | $18,094 |
| JP Morgan Chase Bank | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
| JP Morgan Chase & Co. | economic sanction violation | 2004 | OFAC | $17,303 |
| JP Morgan Chase & Co. | economic sanction violation | 2004 | OFAC | $73,281 |
| JP Morgan Chase & Co. | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
| JP Morgan Chase | economic sanction violation | 2004 | OFAC | $26,980 |
| JP Morgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| JP Morgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
| JP Morgan Chase | environmental violation | 2011 | TX-ENV | $6,555 |
| JP Morgan | investor protection violation | 2012 | FINRA | $623,376 |
| J.P. Morgan Securities, LLC | investor protection violation | 2014 | NJ-AG | $50,460 |
| J.P. Morgan Securities, LLC | investor protection violation | 2014 | AK-DBS | $51,120 |
| J.P. Morgan Securities, LLC | investor protection violation | 2017 | FINRA | $1,250,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2007 | FINRA | $500,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $160,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $150,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2003 | FINRA | $6,000,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2001 | FINRA | $10,000 |
| J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | investor protection violation | 2015 | SEC | $267,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2016 | SEC | $4,000,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2012 | SEC | $296,900,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2011 | SEC | $153,600,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2012 | CFTC | $140,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2015 | SEC | $500,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2017 | CFTC | $900,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $1,822,438 |
| J.P. Morgan Securities LLC | investor protection violation | 2014 | CT-SEC | $53,800 |
| J.P. Morgan Securities LLC | investor protection violation | 2018 | DC-DISB | $5,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | KY-FIN | $325,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $35,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $280,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $1,100,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2017 | FINRA | $800,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2021 | SEC | $125,000,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| J.P. Morgan Securities LLC | investor protection violation | 2022 | SEC | $1,200,000 |
| J.P. Morgan Securities LLC | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| J.P. Morgan Securities LLC | investor protection violation | 2023 | SEC | $4,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2024 | SEC | $18,000,000 |
| J.P. Morgan Securities Inc. | kickbacks and bribery | 2009 | SEC | $75,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $25,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $80,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2005 | SEC | $700,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| J.P. Morgan Securities LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| J.P. Morgan Securities | investor protection violation | 2014 | SEC | $54,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | DE-AG | $51,400 |
| J.P. Morgan Securities | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
| J.P. Morgan Securities | investor protection violation | 2017 | FINRA | $2,800,000 |
| J.P. Morgan Investment Management Inc. | investor protection violation | 2015 | SEC | $1,084,210 |
| J.P. Morgan Futures, Inc. | data submission deficiencies | 2009 | CFTC | $300,000 |
| J.P. Morgan Chase& Co. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| J.P. Morgan Chase Retirement Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $604,957 |
| J.P. Morgan Chase Bank, N.A. | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
| J.P. Morgan Chase & Co. and Forum Temporary Services | labor relations violation | 2006 | NLRB | $60,760 |
| J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
| J.P. Morgan Chase & Co. | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
