Violation Tracker Parent Company Summary

Parent Company Name: 
Manulife Financial
Ownership Structure: 
publicly traded (ticker symbol MFC)
Headquartered in: 
Canada
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$64,394,836
Number of records: 
22
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$43,000,01717
financial offenses$21,376,7894
environment-related offenses$18,0301
Top 5 Primary Offense TypesPenalty TotalNumber of Records
discriminatory practices (non-employment)$24,400,0001
investor protection violation$21,337,8793
insurance violation$18,560,01715
consumer protection violation$40,0001
tax violations$38,9101
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Primary Offense Type Year Agency Penalty Amount
Manulife Financial Corporation investor protection violation 2004 DOJ_ANTITRUST $1,000,000
MANULIFE FINANCIAL environmental violation 2008 MA-ENV $18,030
John Hancock Variable Life Insurance Co. insurance violation 2006 MO-INS $11,040
John Hancock Life Insurance Company of New York insurance violation 2017 NY-DFS $73,000
John Hancock Life Insurance Company (U.S.A.) insurance violation 2017 OR-FIN $36,500
John Hancock Life Insurance Company (U.S.A.) insurance violation 2018 OR-FIN $49,000
John Hancock Life Insurance Company (U.S.A.) insurance violation 2019 VT-FIN $800,000
John Hancock Life Insurance Company insurance violation 2020 VA-INS $60,600
John Hancock Life Insurance Company insurance violation 2012 MULTI-FIN $13,300,000
John Hancock Life Insurance Company discriminatory practices (non-employment) 2009 private lawsuit-federal $24,400,000
John Hancock Life Insurance Co. (USA) et al. insurance violation 2012 MN-FIN $200,000
John Hancock Life Insurance Co. (USA) et al. insurance violation 2015 MN-FIN $900,000
John Hancock Life Insurance Co. investor protection violation 2014 MA-AG $550,000
John Hancock Life Insurance Co. consumer protection violation 2013 MA-AG $40,000
John Hancock Life Insurance Co. insurance violation 2011 MULTI-AG $3,000,000
John Hancock Life Insurance Co. insurance violation 2011 CA-INS $70,000
John Hancock Life Insurance Co. insurance violation 2013 MT-INS $5,000
John Hancock Life Insurance Co. insurance violation 2021 DE-INS $5,000
John Hancock Life and Health Insurance Company insurance violation 2020 RI-FIN $44,877
John Hancock Life & Health Insurance Co. insurance violation 2016 MN-FIN $5,000
John Hancock Investment Management Services, LLC investor protection violation 2007 SEC $19,787,879
John Hancock Assignment Co. tax violations 2014 CT-AG $38,910
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)