Violation Tracker Individual Record

Company: 
Capital One, National Association
Current Parent Company: 
Capital One Financial
Penalty: 
$290,000,000
Year: 
2021
Date: 
January 15, 2021
Offense Group: 
financial offenses
Primary Offense: 
anti-money-laundering deficiencies
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Treasury Department Financial Crimes Enforcement Network
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
Virginia
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.