Violation Tracker Parent Company Summary

Parent Company Name: 
Capital One Financial
Ownership Structure: 
publicly traded (ticker symbol COF)
Headquartered in: 
Virginia
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$331,845,032
Number of records: 
13
Top 10 Primary Offense TypesPenalty TotalNumber of Records
consumer protection violation$165,740,0002
anti-money-laundering deficiencies$100,000,0001
banking violation$39,205,0324
Servicemembers Civil Relief Act$12,000,0001
wage and hour violation$6,200,0002
accounting fraud or deficiencies$3,500,0001
mortgage abuses$2,850,0001
bankruptcy professional violation$2,350,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

CAPITAL ONE; Capital One Bank; CAPITAL ONE BANK USA NA; CAPITAL ONE BANK USA NATIONAL ASSOCIATION; CAPITAL ONE NA; CAPITAL ONE NATIONAL ASSOCIATION; CHEVY CHASE BANK FSB

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Capital One Bank (U.S.A.), N.A. consumer protection violation 2012 CFPB $165,000,000
Capital One Bank (USA), National Association anti-money-laundering deficiencies 2018 OCC $100,000,000
Capital One Bank (USA), National Association banking violation 2012 OCC $35,000,000
Capital One N.A. Servicemembers Civil Relief Act 2012 DOJ_RIGHTS $12,000,000
Capital One, National Association banking violation 2014 OCC $4,000,000
Capital One Financial Corporation accounting fraud or deficiencies 2013 SEC $3,500,000
Capital One wage and hour violation 2012 private lawsuit-federal $3,200,000
Capital One wage and hour violation 2015 private lawsuit-federal $3,000,000
Chevy Chase Bank F.S.B. mortgage abuses 2013 DOJ_RIGHTS $2,850,000
Capital One Bank (USA) N.A. bankruptcy professional violation 2011 DOJ_UTP $2,350,000
Capital One consumer protection violation 2015 MO-AG $740,000
Capital One, National Association banking violation 2009 OCC $125,000
Capital One Bank banking violation 2005 WI-AG $80,032
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