Basic Search  |  Summaries  |  Advanced Search

Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$515,055,032	9
consumer-protection-related offenses	$441,777,966	16
employment-related offenses	$6,200,000	2
environment-related offenses	$8,400	1

Top 5 Primary Offense Types	Penalty Total	Number of Records
anti-money-laundering deficiencies	$390,000,000	2
consumer protection violation	$270,878,238	12
privacy violation	$168,000,000	2
banking violation	$119,205,032	5
wage and hour violation	$6,200,000	2

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
Capital One, National Association	anti-money-laundering deficiencies	2021	FINCEN	$290,000,000
Capital One Bank (U.S.A.), N.A.	consumer protection violation	2012	CFPB	$165,000,000
Capital One Bank (USA), National Association	anti-money-laundering deficiencies	2018	OCC	$100,000,000
Capital One Bank	privacy violation	2022	private lawsuit-federal	$95,000,000
Capital One Bank (USA), National Association	banking violation	2020	OCC	$80,000,000
Capital One	privacy violation	2015	private lawsuit-federal	$73,000,000
Capital One Bank (USA), National Association	banking violation	2012	OCC	$35,000,000
Capital One N.A.	consumer protection violation	2015	private lawsuit-federal	$31,767,200
Capital One N.A.	consumer protection violation	2014	private lawsuit-federal	$20,350,000
Capital One N.A.	consumer protection violation	2021	private lawsuit-federal	$13,000,000
Capital One N.A.	consumer protection violation	2012	DOJ_RIGHTS	$12,000,000
Capital One N.A.	consumer protection violation	2013	private lawsuit-federal	$10,000,000
Capital One N.A.	consumer protection violation	2015	private lawsuit-federal	$7,334,000
Capital One, N.A.	consumer protection violation	2015	private lawsuit-federal	$4,724,638
Capital One, National Association	banking violation	2014	OCC	$4,000,000
Capital One Financial Corporation	accounting fraud or deficiencies	2013	SEC	$3,500,000
Capital One	wage and hour violation	2012	private lawsuit-federal	$3,200,000
Capital One N.A.	consumer protection violation	2014	private lawsuit-federal	$3,062,400
Capital One	wage and hour violation	2015	private lawsuit-federal	$3,000,000
Chevy Chase Bank F.S.B.	mortgage abuses	2013	DOJ_RIGHTS	$2,850,000
Capital One Bank (USA) N.A.	bankruptcy professional violation	2011	DOJ_UTP	$2,350,000
Capital One, N.A.	consumer protection violation	2022	CA-MULTI	$2,000,000
Capital One Financial Corp.	consumer protection violation	2019	private lawsuit-federal	$900,000
Capital One	consumer protection violation	2015	MO-AG	$740,000
Capital One, National Association	banking violation	2009	OCC	$125,000
Capital One Bank	banking violation	2005	WI-AG	$80,032
Capital One Bank	discriminatory practices (non-employment)	2022	DOJ_RIGHTS	$49,728
CAPITAL ONE NATIONAL ASSOCIATION	environmental violation	2010	TX-ENV	$8,400