Violation Tracker Individual Record

Company: 
Prosper Marketplace, Inc.
Current Parent Company: 
Prosper Marketplace
Penalty: 
$1,000,000
Year: 
2008
Date: 
December 1, 2008
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

sale of unregistered securities

Level of Government: 
state
Action Type: 
agency action
Agency: 
Multistate Financial Regulators Case
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
California
Ownership Structure of Parent: 
privately held
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
consumer lending
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.