Violation Tracker Individual Record

Company: 
Nuveen Services LLC
Current Parent Company: 
TIAA
Penalty: 
$27,983
Year: 
2018
Date: 
June 4, 2018
Offense Group: 
employment-related offenses
Primary Offense: 
wage and hour violation
Violation Description: 

Investment Banking

Level of Government: 
state
Action Type: 
agency action
Agency: 
Illinois Department of Labor
Civil or Criminal Case: 
civil
Case ID: 
18-001205
Facility State: 
Illinois
Facility City: 
CHICAGO
Facility Address: 
333 W WACKER DR
Facility Zip: 
60068
HQ Country of Parent: 
USA
HQ State of Parent: 
New York
Ownership Structure of Parent: 
non-profit
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
financial services
Source of Data: 

Contained in data obtained on December 8, 2020 in response to an Illinois Freedom of Information Act request.

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.