Violation Tracker Parent Company Summary

Parent Company Name: 
Ownership Structure: 
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
financial services
Penalty total since 2000: 
Number of records: 
Top 10 Primary Offense TypesPenalty TotalNumber of Records
banking violation$38,000,0002
benefit plan administrator violation$27,800,0002
investor protection violation$2,395,7221
wage and hour violation$805,1823
labor relations violation$304,2161
insurance violation$169,2652
aviation safety violation$7,5001

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

EVERBANK; Teachers Insurance & Annuity Assoc of America; Teachers Insurance and Annuity Insurance Association of America; TIAA; TIAA CREF; TIAA-CREF Individual & Institutional Services, LLC; TIAA-CREF Life Insurance Company


Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Everbank banking violation 2013 OCC $37,000,000
TIAA-CREF benefit plan administrator violation 2014 private lawsuit-federal $22,800,000
Teachers Insurance and Annuity Insurance Association of America benefit plan administrator violation 2017 private lawsuit-federal $5,000,000
TIAA-CREF Individual & Institutional Services, LLC investor protection violation 2019 SEC $2,395,722
Everbank banking violation 2016 OCC $1,000,000
TIAA - CREF wage and hour violation 2006 WHD $468,336
TIAA wage and hour violation 2005 WHD $327,168
TIAA-CREF labor relations violation 2016 NLRB $304,216
TIAA-CREF Life Insurance Company insurance violation 2016 NY-DFS $139,940
TIAA-CREF Life Insurance Company insurance violation 2016 NY-DFS $29,325
Teachers Insurance & Annuity Assoc of America wage and hour violation 2017 WHD $9,678
TIAA-CREF aviation safety violation 2015 FAA $7,500
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