Violation Tracker Individual Record
Date:December 22, 2009
Offense Group:financial offenses
Primary Offense:investor protection violation
OppenheimerFunds, Inc. agreed to pay in settlement of allegations it mismanaged funds in the state's college savings plan.
Level of Government:state
Action Type:agency action
Agency:Illinois Attorney General
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Georgia
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:investment management
Illinois worked with other states, but it appears settlements are separate.
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