Violation Tracker Individual Record

Company: 
Athene Annuity And Life Company
Current Parent Company: 
Athene Holding
Penalty: 
$10,000
Year: 
2018
Date: 
May 8, 2018
Offense Group: 
consumer-protection-related offenses
Primary Offense: 
insurance violation
Violation Description: 

$10,000 fine levied for failing to keep full and adequate accounts and records, failing to timely respond to inquiries from the Insurance Commissioner, and failing to timely respond to claimants. RCW 48.05.280, WAC 284-30-360(2), WAC 284-30-360(3), WAC 284-30-650

Level of Government: 
state
Action Type: 
agency action
Agency: 
Washington State Office of the Insurance Commissioner
Civil or Criminal Case: 
civil
Facility State: 
Washington
HQ Country of Parent: 
Bermuda
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
retirement savings products
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.