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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Invesco Trust CompanyInvescofinancial servicesbenefit plan administrator violation2016$10,270,000
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2018$10,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2019$10,001
AON RISK SERVICES OF PR, INC.Aonfinancial servicesbenefit plan administrator violation2019$10,001
Wilmington Trust, N.A.M&T Bankfinancial servicesbenefit plan administrator violation2020$88,000,000
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2021$50,000
FMR LLCFidelity Investmentsfinancial servicesbenefit plan administrator violation2021$10,001
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022$145,000,000
Stonex Group Inc.StoneX Groupfinancial servicesbenefit plan administrator violation2023$10,001
Principal Life Insurance CompanyPrincipal Financialfinancial servicesbenefit plan administrator violation2023$10,001
Midland Credit Management, Inc.Encore Capital Groupfinancial servicesbenefit plan administrator violation2023$10,001
Zynga Inc.Take-Two Interactive Software Inc.entertainmentbenefit plan administrator violation2023$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2016$10,001
TESSERA TECHNOLOGIES INC.Xperi Corporationelectrical and electronic equipmentbenefit plan administrator violation2014$10,001
CYPRESS SEMICONDUCTOR CORPORATIONInfineon Technologieselectrical and electronic equipmentbenefit plan administrator violation2011$10,001
AEHR TEST SYSTEMSAehr Test Systemselectrical and electronic equipmentbenefit plan administrator violation2007$10,001
AEHR TEST SYSTEMSAehr Test Systemselectrical and electronic equipmentbenefit plan administrator violation2007$50,001
AEHR TEST SYSTEMSAehr Test Systemselectrical and electronic equipmentbenefit plan administrator violation2006$50,001
Tatung Co. of America, Inc. p/s planTatungelectrical and electronic equipmentbenefit plan administrator violation2002$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2017$10,001
DIAMOND ELECTRIC MFG CORPORATIONDiamond Electric Manufacturingelectrical and electronic equipmentbenefit plan administrator violation2017$10,001
APPLIED MICRO CIRCUITS CORPORATIONMACOM Technology Solutionselectrical and electronic equipmentbenefit plan administrator violation2018$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2018$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2018$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2019$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2021$10,000
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2021$50,000
EMCORE CORPORATIONEmcore Corp.electrical and electronic equipmentbenefit plan administrator violation2021$10,001
TTM TECHNOLOGIES, INC.TTM Technologieselectrical and electronic equipmentbenefit plan administrator violation2021$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2022$50,001
Ttm Technologies, Inc.TTM Technologieselectrical and electronic equipmentbenefit plan administrator violation2023$50,001
SOUTHWEST UNITED INDUSTRIES, INCBerkshire Hathawaydiversifiedbenefit plan administrator violation2015$10,001
CHUGACH ALASKA CORPORATIONChugach Alaska Corporationdiversifiedbenefit plan administrator violation2007$10,001
HITACHI AMERICA, LTD.Hitachidiversifiedbenefit plan administrator violation2007$50,001
DATEX-OHMEDA, INC.General Electricdiversifiedbenefit plan administrator violation2007$50,001
DATEX-OHMEDA, INC.General Electricdiversifiedbenefit plan administrator violation2007$50,001
Woodhead Industries, Inc.Koch Industriesdiversifiedbenefit plan administrator violation2007$50,001
HITACHI MAGNETICS CORPORATIONHitachidiversifiedbenefit plan administrator violation2006$10,001
AFOGNAK NATIVE CORPORATIONAfognak Native Corporationdiversifiedbenefit plan administrator violation2006$10,001
HITACHI MAGNETICS CORPORATIONHitachidiversifiedbenefit plan administrator violation2006$50,001
SPARTAN TOOL, L.L.C.Heico Companiesdiversifiedbenefit plan administrator violation2005$10,001
AFOGNAK NATIVE CORPORATIONAfognak Native Corporationdiversifiedbenefit plan administrator violation2019$10,001
JSW STEEL USA INCJindal Groupdiversifiedbenefit plan administrator violation2021$10,000
Milwaukee Electric Tool CorporationTechtronic Industriesdiversifiedbenefit plan administrator violation2022$10,001
Certis Usa, LlcMitsuidiversifiedbenefit plan administrator violation2023$10,001
ADVANCED COMPOSITES, INC.Mitsuidiversifiedbenefit plan administrator violation2023$10,001
LG Energy Solution Michigan, Inc.LGdiversifiedbenefit plan administrator violation2023$10,001
Milwaukee Electric Tool CorporationTechtronic Industriesdiversifiedbenefit plan administrator violation2023$50,001
CARTER & BURGESS, INC.Jacobs Solutionsconstruction and engineeringbenefit plan administrator violation2010$10,001
Bachman Services, Inc.Innospecchemicalsbenefit plan administrator violation2016$10,001
AKZO NOBEL PAINTS LLCPPG Industrieschemicalsbenefit plan administrator violation2015$10,001
NUFARM AMERICAS INCNufarmchemicalsbenefit plan administrator violation2012$10,001
DEGUSSA CORPORATIONEvonik Industrieschemicalsbenefit plan administrator violation2004$10,001
RANDSTAD PROFESSIONALS US, LPRandstadbusiness servicesbenefit plan administrator violation2016$10,001
UNIFIRST CORPORATION EMPLOYEE TRUSTUniFirstbusiness servicesbenefit plan administrator violation2003$100,001
ABT ASSOCIATES INC.Abt Associatesbusiness servicesbenefit plan administrator violation2020$10,001
Securitas Security Services Usa, InSecuritasbusiness servicesbenefit plan administrator violation2022$10,001
SECURITAS SECURITY SERVICES USA, INC.Securitasbusiness servicesbenefit plan administrator violation2023$50,001
Securitas Security Services Usa, InSecuritasbusiness servicesbenefit plan administrator violation2023$10,001
Securitas Electronic Security, Inc.Securitasbusiness servicesbenefit plan administrator violation2023$10,001
Abm Industries IncorporatedABM Industriesbusiness servicesbenefit plan administrator violation2023$10,001
UNITED STATES PIPE AND FOUNDRY COMPANY, LLCQuikretebuilding materialsbenefit plan administrator violation2015$10,001
ALJOMA LUMBER, INC.UFP Industriesbuilding materialsbenefit plan administrator violation2010$10,001
Saint-Gobain Corporation Long Term Disability PlanSaint-Gobainbuilding materialsbenefit plan administrator violation2008$10,001
BUZZI UNICEM USA, INC.Buzzi Unicembuilding materialsbenefit plan administrator violation2008$50,001
ARGOS USA, LLCSummit Materialsbuilding materialsbenefit plan administrator violation2020$10,001
ARGOS NORTH AMERICA CORP.Summit Materialsbuilding materialsbenefit plan administrator violation2020$10,001
CRAFT BREWERS ALLIANCE, INC.Anheuser-Busch InBevbeveragesbenefit plan administrator violation2011$10,001
BACARDI U.S.A., INC.Bacardi Limitedbeveragesbenefit plan administrator violation2020$10,001
BACARDI U.S.A., INC.Bacardi Limitedbeveragesbenefit plan administrator violation2020$10,001
CRAFT BREW ALLIANCEAnheuser-Busch InBevbeveragesbenefit plan administrator violation2022$10,001
VALEO SYLVANIA, LLCValeoautomotive partsbenefit plan administrator violation2014$10,001
Douglas Autotech Corporation 401k Plan For Union Employees At Bronson, MiJTEKTautomotive partsbenefit plan administrator violation2011$10,001
FAURECIA INTERIOR SYSTEMS USA, INC.Forviaautomotive partsbenefit plan administrator violation2010$50,001
JOHNSON CONTROLS, INC.Johnson Controlsautomotive partsbenefit plan administrator violation2005$50,001
JOHNSON CONTROLS INC.Johnson Controlsautomotive partsbenefit plan administrator violation2004$10,001
SODECIA AUTOMOTIVE DETROIT CORP.Sodeciaautomotive partsbenefit plan administrator violation2019$10,001
Yokohama Industries Americas Inc.Yokohama Rubberautomotive partsbenefit plan administrator violation2022$10,001
PUMA NORTH AMERICA, INC.PUMAapparelbenefit plan administrator violation2010$10,001
Acushnet CompanyFila Holdingsapparelbenefit plan administrator violation2009$10,001
UNDER ARMOUR, INC.Under Armourapparelbenefit plan administrator violation2022$50,001
CLAY LACY AVIATIONClay Lacy Aviation Inc.airlinesbenefit plan administrator violation2011$10,001
CLAY LACY AVIATIONClay Lacy Aviation Inc.airlinesbenefit plan administrator violation2018$10,001
CLAY LACY AVIATIONClay Lacy Aviation Inc.airlinesbenefit plan administrator violation2019$10,001
CLAY LACY AVIATIONClay Lacy Aviation Inc.airlinesbenefit plan administrator violation2019$10,001
TATE & LYLE AMERICAS, LLCTate & Lyleagribusinessbenefit plan administrator violation2012$10,001
DRS POWER & CONTROL TECHNOLOGIES, INC.Leonardo S.p.A.aerospace and military contractingbenefit plan administrator violation2012$10,001
WESCAM INCORPORATEDL3Harris Technologiesaerospace and military contractingbenefit plan administrator violation2007$10,001
DRS POWER & CONTROL TECHNOLOGIES, INC.Leonardo S.p.A.aerospace and military contractingbenefit plan administrator violation2006$10,001
WESCAM INCORPORATEDL3Harris Technologiesaerospace and military contractingbenefit plan administrator violation2005$10,001
HANSON WORLDWIDE, LLC benefit plan administrator violation2016$10,001
HANSON WORLDWIDE, LLC benefit plan administrator violation2016$10,001
BATTLESPACE FLIGHT SERVICES, LLC benefit plan administrator violation2016$10,001
ACTIONET, INC. benefit plan administrator violation2016$10,001
Human Touch, Inc. benefit plan administrator violation2016$10,001
BATTLESPACE FLIGHT SERVICES, LLC benefit plan administrator violation2016$10,001
ENGINEERING AND ENVIRONMENT benefit plan administrator violation2016$10,001
LANCESOFT, INC. benefit plan administrator violation2016$10,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.