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267 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Wells Fargo & CompanyWells Fargofinancial servicesmortgage abuses2012DOJ$5,342,200,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2022CFPB$3,700,000,000
Wells Fargo & CompanyWells Fargofinancial servicesfraud2020DOJ_CIVIL$3,000,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicestoxic securities abuses2018DOJ_CIVIL$2,090,000,000
Wells FargoWells Fargofinancial servicesbanking violation2013OCC$1,991,141,181
Wells FargoWells Fargofinancial servicesinvestor protection violation2009CA-AG$1,400,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesFalse Claims Act and related2016DOJ_CIVIL$1,200,000,000
Wells FargoWells Fargofinancial servicesmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells Fargo Bank, National AssociationWells Fargofinancial servicestoxic securities abuses2013FHFA$869,000,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2013FHFA$591,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018MULTI-AG$575,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018OCC$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2018CFPB$500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$386,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2021OCC$250,000,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2012DOJ_RIGHTS$234,300,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$203,000,000
Wachovia Bank, National AssociationWells Fargofinancial servicesbanking violation2008OCC$168,900,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$148,000,000
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022EBSA$145,000,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2018private lawsuit-federal$142,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2014private lawsuit-federal$140,500,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2011private lawsuit-federal$125,000,000
Wells Fargo Securities, LLC et al.Wells Fargofinancial servicesinvestor protection violation2023SEC$125,000,000
Strong Capital Management Co.Wells Fargofinancial servicesinvestor protection violation2004MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000
Wachovia BankWells Fargofinancial servicesanti-money-laundering deficiencies2010FINCEN$110,000,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016CFPB$100,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2021private lawsuit-federal$95,696,122
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012FED$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011FED$85,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2024private lawsuit-federal$81,700,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbankruptcy professional violation2015DOJ_UTP$81,600,000
Strong Capital Management, Inc.Wells Fargofinancial servicesinvestor protection violation2004SEC$80,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2020private lawsuit-federal$79,000,000
Wells FargoWells Fargofinancial servicesinvestor protection violation2023CFTC$75,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesbanking violation2021USAO$72,600,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesbanking violation2016OCC$70,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023FED$67,762,500
Wells Fargo & CompanyWells Fargofinancial servicesinvestor protection violation2018NY-AG$65,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbenefit plan administrator violation2014private lawsuit-federal$62,500,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008MULTI-AG$60,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$55,000,000
WachoviaWells Fargofinancial servicestoxic securities abuses2015NCUA$53,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesbanking violation2010OCC$50,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesanti-money-laundering deficiencies2010USAO$50,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2016CA-LACA$50,000,000
Wachovia Securities LLCWells Fargofinancial servicesinvestor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Wells Fargo N.A.Wells Fargofinancial servicesconsumer protection violation2017private lawsuit-federal$50,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesconsumer protection violation2021private lawsuit-federal$45,000,000
Evergreen Investment Management Company LLCWells Fargofinancial servicesinvestor protection violation2009SEC$40,000,000
Wells Fargo Merchant Services LLCWells Fargofinancial servicesconsumer protection violation2021private lawsuit-federal$40,000,000
Wachovia SecuritiesWells Fargofinancial serviceswage and hour violation2009private lawsuit-federal$39,000,000
Wachovia CorporationWells Fargofinancial servicesinvestor protection violation2004SEC$37,000,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2017private lawsuit-federal$35,500,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016OCC$35,000,000
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$35,000,000
Wells Fargo Clearing Services and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesinvestor protection violation2020SEC$35,000,000
Wells FargoWells Fargofinancial servicesprice-fixing or anti-competitive practices2013private lawsuit-federal$35,000,000
Wells Fargo Clearing Services LLCWells Fargofinancial servicesinvestor protection violation2023SEC$35,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2015CFPB$34,800,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2011OCC$34,500,000
Wells FargoWells Fargofinancial servicesmortgage abuses2010CA-AG$33,868,615
Evergreen Investment Management CompanyWells Fargofinancial servicesinvestor protection violation2007SEC$32,500,000
Wells Fargo & Co.Wells Fargofinancial servicesbenefit plan administrator violation2022private lawsuit-federal$32,500,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2011private lawsuit-federal$32,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2017private lawsuit-federal$30,446,022
Wachovia National Bank, N.A.Wells Fargofinancial servicesbenefit plan administrator violation2000EBSA$30,000,000
Wells Fargo & Co.Wells Fargofinancial serviceseconomic sanction violation2023OFAC$30,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$30,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2021private lawsuit-federal$28,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2018private lawsuit-state$27,500,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$25,750,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$25,696,122
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2006MULTI-AG$25,000,000
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2007MULTI-FIN$24,650,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2010MULTI-AG$23,700,000
Wells FargoWells Fargofinancial servicesworkplace whistleblower retaliation2022OSHA$22,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesconsumer protection violation2022private lawsuit-federal$21,864,673
Wells Fargo & CompanyWells Fargofinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,820,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesconsumer protection violation2016OCC$20,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2010private lawsuit-federal$20,000,000
A.G. EdwardsWells Fargofinancial serviceswage and hour violation2007private lawsuit-federal$20,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020MD-AG$20,000,000
Wells Fargo & Co.Wells Fargofinancial servicesemployment discrimination2021private lawsuit-federal$18,700,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesconsumer protection violation2020private lawsuit-federal$18,500,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2011private lawsuit-federal$17,500,000
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2019SEC$17,363,847
Wells FargoWells Fargofinancial servicestoxic securities abuses2018IL-AG$17,250,000
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2024private lawsuit-federal$16,600,000
Wells Fargo & CompanyWells Fargofinancial servicesAmericans with Disabilities Act2011DOJ_RIGHTS$16,055,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-federal$15,000,000
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2015FINRA$15,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesinvestor protection violation2019CFTC$14,475,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MD-AG$13,800,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$13,460,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-state$13,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2007private lawsuit-federal$12,800,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2013private lawsuit-federal$12,500,000
Wachovia CorporationWells Fargofinancial servicesbenefit plan administrator violation2011private lawsuit-federal$12,350,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.