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267 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Wells FargoWells Fargofinancial servicesworkplace whistleblower retaliation2017OSHA$577,500
Wells Fargo Bank N.AWells Fargofinancial servicesworkplace whistleblower retaliation2017OSHA$5,400,000
Wells FargoWells Fargofinancial servicesworkplace whistleblower retaliation2022OSHA$22,000,000
WELLS FARGO SECURITIES, LLC.Wells Fargofinancial servicesworkplace safety or health violation2004OSHA$5,000
WELLS FARGO BANK #1692Wells Fargofinancial servicesworkplace safety or health violation2013OSHA$12,000
WELLS FARGO BANK, NAWells Fargofinancial servicesworkplace safety or health violation2017OSHA$9,000
Wells Fargo Bank NAWells Fargofinancial serviceswage and hour violation2011WHD$31,770
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2004WHD$228,209
Wachovia BankWells Fargofinancial serviceswage and hour violation2004WHD$5,798,744
Wells FargoWells Fargofinancial serviceswage and hour violation2018private lawsuit-state$27,500,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-state$13,000,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$3,500,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$685,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$3,900,000
Wells Fargo Insurance ServicesWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$2,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$1,850,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-federal$15,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-state$3,000,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2013private lawsuit-federal$4,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2012private lawsuit-federal$280,000
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,660,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$100,000
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,720,000
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,900,000
Wachovia Financial ServicesWells Fargofinancial serviceswage and hour violation2010private lawsuit-federal$450,000
Wells FargoWells Fargofinancial serviceswage and hour violation2010private lawsuit-federal$20,000,000
Wachovia SecuritiesWells Fargofinancial serviceswage and hour violation2009private lawsuit-federal$39,000,000
A.G. EdwardsWells Fargofinancial serviceswage and hour violation2009private lawsuit-federal$12,000,000
A.G. EdwardsWells Fargofinancial serviceswage and hour violation2007private lawsuit-federal$20,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2007private lawsuit-federal$12,800,000
Wells Fargo Advisors, LLCWells Fargofinancial serviceswage and hour violation2018private lawsuit-federal$9,500,000
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2019WHD$57,675
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2016WHD$38,230
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2014WHD$100,001
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$35,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$10,928,870
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$25,696,122
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2021private lawsuit-federal$95,696,122
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2022CA-LCO$9,795
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2013CA-LCO$37,036
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2005CA-LCO$6,572
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2022CA-LCO$12,399
Wells Fargo Home Mortgage IncWells Fargofinancial serviceswage and hour violation2010MI-LEO$9,222
WELLS FARGO BANK NAWells Fargofinancial serviceswage and hour violation2022IL-DOL$18,049
WELLS FARGO BANK NAWells Fargofinancial serviceswage and hour violation2022IL-DOL$18,049
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2024private lawsuit-federal$16,600,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2012SEC$6,500,000
Wells Fargo Securities LLCWells Fargofinancial servicestoxic securities abuses2011SEC$11,000,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2013FHFA$591,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicestoxic securities abuses2013FHFA$869,000,000
WachoviaWells Fargofinancial servicestoxic securities abuses2015NCUA$53,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicestoxic securities abuses2018DOJ_CIVIL$2,090,000,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2018IL-AG$17,250,000
Wells Fargo BankWells Fargofinancial servicesprivacy violation2016CA-AG$8,500,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2017private lawsuit-federal$30,446,022
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2021private lawsuit-federal$28,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$148,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000
Wells FargoWells Fargofinancial servicesprice-fixing or anti-competitive practices2013private lawsuit-federal$35,000,000
Wells Fargo & CompanyWells Fargofinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,820,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$8,750,000
Wells Fargo & CompanyWells Fargofinancial servicesmortgage abuses2012DOJ$5,342,200,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2012DOJ_RIGHTS$234,300,000
Wells FargoWells Fargofinancial servicesmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells FargoWells Fargofinancial servicesmortgage abuses2010CA-AG$33,868,615
Wells FargoWells Fargofinancial servicesmortgage abuses2012MD-AG$940,056
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MA-AG$675,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MD-AG$13,800,000
Wells Fargo Guard Services labor relations violation2000NLRB$5,360
First Union BankWells Fargofinancial serviceslabor relations violation2000NLRB$9,116
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2014SEC$5,000,000
Evergreen Investment Management Company LLCWells Fargofinancial servicesinvestor protection violation2009SEC$40,000,000
Evergreen Investment Management CompanyWells Fargofinancial servicesinvestor protection violation2007SEC$32,500,000
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2007SEC$3,860,000
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2006SEC$125,000
Wachovia Capital Markets, LLCWells Fargofinancial servicesinvestor protection violation2006SEC$125,000
Wachovia CorporationWells Fargofinancial servicesinvestor protection violation2004SEC$37,000,000
Strong Capital Management, Inc.Wells Fargofinancial servicesinvestor protection violation2004SEC$80,000,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2004SEC$4,844,465
Prudential Securities, Inc.Wells Fargofinancial servicesinvestor protection violation2003SEC$382,000
Prudential Securities IncorporatedWells Fargofinancial servicesinvestor protection violation2000SEC$5,880,000
Wells Fargo Bank N.A. Municipal Products GroupWells Fargofinancial servicesinvestor protection violation2016SEC$440,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2018SEC$5,108,441
Strong Capital Management, Inc.Wells Fargofinancial servicesinvestor protection violation2006SEC$2,185,927
Norwest Investment Services, Inc.Wells Fargofinancial servicesinvestor protection violation2002SEC$153,245
Prudential Securities IncorporatedWells Fargofinancial servicesinvestor protection violation2001SEC$800,000
First Union Securities, Inc.Wells Fargofinancial servicesinvestor protection violation2000SEC$408,931
Wells Fargo SecuritiesWells Fargofinancial servicesinvestor protection violation2019SEC$812,500
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2019SEC$17,363,847
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2008NJ-AG$387,000
Strong Capital Management Co.Wells Fargofinancial servicesinvestor protection violation2004MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2006MULTI-AG$25,000,000
Wachovia Capital Markets, LLCWells Fargofinancial servicesinvestor protection violation2007MD-AG$402,386
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008MULTI-AG$60,000,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2009DE-AG$309,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2011NJ-AG$3,200,000
Wells FargoWells Fargofinancial servicesinvestor protection violation2009CA-AG$1,400,000,000
Wells Fargo & CompanyWells Fargofinancial servicesinvestor protection violation2018NY-AG$65,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesinvestor protection violation2019CFTC$14,475,000
Wells Fargo Clearing Services and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesinvestor protection violation2020SEC$35,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.