Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Wells Fargo & Company | Wells Fargo | financial services | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
| Wells Fargo | Wells Fargo | financial services | Americans with Disabilities Act | 2023 | USAO | $10,000 |
| Wachovia Bank | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
| Wells Fargo Advisors, LLC | Wells Fargo | financial services | anti-money-laundering deficiencies | 2017 | SEC | $3,500,000 |
| Wells Fargo Advisors and Wells Fargo Advisors Financial Network | Wells Fargo | financial services | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | anti-money-laundering deficiencies | 2022 | SEC | $7,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2015 | OCC | $4,000,000 |
| Wells Fargo | Wells Fargo | financial services | banking violation | 2013 | OCC | $1,991,141,181 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2011 | OCC | $34,500,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | banking violation | 2010 | OCC | $50,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | FED | $87,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2011 | FED | $85,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2016 | OCC | $70,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | CFPB | $100,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | OCC | $35,000,000 |
| WELLS FARGO FINANCIAL BANK | Wells Fargo | financial services | banking violation | 2009 | FDIC | $125,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2009 | OCC | $51,205 |
| Wachovia Bank, National Association | Wells Fargo | financial services | banking violation | 2008 | OCC | $168,900,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2005 | OCC | $115,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | OCC | $500,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | MULTI-AG | $575,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2021 | OCC | $250,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2021 | USAO | $72,600,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | FED | $67,762,500 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
| Wachovia National Bank, N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2000 | EBSA | $30,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
| Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
| Wachovia Securities | Wells Fargo | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
| Wells Fargo and Company | Wells Fargo | financial services | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2015 | CFPB | $34,800,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2016 | CFPB | $4,010,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
| Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | financial services | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | consumer protection violation | 2016 | OCC | $20,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2018 | CFPB | $500,000,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2004 | NY-AG | $2,900,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2016 | WV-AG | $8,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2011 | CT-AG | $741,465 |
| Wells Fargo Financial Bank | Wells Fargo | financial services | consumer protection violation | 2003 | NY-AG | $33,500 |
| Wells Fargo Financial Leasing, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | MULTI-AG | $10,000,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
| Wells Fargo Home Mortgage, Inc. | Wells Fargo | financial services | consumer protection violation | 2003 | CA-SCCDA | $25,000 |
| Wells Fargo Financial California, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | CA-DFPI | $1,621,010 |
| Wells Fargo Fund Distributor, LLC | Wells Fargo | financial services | consumer protection violation | 2014 | CA-DFPI | $8,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2022 | CFPB | $3,700,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $13,460,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
| Wells Fargo Merchant Services LLC | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
| Wells Fargo N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | data submission deficiencies | 2003 | CFTC | $45,000 |
| Prudential Securities, Inc. | Wells Fargo | financial services | data submission deficiencies | 2002 | CFTC | $65,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | data submission deficiencies | 2016 | CFTC | $400,000 |
| Wells Fargo Home Mortgage | Wells Fargo | financial services | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
| Wells Fargo | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
| WFS Financial, Inc. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
| Wells Fargo Bank | Wells Fargo | financial services | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
| A.G. Edwards and Sons Inc. | Wells Fargo | financial services | economic sanction violation | 2008 | OFAC | $122,358 |
| Wachovia Bank | Wells Fargo | financial services | economic sanction violation | 2007 | OFAC | $11,000 |
| Wachovia Bank | Wells Fargo | financial services | economic sanction violation | 2005 | OFAC | $5,500 |
| Wells Fargo Bank | Wells Fargo | financial services | economic sanction violation | 2005 | OFAC | $42,833 |
| First Union Bank | Wells Fargo | financial services | economic sanction violation | 2004 | OFAC | $18,740 |
| Wachovia Bank | Wells Fargo | financial services | economic sanction violation | 2004 | OFAC | $11,000 |
| Wells Fargo Bank | Wells Fargo | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | economic sanction violation | 2013 | OFAC | $23,937 |
| Wells Fargo Bank, N.A | Wells Fargo | financial services | economic sanction violation | 2010 | OFAC | $67,500 |
| Wells Fargo & Co. | Wells Fargo | financial services | economic sanction violation | 2023 | OFAC | $30,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $290,000 |
| Wells Fargo & Company | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $295,000 |
| Wells Fargo | Wells Fargo | financial services | employment discrimination | 2015 | OFCCP | $14,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | employment discrimination | 2019 | OFCCP | $283,697 |
