Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Berthel Fisher | financial services | investor protection violation | 2011 | MO-SEC | $5,000 |
| Guidepost Financial Limited Liability Company | investor protection violation | 2011 | MO-SEC | $5,000 | ||
| Titan Title & Closing of Missouri, LLC | insurance violation | 2011 | MO-INS | $5,000 | ||
| National General Insurance Co. | Allstate | financial services | insurance violation | 2012 | MO-INS | $5,000 |
| Blackbay Capital Advisors | investor protection violation | 2012 | MO-SEC | $5,000 | ||
| Valuepoint Partners, Inc. | investor protection violation | 2012 | MO-SEC | $5,000 | ||
| Land title Insurance Co. | insurance violation | 2012 | MO-INS | $5,000 | ||
| HMO Missouri, Inc. | insurance violation | 2012 | MO-INS | $5,000 | ||
| HMO Missouri, Inc. | insurance violation | 2012 | MO-INS | $5,000 | ||
| Michigan Millers Mutual Insurance Co. | insurance violation | 2015 | MO-INS | $5,000 | ||
| WealthCare, LLC | investor protection violation | 2016 | MO-SEC | $5,000 | ||
| Personal Financial Group | investor protection violation | 2017 | MO-SEC | $5,000 | ||
| Accident Fund General Insurance Co. | AF Group | financial services | insurance violation | 2018 | MO-INS | $5,000 |
| Accident Fund National Insurance Co. | AF Group | financial services | insurance violation | 2018 | MO-INS | $5,000 |
| Accident Fund Insurance Company of America | AF Group | financial services | insurance violation | 2018 | MO-INS | $5,000 |
| United Wisconsin Insurance Co. | AF Group | financial services | insurance violation | 2018 | MO-INS | $5,000 |
| Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
| Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2019 | MO-INS | $5,000 |
| DMK Advisor Group, Inc. | investor protection violation | 2020 | MO-SEC | $5,000 | ||
| United Services Inc. | water pollution violation | 2019 | MO-ENV | $5,000 | ||
| Grand Teton Mountain Investments, LLC | water pollution violation | 2018 | MO-ENV | $5,000 | ||
| P1316 LLC dba Discovery Park | water pollution violation | 2018 | MO-ENV | $5,000 | ||
| 360 Brake Service | air pollution violation | 2017 | MO-ENV | $5,000 | ||
| Cedar Haven Family Resort, LLC | water pollution violation | 2016 | MO-ENV | $5,000 | ||
| Sunshine Hills Subdivision | water pollution violation | 2016 | MO-ENV | $5,000 | ||
| Roslien Farms | water pollution violation | 2016 | MO-ENV | $5,000 | ||
| Green Hills Mobile Home Park | water pollution violation | 2014 | MO-ENV | $5,000 | ||
| O'Fallon Arcade Plaza Shopping Center | water pollution violation | 2014 | MO-ENV | $5,000 | ||
| GAS MART #9 | air pollution violation | 2013 | MO-ENV | $5,000 | ||
| Nestle Purina Pet Care Company | Nestle | food products | air pollution violation | 2013 | MO-ENV | $5,000 |
| Nestle Purina Pet Care Company | Nestle | food products | air pollution violation | 2013 | MO-ENV | $5,000 |
| Road Ranger | air pollution violation | 2011 | MO-ENV | $5,000 | ||
| Patriot Surplus | air pollution violation | 2010 | MO-ENV | $5,000 | ||
| GOLDEN RULE INSURANCE COMPANY | UnitedHealth Group | healthcare services | insurance violation | 2021 | MO-INS | $5,000 |
| Perfectly Posh, LLC | investor protection violation | 2021 | MT-FIN | $5,000 | ||
| Norwex USA, Inc. | investor protection violation | 2021 | MT-FIN | $5,000 | ||
| Sapphire Wealth Planning LLC | investor protection violation | 2022 | MO-SEC | $5,000 | ||
| Proactive Money Management, Inc. | investor protection violation | 2022 | MO-SEC | $5,000 | ||
| Nhc Healthcare, Joplin | National Healthcare Corp. | healthcare services | nursing home violation | 2021 | CMS | $5,000 |
| Bellefontaine Gardens Nursing & Rehab | Rehab Systems of Missouri | healthcare services | nursing home violation | 2020 | CMS | $5,000 |
| Sunset Home | Rehab Systems of Missouri | healthcare services | nursing home violation | 2021 | CMS | $5,000 |
| Heisinger Lutheran Home | nursing home violation | 2004 | MO-DHSS | $5,000 | ||
| Heisinger Lutheran Home | nursing home violation | 2005 | MO-DHSS | $5,000 | ||
| Golden Hour RCF I | nursing home violation | 2009 | MO-DHSS | $5,000 | ||
| Bristol Manor of Eldon | nursing home violation | 2009 | MO-DHSS | $5,000 | ||
| Desmet Retirement Community | nursing home violation | 2009 | MO-DHSS | $5,000 | ||
| Desmet Retirement Community | nursing home violation | 2009 | MO-DHSS | $5,000 | ||
| Sunshine Villa | nursing home violation | 2009 | MO-DHSS | $5,000 | ||
| Plantation Manor | nursing home violation | 2010 | MO-DHSS | $5,000 | ||
| Bristol Manor of Elsberry | nursing home violation | 2010 | MO-DHSS | $5,000 | ||
| Cedars of Liberty | nursing home violation | 2010 | MO-DHSS | $5,000 | ||
| Cedars of Liberty | nursing home violation | 2010 | MO-DHSS | $5,000 | ||
| Mockingbird Manor | nursing home violation | 2011 | MO-DHSS | $5,000 | ||
| Assisted Livng at the Meadowlands | nursing home violation | 2013 | MO-DHSS | $5,000 | ||
| Heritage Village of Gladstone | nursing home violation | 2014 | MO-DHSS | $5,000 | ||
| Essex Residential Care | nursing home violation | 2015 | MO-DHSS | $5,000 | ||
| Wexford Place Assisted Living & Memory Support | nursing home violation | 2015 | MO-DHSS | $5,000 | ||
| Village Center Care of Wentzville | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Park Place | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Carnegie Village Assisted Living | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Southview Assisted Living | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Village Center Care of Wentzville | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Myers Nursing and Convalescent Center | nursing home violation | 2016 | MO-DHSS | $5,000 | ||
| Windsor Estates of St. Charles | nursing home violation | 2017 | MO-DHSS | $5,000 | ||
| Gaslight Manor | nursing home violation | 2017 | MO-DHSS | $5,000 | ||
| St. Mary's Manor | nursing home violation | 2017 | MO-DHSS | $5,000 | ||
| Carondelet Retirement Manor | nursing home violation | 2017 | MO-DHSS | $5,000 | ||
| Autumn View Gardens at Schuetz Road | nursing home violation | 2017 | MO-DHSS | $5,000 | ||
| Bridgeway Residential Care Facility | nursing home violation | 2018 | MO-DHSS | $5,000 | ||
| Creve Coeur Assisted Living & Memory Care | nursing home violation | 2018 | MO-DHSS | $5,000 | ||
| Autumn View Gardens at Schuetz Road | nursing home violation | 2018 | MO-DHSS | $5,000 | ||
| Stonecrest at Clayton View | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| Stonecrest at Clayton View | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| Stonecrest at Clayton View | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| Stonecrest at Clayton View | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| Autumn Leaves of Lee's Summit | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| Charter Senior Living at St. Louis Hills | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| The Bridge at Florissant | nursing home violation | 2019 | MO-DHSS | $5,000 | ||
| The Pathways Program | nursing home violation | 2020 | MO-DHSS | $5,000 | ||
| Riverview, The | nursing home violation | 2020 | CMS | $5,000 | ||
| Aspire Senior Living Oak Grove | nursing home violation | 2020 | CMS | $5,000 | ||
| Beth Haven Nursing Home | nursing home violation | 2020 | CMS | $5,000 | ||
| Woodland Manor | nursing home violation | 2020 | CMS | $5,000 | ||
| Sunterra Springs Independence | nursing home violation | 2020 | CMS | $5,000 | ||
| Candlelight Lodge Retirement Center | nursing home violation | 2020 | MO-DHSS | $5,000 | ||
| Anthology of the Plaza | nursing home violation | 2020 | MO-DHSS | $5,000 | ||
| Villa Ventura ALF | nursing home violation | 2021 | MO-DHSS | $5,000 | ||
| Ozark Riverview Manor | nursing home violation | 2021 | CMS | $5,000 | ||
| Bluffs, The | nursing home violation | 2021 | CMS | $5,000 | ||
| The Parkway Senior Living | nursing home violation | 2021 | MO-DHSS | $5,000 | ||
| Lawrence County Manor | nursing home violation | 2022 | CMS | $5,000 | ||
| Village Care Center Inc | nursing home violation | 2022 | CMS | $5,000 | ||
| Sunrise of Des Peres | nursing home violation | 2022 | MO-DHSS | $5,000 | ||
| Portageville Health Care Center | nursing home violation | 2023 | CMS | $5,000 | ||
| River City Living Community | nursing home violation | 2023 | CMS | $5,000 | ||
| Twin Pines Adult Care Center | nursing home violation | 2023 | CMS | $5,000 | ||
| North Village Park | nursing home violation | 2023 | CMS | $5,000 | ||
| Point Lookout Nursing & Rehab | nursing home violation | 2023 | CMS | $5,000 | ||
| UnitedHealthcare Insurance Company | UnitedHealth Group | healthcare services | insurance violation | 2023 | MO-INS | $5,000 |
| U-City Forest Manor | labor relations violation | 2021 | NLRB | $5,000 |
