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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,979,301,281
Number of Records: 3,982
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2018MSHA$6,497
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2010MSHA$6,458
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2010MSHA$5,000
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2016MSHA$5,961
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2015MSHA$11,597
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2023MSHA$6,688
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2009MSHA$7,578
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2009MSHA$7,578
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2012MSHA$5,503
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2012MSHA$13,609
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2012MSHA$5,503
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2012MSHA$5,503
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2014MSHA$5,113
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2021MSHA$74,700
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2021MSHA$40,891
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2013MSHA$13,000
Round Mountain Gold CorporationKinross Goldmining and mineralsworkplace safety or health violation2021MSHA$6,232
Rodeo Creek Gold, Inc.Waterton Global Resource Managementmining and mineralsair pollution violation2011NV-ENV$11,760
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2011MSHA$6,996
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2012MSHA$5,080
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$52,500
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$25,163
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$8,421
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$6,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$9,100
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$21,900
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$9,882
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$23,800
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$35,500
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2013MSHA$8,893
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2013MSHA$7,578
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2013MSHA$9,634
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$21,900
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$50,700
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$7,150
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$22,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$8,925
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$15,900
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$5,800
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$32,800
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$9,800
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$10,950
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$24,000
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$5,500
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2012MSHA$18,271
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2012MSHA$18,271
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$6,624
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$30,200
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$13,600
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2010MSHA$6,996
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2012MSHA$8,893
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2009MSHA$104,440
Rodeo Creek GoldWaterton Global Resource Managementmining and mineralsworkplace safety or health violation2008MSHA$5,211
RITCHIE BROTHERS AUCTIONEERS (AMERICA) INC.Ritchie Bros. Auctioneersmiscellaneous servicesworkplace safety or health violation2012OSHA$7,000
Ritchie Bros. Auctioneers (America) Inc.Ritchie Bros. Auctioneersmiscellaneous servicesair pollution violation2009TN-ENV$9,235
Ritchie Bros. Auctioneers (America) Inc.Ritchie Bros. Auctioneersmiscellaneous servicesair pollution violation2008TN-ENV$8,470
Ritchie Bros. Auctioneers (America) Inc.Ritchie Bros. Auctioneersmiscellaneous servicesair pollution violation2001CA-SCAQMD$9,500
Ritchie Bros. Auctioneers (America) Inc.Ritchie Bros. Auctioneersmiscellaneous servicesair pollution violation2005EPA$112,000
RITCHIE BROS AUCTIONEERS INCRitchie Bros. Auctioneersmiscellaneous servicesworkplace safety or health violation2022OSHA$36,000
Resolute FP US Inc.Paper Excellence Grouppaper and packagingenvironmental violation2013MS-ENV$15,000
Resolute FP US Inc.Paper Excellence Grouppaper and packagingwater pollution violation2019TN-ENV$21,675
Resolute FP US Inc.Paper Excellence Grouppaper and packagingrailroad safety violation2019FRA$8,000
Resolute FP US Inc.Paper Excellence Grouppaper and packagingrailroad safety violation2020FRA$7,500
Resolute FP US Inc.Paper Excellence Grouppaper and packagingrailroad safety violation2019FRA$7,500
Resolute FP US Inc.Paper Excellence Grouppaper and packagingrailroad safety violation2019FRA$8,000
RESOLUTE FP US INC.Paper Excellence Grouppaper and packagingworkplace safety or health violation2015OSHA$6,630
RESOLUTE FP US INC.Paper Excellence Grouppaper and packagingworkplace safety or health violation2017OSHA$9,236
RESOLUTE FP US INC.Paper Excellence Grouppaper and packagingworkplace safety or health violation2019OSHA$6,762
RESOLUTE FP US INC.Paper Excellence Grouppaper and packagingworkplace safety or health violation2019OSHA$11,400
RESOLUTE FP US INC.Paper Excellence Grouppaper and packagingworkplace safety or health violation2021OSHA$9,948
RESOLUTE FP US INCPaper Excellence Grouppaper and packagingworkplace safety or health violation2014OSHA$6,376
RESOLUTE FP US INCPaper Excellence Grouppaper and packagingworkplace safety or health violation2015OSHA$6,500
Resolute Forest Products US, Inc.Paper Excellence Grouppaper and packagingair pollution violation2017AL-ENV$60,000
Resolute Forest ProductsPaper Excellence Grouppaper and packagingrailroad safety violation2015FRA$9,500
Resolute Forest ProductsPaper Excellence Grouppaper and packagingrailroad safety violation2015FRA$6,000
RESOLUTE FOREST PRODUCTSPaper Excellence Grouppaper and packagingworkplace safety or health violation2013OSHA$9,638
RBC Mortgage CompanyRoyal Bank of Canadafinancial servicesFalse Claims Act and related2008DOJ_CIVIL$10,710,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,158,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,700,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2004FINRA$150,000
RBC Dain Rauscher IncorporatedRoyal Bank of Canadafinancial servicesinvestor protection violation2002SEC$500,000
RBC Dain Rauscher Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2006FINRA$250,000
RBC Dain Rauscher IncRoyal Bank of Canadafinancial servicesinvestor protection violation2006SEC$1,500,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2015SEC$500,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019SEC$11,715,395
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013NJ-AG$450,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019CFTC$5,000,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013AK-DBS$44,370
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013CA-DFPI$33,520
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2012MA-SEC$250,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2012MT-FIN$186,439
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2021VA-SEC$10,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2023VA-SEC$11,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.