Great-West Life & Annuity Insurance Company | Power Corp. of Canada | diversified | insurance violation | 2005 | OR-FIN | $20,000 |
Great-West Life & Annuity Insurance Company et al. | Power Corp. of Canada | diversified | insurance violation | 2019 | MULTI-FIN | $250,000 |
Great-West Life & Annuity Insurance Co. | Power Corp. of Canada | diversified | insurance violation | 2021 | WA-INS | $5,000 |
PRECISION DRILLING COMPANY, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2010 | OSHA | $5,000 |
PRECISION DRILLING COMPANY LP | Precision Drilling | oil and gas | workplace safety or health violation | 2011 | OSHA | $6,300 |
PRECISION DRILLING CO., LP | Precision Drilling | oil and gas | workplace safety or health violation | 2011 | OSHA | $13,930 |
PRECISION DRILLING CO., LP | Precision Drilling | oil and gas | workplace safety or health violation | 2011 | OSHA | $30,700 |
PRECISION DRILLING CORPORATION LP | Precision Drilling | oil and gas | workplace safety or health violation | 2011 | OSHA | $10,285 |
PRECISION DRILLING COMPANY LP | Precision Drilling | oil and gas | workplace safety or health violation | 2011 | OSHA | $18,400 |
PRECISION DRILLING COMPANY, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2014 | OSHA | $9,345 |
PRECISION DRILLING, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2014 | OSHA | $9,550 |
PRECISION DRILLING CORPORATION, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2017 | OSHA | $10,000 |
PRECISION DRILLING COMPANY, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2018 | OSHA | $6,597 |
PRECISION DRILLING CORPORATION, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2021 | OSHA | $15,000 |
PRECISION DRILLING COMPANY, L.P. | Precision Drilling | oil and gas | workplace safety or health violation | 2022 | OSHA | $14,502 |
PRECISION DRILLING CORPORATION, LP | Precision Drilling | oil and gas | workplace safety or health violation | 2022 | OSHA | $7,500 |
PRECISION DRILLING COMPANY, L.P. | Precision Drilling | oil and gas | workplace safety or health violation | 2022 | OSHA | $11,187 |
Burger King Corporation | Restaurant Brands International | restaurants and foodservice | employment discrimination | 2009 | EEOC | $85,000 |
Burger King Corporation | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2012 | WHD | $38,512 |
Burger King Corporation | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2008 | WHD | $22,734 |
Burger King Corporation | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2007 | WHD | $15,509 |
Popeyes Chicken | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2004 | CA-LCO | $11,750 |
Burger King No 6163 | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2001 | CA-LCO | $26,000 |
BURGER KING | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2005 | MN-DLI | $5,500 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2017 | WA-DLI | $14,600 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2017 | private lawsuit-federal | $350,000 |
Burger King Corp. | Restaurant Brands International | restaurants and foodservice | Americans with Disabilities Act | 2002 | USAO | $55,000 |
Burger King Corporation | Restaurant Brands International | restaurants and foodservice | consumer protection violation | 2018 | private lawsuit-federal | $185,000 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2020 | MI-LEO | $50,000 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2021 | IL-DOL | $10,080 |
Popeyes Louisiana Kitchen | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2021 | IL-DOL | $5,386 |
Popeyes Chicken | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2023 | WA-DLI | $10,000 |
Popeyes #13797 | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2022 | WA-DLI | $16,200 |
Popeyes | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2022 | WA-DLI | $9,900 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2021 | WA-DLI | $14,800 |
Burger King | Restaurant Brands International | restaurants and foodservice | wage and hour violation | 2021 | WA-DLI | $18,800 |
BURGER KING | Restaurant Brands International | restaurants and foodservice | workplace safety or health violation | 2002 | OSHA | $13,575 |
POPEYE'S CHICKEN & BISCUITS | Restaurant Brands International | restaurants and foodservice | workplace safety or health violation | 2014 | OSHA | $11,835 |
BURGER KING | Restaurant Brands International | restaurants and foodservice | workplace safety or health violation | 2019 | OSHA | $7,299 |
POPEYES | Restaurant Brands International | restaurants and foodservice | workplace safety or health violation | 2019 | OSHA | $5,569 |
POPEYES LOUISIANA KITCHEN | Restaurant Brands International | restaurants and foodservice | workplace safety or health violation | 2021 | OSHA | $8,953 |
SUNRISE SENIOR LIVING MANAGEMENT, INC. | Revera | healthcare services | benefit plan administrator violation | 2008 | EBSA | $10,001 |
Sunrise Senior Living, Inc. | Revera | healthcare services | wage and hour violation | 2007 | WHD | $78,323 |
Sunrise Senior Living, Inc. | Revera | healthcare services | wage and hour violation | 2006 | WHD | $20,211 |
Sunrise Senior Living | Revera | healthcare services | wage and hour violation | 2005 | WHD | $13,895 |
Sunrise Senior Living, Inc. | Revera | healthcare services | wage and hour violation | 2004 | WHD | $156,879 |
Sunrise Assisted Living Management, Inc. | Revera | healthcare services | wage and hour violation | 2003 | WHD | $5,688 |
Sunrise Senior Living, Inc. | Revera | healthcare services | labor relations violation | 2009 | NLRB | $46,656 |
Sunrise Senior Living, Inc. | Revera | healthcare services | labor relations violation | 2006 | NLRB | $43,893 |
Sunrise Assisted Living | Revera | healthcare services | labor relations violation | 2006 | NLRB | $32,194 |
Sunrise Senior Living Management | Revera | healthcare services | wage and hour violation | 2017 | WHD | $8,074 |
Sunrise Senior Living.Management, Inc. | Revera | healthcare services | labor relations violation | 2019 | NLRB | $15,000 |
SUNRISE ASSISTED LIVING | Revera | healthcare services | workplace safety or health violation | 2004 | OSHA | $5,625 |
SUNRISE ASSISTED LIVING | Revera | healthcare services | workplace safety or health violation | 2005 | OSHA | $7,000 |
SUNRISE SENIOR LIVING INC DBA SUNRISE SENIOR LIVIN | Revera | healthcare services | workplace safety or health violation | 2012 | OSHA | $7,795 |
SUNRISE SENIOR LIVING SERVICES, INC. DBA BRIGHTON | Revera | healthcare services | workplace safety or health violation | 2014 | OSHA | $7,606 |
SUNRISE SENIOR LIVING, INC. | Revera | healthcare services | workplace safety or health violation | 2013 | OSHA | $8,000 |
SUNRISE SENIOR LIVING SERVICES, INC. | Revera | healthcare services | workplace safety or health violation | 2016 | OSHA | $10,850 |
SUNRISE SENIOR LIVING, LLC. SUNRISE SENIOR LIVING MANAGEMENT, INC. | Revera | healthcare services | workplace safety or health violation | 2018 | OSHA | $5,075 |
SUNRISE SENIOR LIVING MANAGEMENT INC. | Revera | healthcare services | workplace safety or health violation | 2022 | OSHA | $5,805 |
Insurance Auto Auction | Ritchie Bros. Auctioneers | miscellaneous services | wage and hour violation | 2011 | WHD | $7,099 |
INSURANCE AUTO AUCTIONS | Ritchie Bros. Auctioneers | miscellaneous services | aviation safety violation | 2015 | FAA | $10,000 |
INSURANCE AUTO AUCTIONS, INC. | Ritchie Bros. Auctioneers | miscellaneous services | environmental violation | 2008 | OR-ENV | $5,216 |
Ritchie Bros. Auctioneers (America) Inc. | Ritchie Bros. Auctioneers | miscellaneous services | air pollution violation | 2009 | TN-ENV | $9,235 |
Ritchie Bros. Auctioneers (America) Inc. | Ritchie Bros. Auctioneers | miscellaneous services | air pollution violation | 2008 | TN-ENV | $8,470 |
Ritchie Bros. Auctioneers (America) Inc. | Ritchie Bros. Auctioneers | miscellaneous services | air pollution violation | 2001 | CA-SCAQMD | $9,500 |
RITCHIE BROTHERS AUCTIONEERS (AMERICA) INC. | Ritchie Bros. Auctioneers | miscellaneous services | workplace safety or health violation | 2012 | OSHA | $7,000 |
INSURANCE AUTO AUCTION INC | Ritchie Bros. Auctioneers | miscellaneous services | workplace safety or health violation | 2018 | OSHA | $50,935 |
RITCHIE BROS AUCTIONEERS INC | Ritchie Bros. Auctioneers | miscellaneous services | workplace safety or health violation | 2022 | OSHA | $36,000 |
INSURANCE AUTO AUCTIONS INC. | Ritchie Bros. Auctioneers | miscellaneous services | workplace safety or health violation | 2022 | OSHA | $12,654 |
Ritchie Bros. Auctioneers (America) Inc. | Ritchie Bros. Auctioneers | miscellaneous services | air pollution violation | 2005 | EPA | $112,000 |
City National Bank | Royal Bank of Canada | financial services | banking violation | 2010 | OCC | $5,250 |
RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2011 | SEC | $30,400,000 |
Royal Bank of Canada | Royal Bank of Canada | financial services | investor protection violation | 2014 | CFTC | $35,000,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2015 | SEC | $500,000 |
RBC Mortgage Company | Royal Bank of Canada | financial services | False Claims Act and related | 2008 | DOJ_CIVIL | $10,710,000 |
City National Bank | Royal Bank of Canada | financial services | banking violation | 2005 | OCC | $750,000 |
RBC Dain Rauscher Inc | Royal Bank of Canada | financial services | investor protection violation | 2006 | SEC | $1,500,000 |
Dain Rauscher Incorporated | Royal Bank of Canada | financial services | investor protection violation | 2000 | SEC | $12,941,191 |
RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2016 | SEC | $2,500,000 |
RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2009 | SEC | $125,000 |
Ferris, Baker Watts, Inc. | Royal Bank of Canada | financial services | investor protection violation | 2009 | SEC | $800,656 |
RBC Dain Rauscher Incorporated | Royal Bank of Canada | financial services | investor protection violation | 2002 | SEC | $500,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2019 | SEC | $11,715,395 |
RBC Capital Markets Corp. | Royal Bank of Canada | financial services | investor protection violation | 2010 | NJ-AG | $51,724 |
RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2008 | MULTI-AG | $859,800,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2013 | NJ-AG | $450,000 |
Royal Bank of Canada | Royal Bank of Canada | financial services | investor protection violation | 2009 | DE-AG | $22,156 |
Royal Bank of Canada | Royal Bank of Canada | financial services | price-fixing or anti-competitive practices | 2013 | WV-AG | $175,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2019 | CFTC | $5,000,000 |
RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2020 | SEC | $3,889,007 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2013 | AK-DBS | $44,370 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2013 | CA-DFPI | $33,520 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2012 | MA-SEC | $250,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2012 | MT-FIN | $186,439 |
RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,800,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
Royal Bank of Canada (USA) | Royal Bank of Canada | financial services | water pollution violation | 2010 | GA-ENV | $9,375 |
RBC Capital Markets LLC and RBC Capital Markets Arbitrage S.A. | Royal Bank of Canada | financial services | investor protection violation | 2016 | FINRA | $3,500,000 |
RBC Capital Markets | Royal Bank of Canada | financial services | investor protection violation | 2015 | FINRA | $1,434,000 |
Ferris, Baker Watts LLC | Royal Bank of Canada | financial services | investor protection violation | 2010 | FINRA | $690,000 |