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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,979,301,281
Number of Records: 3,982
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2014MSHA$14,743
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2014MSHA$14,743
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2014MSHA$5,300
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2012MSHA$11,500
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2007MSHA$6,996
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$15,900
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$31,988
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$6,458
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$14,373
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$14,373
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$16,867
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$11,597
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$7,578
Veris Gold U.S.A., Inc.Sprott Miningmining and mineralsworkplace safety or health violation2013MSHA$8,421
Veris Gold USA Inc.Sprott Miningmining and mineralsworkplace safety or health violation2015MSHA$6,458
Veris Gold USA Inc.Sprott Miningmining and mineralsworkplace safety or health violation2015MSHA$6,458
Scotia Capital Inc.Scotiabankfinancial servicesinvestor protection violation2010CFTC$250,000
Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2018CFTC$800,000
The Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2020CFTC$50,000,000
The Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2020CFTC$77,400,000
Bank of Nova ScotiaScotiabankfinancial servicesprice-fixing or anti-competitive practices2020DOJ_CRIMINAL$60,400,000
Bank of Nova ScotiaScotiabankfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2023CFTC$15,000,000
Scotia Capital (USA) Inc.Scotiabankfinancial servicesinvestor protection violation2023SEC$7,500,000
Saputo Cheese USA, Inc.,Saputofood productswater pollution violation2013WI-AG$40,000
Morningstar Foods, LLCSaputofood productsenvironmental violation2008AL-ENV$18,700
Saputo Cheese, USA, Inc.Saputofood productswater pollution violation2011MD-ENV$10,000
Saputo Dairy Foods USA LLCSaputofood productsenvironmental violation2016MN-ENV$8,660
Saputo Dairy Foods USA, LLCSaputofood productsenvironmental violation2017NY-ENV$12,960
Saputo Cheese USA Inc.Saputofood productsair pollution violation2022EPA$170,000
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2002OSHA$20,065
MORNINGSTAR FOODS, INC.Saputofood productsworkplace safety or health violation2002OSHA$9,840
SAPUTO CHEESE USA INCSaputofood productsworkplace safety or health violation2006OSHA$7,050
MORNINGSTAR FOODS, LLCSaputofood productsworkplace safety or health violation2009OSHA$21,000
SAPUTO CHEESE & PROTEIN LLCSaputofood productsworkplace safety or health violation2008OSHA$14,400
SAPUTO CHEESE USA, INC.Saputofood productsworkplace safety or health violation2008OSHA$5,600
MORNINGSTAR FOODS, LLC.Saputofood productsworkplace safety or health violation2009OSHA$5,465
MORNINGSTAR FOODS, INC.Saputofood productsworkplace safety or health violation2011OSHA$7,650
MORNINGSTAR FOODS, INC.Saputofood productsworkplace safety or health violation2011OSHA$7,140
SAPUTO CHEESE USA, INC.Saputofood productsworkplace safety or health violation2012OSHA$7,000
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2013OSHA$11,900
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2013OSHA$7,200
SAPUTO CHEESE USA INCSaputofood productsworkplace safety or health violation2013OSHA$5,525
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2014OSHA$5,810
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2015OSHA$21,000
SAPUTO CHEESE USA, INC.Saputofood productsworkplace safety or health violation2016OSHA$10,400
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2017OSHA$26,000
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2017OSHA$16,120
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2018OSHA$7,760
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2018OSHA$10,335
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2019OSHA$7,104
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2019OSHA$23,000
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2019OSHA$30,841
SAPUTO CHEESE USA INC.Saputofood productsworkplace safety or health violation2019OSHA$8,400
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2019OSHA$19,000
SAPUTO DAIRY FOODS USA LLCSaputofood productsworkplace safety or health violation2021OSHA$8,160
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2021OSHA$6,242
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2021OSHA$6,000
SAPUTO DAIRY FOODS USA, LLCSaputofood productsworkplace safety or health violation2023OSHA$7,366
SAPUTO INC.Saputofood productsworkplace safety or health violation2023OSHA$5,200
Saputo Dairy FoodsSaputofood productswater pollution violation2023EPA$225,000
MORNINGSTAR FOODS, INC.Saputofood productsenvironmental violation2000EPA$16,500
Steven M DouglasSaputofood productsair pollution violation2022EPA$170,000
SAPUTO CHEESESaputofood productsenvironmental violation2001EPA$10,943
City National BankRoyal Bank of Canadafinancial servicesbanking violation2010OCC$5,250
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2011SEC$30,400,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesinvestor protection violation2014CFTC$35,000,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2015SEC$500,000
RBC Mortgage CompanyRoyal Bank of Canadafinancial servicesFalse Claims Act and related2008DOJ_CIVIL$10,710,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2005OCC$750,000
RBC Dain Rauscher IncRoyal Bank of Canadafinancial servicesinvestor protection violation2006SEC$1,500,000
Dain Rauscher IncorporatedRoyal Bank of Canadafinancial servicesinvestor protection violation2000SEC$12,941,191
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2016SEC$2,500,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2009SEC$125,000
Ferris, Baker Watts, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2009SEC$800,656
RBC Dain Rauscher IncorporatedRoyal Bank of Canadafinancial servicesinvestor protection violation2002SEC$500,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019SEC$11,715,395
RBC Capital Markets Corp.Royal Bank of Canadafinancial servicesinvestor protection violation2010NJ-AG$51,724
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-AG$859,800,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013NJ-AG$450,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesinvestor protection violation2009DE-AG$22,156
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesprice-fixing or anti-competitive practices2013WV-AG$175,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019CFTC$5,000,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2020SEC$3,889,007
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013AK-DBS$44,370
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013CA-DFPI$33,520
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2012MA-SEC$250,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2012MT-FIN$186,439
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,800,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
Royal Bank of Canada (USA)Royal Bank of Canadafinancial serviceswater pollution violation2010GA-ENV$9,375
RBC Capital Markets LLC and RBC Capital Markets Arbitrage S.A.Royal Bank of Canadafinancial servicesinvestor protection violation2016FINRA$3,500,000
RBC Capital MarketsRoyal Bank of Canadafinancial servicesinvestor protection violation2015FINRA$1,434,000
Ferris, Baker Watts LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2010FINRA$690,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2010FINRA$135,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2009FINRA$400,000
RBC Capital Markets Corp.Royal Bank of Canadafinancial servicesinvestor protection violation2008FINRA$150,000
RBC Dain Rauscher Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2006FINRA$250,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$2,108,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,158,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,700,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.