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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Iowa
Current Parent Penalty Total since 2000: $208,585,313
Number of Records: 444
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UnityPoint Health$85,376,40612
Pella Corporation$34,957,43612
CRST International$30,397,10417
Principal Financial$18,511,05519
Casey's General Stores$12,420,32417
MercyOne$5,120,0006
Heartland Express$4,057,6337
Care Initiatives$3,331,084133
Lee Enterprises$3,318,69814
Kent Corp.$2,538,24529

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2011FRA$7,700
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2011FRA$10,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2013FRA$5,250
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2013FRA$7,000
Grain Processing CorporationKent Corp.agribusinesswater pollution violation2013EPA$129,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2009FRA$5,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2009FRA$30,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2009FRA$8,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2009FRA$8,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2016FRA$5,000
Grain Processing CorporationKent Corp.agribusinesslabor relations violation2002NLRB$20,000
Grain Processing Corp.Kent Corp.agribusinessrailroad safety violation2007FRA$7,850
Grain Processing Corp.Kent Corp.agribusinessrailroad safety violation2007FRA$6,500
Grain Processing Corp.Kent Corp.agribusinessrailroad safety violation2007FRA$6,800
Grain Processing Corp.Kent Corp.agribusinessrailroad safety violation2007FRA$9,000
Grain Processing Corp.Kent Corp.agribusinessenvironmental violation2014IA-AG$1,500,000
Grain Processing Corp.Kent Corp.agribusinessenvironmental violation2006IA-AG$538,000
Grain Processing CorporationKent Corp.agribusinessenvironmental violation2022IN-ENV$5,000
Grain Processing CorporationKent Corp.agribusinessenvironmental violation2022IN-ENV$7,000
Grain Processing Corp.Kent Corp.agribusinessenvironmental violation2022IN-ENV$121,600
Grain Processing CorporationKent Corp.agribusinessrailroad safety violation2022FRA$7,000
GRAIN PROCESSING CORP.Kent Corp.agribusinessrailroad safety violation2018FRA$5,000
GRAIN PROCESSING CORPORATIONKent Corp.agribusinessworkplace safety or health violation2010OSHA$5,850
GRAIN PROCESSING CORPORATIONKent Corp.agribusinessworkplace safety or health violation2012OSHA$6,738
GRAIN PROCESSING CORPORATIONKent Corp.agribusinessworkplace safety or health violation2013OSHA$15,000
GRAIN PROCESSING CORPORATIONKent Corp.agribusinessworkplace safety or health violation2021OSHA$5,852
GRAIN PROCESSING CORPORATIONKent Corp.agribusinessworkplace safety or health violation2021OSHA$7,315
KENT CORPORATION (SB)Kent Corp.agribusinessenvironmental violation2013EPA$48,790
GRAIN PROCESSING CORPORATIONKent Corp.agribusinesswater pollution violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $129,000
Pella CorporationPella Corporationbuilding materialsFamily and Medical Leave Act2009WHD$15,497
PELLA WINDOWS AND DOORS OF FLPella Corporationbuilding materialsaviation safety violation2016FAA$48,000
Pella CorporationPella Corporationbuilding materialsproduct safety violation2019private lawsuit-federal$34,750,000
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2001OSHA$27,500
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2009OSHA$13,500
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2016OSHA$5,000
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2019OSHA$18,846
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2020OSHA$8,051
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2022OSHA$20,000
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2023OSHA$17,612
PELLA CORPORATIONPella Corporationbuilding materialsworkplace safety or health violation2023OSHA$20,872
PELLA WINDOW & DOOR CO, INCPella Corporationbuilding materialslead violation2015EPA$12,558
Barton Solvents Inc.Barton Solventschemicalsenvironmental violation2015EPA$1,100,000
BARTON SOLVENTS, INCBarton Solventschemicalshazardous waste violation2015EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,100,000
Claritas Investments Ltd.Principal Financialfinancial servicesinvestor protection violation2013SEC$144,819
Principal Life Insurance CompanyPrincipal Financialfinancial servicesbenefit plan administrator violation2015private lawsuit-federal$3,000,000
Principal Securities, Inc.Principal Financialfinancial servicesinvestor protection violation2019SEC$1,764,624
Principal Financial GroupPrincipal Financialfinancial serviceskickbacks and bribery2007CT-AG$5,000,000
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2002AK-INS$16,095
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2008AK-INS$25,000
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2018DE-INS$200,000
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2002FL-OFR$6,500
Berthel Fisher & CompanyBerthel Fisherfinancial servicesinvestor protection violation2003MN-FIN$10,000
Berthel Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2007MO-SEC$230,469
Berthel Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2011MO-SEC$5,000
Berthel Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2013MO-SEC$80,000
Berthel Fisher and Company Financial Services Inc.Berthel Fisherfinancial servicesinvestor protection violation2003ND-SEC$12,303
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinvestor protection violation2004ND-SEC$30,000
Berthel Fisher and Company Financial Services Inc.Berthel Fisherfinancial servicesinvestor protection violation2004ND-SEC$20,000
Berthel Fisher and Company Financial Services Inc.Berthel Fisherfinancial servicesinvestor protection violation2006ND-SEC$8,000
Berthel, Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2007NE-DBF$5,000
Berthel Fisher & Company Financial Services, IncBerthel Fisherfinancial servicesinvestor protection violation2019NH-BSR$415,407
PRINCIPAL LIFE INSURANCE CO.Principal Financialfinancial servicesinsurance violation2002VA-INS$12,000
PRINCIPAL LIFE INSURANCE COPrincipal Financialfinancial servicesinsurance violation2003VA-INS$10,000
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinsurance violation2019WA-INS$16,150
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2000WA-INS$100,000
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinsurance violation2020MULTI-FIN$145,000
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinsurance violation2020NY-DFS$6,000,000
Berthel Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2014FINRA$775,000
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinsurance violation2020CT-INS$10,000
Principal Life Insurance Co.Principal Financialfinancial servicesinsurance violation2021DE-INS$23,000
Berthel Fisher & Company Financial Services, Inc.Berthel Fisherfinancial servicesinvestor protection violation2021SEC$389,425
Principal Life Insurance CompanyPrincipal Financialfinancial servicesinsurance violation2021NY-DFS$1,997,866
Principal Life Insurance CompanyPrincipal Financialfinancial servicesbenefit plan administrator violation2023EBSA$10,001
Gordon Trucking, Inc.Heartland Expressfreight and logisticswage and hour violation2010WHD$50,238
Gardner Trucking, Inc. and Kapstone Paper and Packaging, Inc.CRST Internationalfreight and logisticslabor relations violation2015NLRB$5,000
CRSTCRST Internationalfreight and logisticswage and hour violation2013private lawsuit-federal$11,625,000
Gordon TruckingHeartland Expressfreight and logisticswage and hour violation2012private lawsuit-federal$3,700,000
CRST Expedited, Inc. / CRST International, Inc.CRST Internationalfreight and logisticsemployment discrimination2019EEOC$47,500
Crst Expedited Inc.CRST Internationalfreight and logisticsmotor vehicle safety violation2017FMCSA$23,520
CRST Inc.CRST Internationalfreight and logisticsemployment screening violation2013private lawsuit-federal$4,250,000
Gordon Trucking, Inc.Heartland Expressfreight and logisticsemployment discrimination2004EEOC$235,000
CRST Van Expedited, Inc.CRST Internationalfreight and logisticsemployment discrimination2003EEOC$90,000
CRST International Inc.CRST Internationalfreight and logisticswage and hour violation2014WHD$169,526
Gardner Trucking, Inc.CRST Internationalfreight and logisticslabor relations violation2019NLRB$394,979
Gardner Trucking IncCRST Internationalfreight and logisticsair pollution violation2019CA-ARB$27,200
GORDON TRUCKING, INC.Heartland Expressfreight and logisticsenvironmental violation2016OR-ENV$9,985
CRST International Inc.CRST Internationalfreight and logisticswage and hour violation2021private lawsuit-federal$12,500,000
CRST International Inc.CRST Internationalfreight and logisticsprice-fixing or anti-competitive practices2023private lawsuit-federal$1,200,000
CRST TRUCKING INCCRST Internationalfreight and logisticsworkplace safety or health violation2011OSHA$5,150
GARDNER TRUCKING, INC.CRST Internationalfreight and logisticsworkplace safety or health violation2014OSHA$7,200
HEARTLAND EXPRESS, INC.Heartland Expressfreight and logisticsworkplace safety or health violation2013OSHA$7,410
GARDNER TRUCKING INC.CRST Internationalfreight and logisticsworkplace safety or health violation2015OSHA$23,000
CRST EXPEDITED, INC.CRST Internationalfreight and logisticsworkplace safety or health violation2017OSHA$5,000
GARDNER TRUCKING INC.CRST Internationalfreight and logisticsworkplace safety or health violation2018OSHA$10,635
CRST EXPEDITEDCRST Internationalfreight and logisticsworkplace safety or health violation2023OSHA$13,394
Gordon Trucking IncHeartland Expressfreight and logisticswater pollution violation2014EPA$50,000
Gordon Trucking, IncHeartland Expressfreight and logisticsenvironmental violation2016EPA$5,000
Iowa Health System d/b/a UnityPoint HealthUnityPoint Healthhealthcare servicesFalse Claims Act and related2015DOJ_CIVIL$3,100,000
Trinity Medical Center d/b/a Trinity BettendorfUnityPoint Healthhealthcare servicesHHS civil monetary penalties2014HHSOIG$40,000
Mercy Hospital of Franciscan SistersMercyOnehealthcare servicesHHS civil monetary penalties2013HHSOIG$20,000
Covenant Medical CenterMercyOnehealthcare servicesFalse Claims Act and related2009DOJ_CIVIL$4,500,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.