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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Japan
Current Parent Penalty Total since 2000: $26,894,556,238
Number of Records: 2,219
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Toyota$6,993,529,99756
Takeda Pharmaceutical$3,987,516,44732
Ningbo Joyson Electronic$1,948,335,46013
Honda$1,069,527,35648
Yazaki$791,514,39111
Hitachi$785,073,120131
Olympus$733,031,7745
Panasonic$657,833,66649
Mitsubishi UFJ Financial Group$614,691,6347
Bridgestone$587,499,457104

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Nissan North America, Inc.Nissanmotor vehicleslabor relations violation2018NLRB$48,862
Yokohama Tire Manufacturing Mississippi LLCYokohama Rubberautomotive partslabor relations violation2022NLRB$27,078
Sony BMG Music EntertainmentSonyelectrical and electronic equipmentkickbacks and bribery2005NY-AG$10,000,000
TAP Pharmaceutical Products, Inc.Takeda Pharmaceuticalpharmaceuticalskickbacks and bribery2006KY-AG$600,000
TAP Pharmaceutical Products, Inc.Takeda Pharmaceuticalpharmaceuticalskickbacks and bribery2006WI-AG$798,000
Olympus Corporation of the AmericasOlympuselectrical and electronic equipmentkickbacks and bribery2017CA-INS$1,075,000
Nyk Line (North America) IncNippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2014CBP$32,800
Nyk Line (North America) IncNippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2017CBP$25,000
Nyk Lines (North America)Nippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2013CBP$23,460
Mitsui Osk Lines Ltd.MitsuidiversifiedJones Act violation2017CBP$21,527
Nyk Line (North America)Inc.Nippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2016CBP$15,347
Nyk Line (North America)Inc.Nippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2016CBP$11,509
Mitsui O S K Lines LtdMitsuidiversifiedJones Act violation2018CBP$11,339
K Line America IncKawasaki Kisen Kaisha Ltd. (K Line)freight and logisticsJones Act violation2015CBP$10,000
Mitsui Osk Lines Ltd.MitsuidiversifiedJones Act violation2015CBP$10,000
Nyk Line (North Amer.) Inc.Nippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2012CBP$8,200
Nyk Line North Ameria Inc.Nippon Yusen Kaisha (NYK Line)freight and logisticsJones Act violation2016CBP$5,860
Mitsui Osk Lines Ltd.MitsuidiversifiedJones Act violation2010CBP$5,820
Mizuho Financial GroupMizuho Financialfinancial servicesinvestor protection violation2012SEC$127,500,000
Marubeni America CorporationMarubenidiversifiedinvestor protection violation2015CFTC$800,000
ConAgra Trade Group, Inc.Marubenidiversifiedinvestor protection violation2010CFTC$12,000,000
Bank of Tokyo-Mitsubishi UFJ, Ltd.Mitsubishi UFJ Financial Groupfinancial servicesinvestor protection violation2017CFTC$600,000
Mitsubishi UFJ Securities (USA), Inc.Mitsubishi UFJ Financial Groupfinancial servicesinvestor protection violation2016SEC$20,000
Mizuho Securities USA LLCMizuho Financialfinancial servicesinvestor protection violation2018SEC$1,250,000
Beam Suntory Inc.Suntorybeveragesinvestor protection violation2018SEC$8,181,838
Mizuho Bank, Ltd.Mizuho Financialfinancial servicesinvestor protection violation2018CFTC$250,000
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2019SEC$1,852,383
Canon Inc.Canonelectrical and electronic equipmentinvestor protection violation2019FTC$2,500,000
Nomura Securities International Inc.Nomurafinancial servicesinvestor protection violation2019SEC$26,400,000
Toshiba CorporationToshibaelectrical and electronic equipmentinvestor protection violation2019FTC$2,500,000
Mitsubishi Corporation RtM Japan Ltd.Mitsubishi Corporationdiversifiedinvestor protection violation2019CFTC$500,000
Mitsubishi International CorporationMitsubishi Corporationdiversifiedinvestor protection violation2019CFTC$400,000
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2018CT-SEC$7,590
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2004FL-OFR$5,000
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2010IN-SEC$9,000
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2015MO-SEC$128,528
ProEquities, IncDai-ichi Lifefinancial servicesinvestor protection violation2012MULTI-FIN$435,000
ProEquities, Inc.Dai-ichi Lifefinancial servicesinvestor protection violation2009FINRA$25,000
Mizuho Capital Markets LLCMizuho Financialfinancial servicesinvestor protection violation2021CFTC$1,500,000
Nomura SecuritiesNomurafinancial servicesinvestor protection violation2022CFTC$50,000,000
Nomura Securities International, Inc.Nomurafinancial servicesinvestor protection violation2022SEC$50,000,000
Mizuho Capital Markets LLCMizuho Financialfinancial servicesinvestor protection violation2023CFTC$6,847,182
Mizuho Securities USA LLCMizuho Financialfinancial servicesinvestor protection violation2023SEC$25,000,000
SMBC Nikko Securities America, Inc.Sumitomo Groupdiversifiedinvestor protection violation2023SEC$9,000,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2016MULTI-AG$277,000
Symetra LifeSumitomo Groupdiversifiedinsurance violation2014MULTI-AG$1,200,000
The Tokio Marine and Fire Insurance Company, Ltd. and Trans Pacific Insurance Co.Tokio Marinefinancial servicesinsurance violation2003CA-INS$42,500
Philadelphia Indemnity Insurance Co.Tokio Marinefinancial servicesinsurance violation2005CA-INS$175,000
American Contractors Indemnity Co.Tokio Marinefinancial servicesinsurance violation2007CA-INS$170,000
Philadelphia Indemnity Insurance Co.Tokio Marinefinancial servicesinsurance violation2008CA-INS$60,000
Symetra Life Insurance Co.Sumitomo Groupdiversifiedinsurance violation2018DE-INS$13,000
Protective Life Insurance Co.Dai-ichi Lifefinancial servicesinsurance violation2000FL-OFR$8,750
Protective Life Insurance Co.Dai-ichi Lifefinancial servicesinsurance violation2004FL-OFR$5,950
Reliance Standard Life Insurance Co.Tokio Marinefinancial servicesinsurance violation2009KS-INS$6,300
Philadelphia Indemnity Insurance CompanyTokio Marinefinancial servicesinsurance violation2000MA-INS$7,040
Protective Life Insurance CompanyDai-ichi Lifefinancial servicesinsurance violation2003MA-INS$30,000
Philadelphia Indemnity Insurance Co.Tokio Marinefinancial servicesinsurance violation2014MD-INS$7,500
Symetra Life Insurance Co.Sumitomo Groupdiversifiedinsurance violation2015MD-INS$35,000
Safety National Casualty Corp.Tokio Marinefinancial servicesinsurance violation2017MD-INS$5,000
Privilege Underwriters Reciprocal ExchangeTokio Marinefinancial servicesinsurance violation2019MD-INS$15,300
Protective Life Insurance Co.Dai-ichi Lifefinancial servicesinsurance violation2014MN-FIN$25,000
Philadelphia Indemnity Insurance Co.Tokio Marinefinancial servicesinsurance violation2015MN-FIN$5,000
Philadelphia Indemnity Insurance Co.Tokio Marinefinancial servicesinsurance violation2015MN-FIN$5,000
HCC Life Insurance Co.Tokio Marinefinancial servicesinsurance violation2016MN-FIN$5,000
Standard Insurance Co.Meiji Yasuda Life Insurancefinancial servicesinsurance violation2007MO-INS$9,300
Safety National Casualty Co.Tokio Marinefinancial servicesinsurance violation2013MO-INS$61,250
Safety First Insurance Co.Tokio Marinefinancial servicesinsurance violation2013MO-INS$12,250
Tokio Marine & Nichido Fire Insurance Co.Tokio Marinefinancial servicesinsurance violation2013MO-INS$29,750
Safety National Casualty Corp.Tokio Marinefinancial servicesinsurance violation2004MS-INS$5,000
Safety National Casualty Corp.Tokio Marinefinancial servicesinsurance violation2008MS-INS$10,000
HCC Life Insurance Co. and HCC Medical Insurance Services, LLCTokio Marinefinancial servicesinsurance violation2017MT-FIN$130,000
Tokio Marine Kiln Syndicates Limited et al.Tokio Marinefinancial servicesinsurance violation2018NJ-DBI$60,000
First Symetra National Life Insurance Company of New YorkSumitomo Groupdiversifiedinsurance violation2016NY-DFS$5,700
First Symetra National Life Insurance Company of New YorkSumitomo Groupdiversifiedinsurance violation2016NY-DFS$249,580
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge LimitedTokio Marinefinancial servicesinsurance violation2017NY-DFS$920,000
Reliance Standard Life Insurance CompanyTokio Marinefinancial servicesinsurance violation2007OR-FIN$10,000
Reliance Standard Life Insurance CompanyTokio Marinefinancial servicesinsurance violation2007OR-FIN$5,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2011OR-FIN$15,000
Symetra Life Insurance CompanySumitomo Groupdiversifiedinsurance violation2011OR-FIN$10,000
Protective Life Insurance CompanyDai-ichi Lifefinancial servicesinsurance violation2014SD-INS$5,000
Mitsui Sumitomo Insurance Company of AmericaMS&AD Insurancefinancial servicesinsurance violation2014TX-INS$5,977
Safety National Casualty CorporationTokio Marinefinancial servicesinsurance violation2014TX-INS$32,109
Safety National Casualty CorporationTokio Marinefinancial servicesinsurance violation2015TX-INS$5,000
Safety National Casualty CorporationTokio Marinefinancial servicesinsurance violation2018TX-INS$23,500
Safety National Casualty CorporationTokio Marinefinancial servicesinsurance violation2019TX-INS$5,000
AVEMCO INSURANCE COMPANYTokio Marinefinancial servicesinsurance violation2002VA-INS$12,000
PROTECTIVE LIFE INSURANCE CO.Dai-ichi Lifefinancial servicesinsurance violation2004VA-INS$10,000
TNUS INSURANCE COMPANY ET AL.Tokio Marinefinancial servicesinsurance violation2015VA-INS$120,233
HCC LIFE INSURANCE COMPANYTokio Marinefinancial servicesinsurance violation2015VA-INS$9,000
TOKIO MARINE KILN SYNDICATES, LTD.Tokio Marinefinancial servicesinsurance violation2018VA-INS$7,500
Symetra Life Insurance CompanySumitomo Groupdiversifiedinsurance violation2019WA-INS$80,000
Producers Agriculture Insurance CompanyTokio Marinefinancial servicesinsurance violation2019WA-INS$50,000
Privilege Underwriters Reciprocal ExchangeTokio Marinefinancial servicesinsurance violation2020WA-INS$20,000
HCC Life Insurance Company et al.Tokio Marinefinancial servicesinsurance violation2018MULTI-FIN$5,000,000
Protective Life Insurance Company et al.Dai-ichi Lifefinancial servicesinsurance violation2019MULTI-FIN$350,000
The Standard Insurance Co.Meiji Yasuda Life Insurancefinancial servicesinsurance violation2020CT-INS$7,500
Privilege Underwriters Reciprocal ExchangeTokio Marinefinancial servicesinsurance violation2020WA-INS$5,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2020CT-INS$10,000
SYMETRA LIFE INSURANCE COMPANYSumitomo Groupdiversifiedinsurance violation2021WA-INS$5,000
Symetra Life Insurance Co.Sumitomo Groupdiversifiedinsurance violation2021MD-INS$7,600
Safety National Casualty Corp.Tokio Marinefinancial servicesinsurance violation2021TX-INS$9,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.