The Tokio Marine and Fire Insurance Company, Ltd. and Trans Pacific Insurance Co. | Tokio Marine | financial services | insurance violation | 2003 | CA-INS | $42,500 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | financial services | insurance violation | 2005 | CA-INS | $175,000 |
American Contractors Indemnity Co. | Tokio Marine | financial services | insurance violation | 2007 | CA-INS | $170,000 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | financial services | insurance violation | 2008 | CA-INS | $60,000 |
Symetra Life Insurance Co. | Sumitomo Group | diversified | insurance violation | 2018 | DE-INS | $13,000 |
Protective Life Insurance Co. | Dai-ichi Life | financial services | insurance violation | 2000 | FL-OFR | $8,750 |
Protective Life Insurance Co. | Dai-ichi Life | financial services | insurance violation | 2004 | FL-OFR | $5,950 |
Reliance Standard Life Insurance Co. | Tokio Marine | financial services | insurance violation | 2009 | KS-INS | $6,300 |
Philadelphia Indemnity Insurance Company | Tokio Marine | financial services | insurance violation | 2000 | MA-INS | $7,040 |
Protective Life Insurance Company | Dai-ichi Life | financial services | insurance violation | 2003 | MA-INS | $30,000 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | financial services | insurance violation | 2014 | MD-INS | $7,500 |
Symetra Life Insurance Co. | Sumitomo Group | diversified | insurance violation | 2015 | MD-INS | $35,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2017 | MD-INS | $5,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2019 | MD-INS | $15,300 |
Protective Life Insurance Co. | Dai-ichi Life | financial services | insurance violation | 2014 | MN-FIN | $25,000 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | financial services | insurance violation | 2015 | MN-FIN | $5,000 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | financial services | insurance violation | 2015 | MN-FIN | $5,000 |
HCC Life Insurance Co. | Tokio Marine | financial services | insurance violation | 2016 | MN-FIN | $5,000 |
Standard Insurance Co. | Meiji Yasuda Life Insurance | financial services | insurance violation | 2007 | MO-INS | $9,300 |
Safety National Casualty Co. | Tokio Marine | financial services | insurance violation | 2013 | MO-INS | $61,250 |
Safety First Insurance Co. | Tokio Marine | financial services | insurance violation | 2013 | MO-INS | $12,250 |
Tokio Marine & Nichido Fire Insurance Co. | Tokio Marine | financial services | insurance violation | 2013 | MO-INS | $29,750 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2004 | MS-INS | $5,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2008 | MS-INS | $10,000 |
HCC Life Insurance Co. and HCC Medical Insurance Services, LLC | Tokio Marine | financial services | insurance violation | 2017 | MT-FIN | $130,000 |
Tokio Marine Kiln Syndicates Limited et al. | Tokio Marine | financial services | insurance violation | 2018 | NJ-DBI | $60,000 |
First Symetra National Life Insurance Company of New York | Sumitomo Group | diversified | insurance violation | 2016 | NY-DFS | $5,700 |
First Symetra National Life Insurance Company of New York | Sumitomo Group | diversified | insurance violation | 2016 | NY-DFS | $249,580 |
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited | Tokio Marine | financial services | insurance violation | 2017 | NY-DFS | $920,000 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2007 | OR-FIN | $10,000 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2007 | OR-FIN | $5,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2011 | OR-FIN | $15,000 |
Symetra Life Insurance Company | Sumitomo Group | diversified | insurance violation | 2011 | OR-FIN | $10,000 |
Protective Life Insurance Company | Dai-ichi Life | financial services | insurance violation | 2014 | SD-INS | $5,000 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2014 | TX-INS | $5,977 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2014 | TX-INS | $32,109 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2015 | TX-INS | $5,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2018 | TX-INS | $23,500 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2019 | TX-INS | $5,000 |
AVEMCO INSURANCE COMPANY | Tokio Marine | financial services | insurance violation | 2002 | VA-INS | $12,000 |
PROTECTIVE LIFE INSURANCE CO. | Dai-ichi Life | financial services | insurance violation | 2004 | VA-INS | $10,000 |
TNUS INSURANCE COMPANY ET AL. | Tokio Marine | financial services | insurance violation | 2015 | VA-INS | $120,233 |
HCC LIFE INSURANCE COMPANY | Tokio Marine | financial services | insurance violation | 2015 | VA-INS | $9,000 |
TOKIO MARINE KILN SYNDICATES, LTD. | Tokio Marine | financial services | insurance violation | 2018 | VA-INS | $7,500 |
Symetra Life Insurance Company | Sumitomo Group | diversified | insurance violation | 2019 | WA-INS | $80,000 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2019 | WA-INS | $50,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $20,000 |
HCC Life Insurance Company et al. | Tokio Marine | financial services | insurance violation | 2018 | MULTI-FIN | $5,000,000 |
Protective Life Insurance Company et al. | Dai-ichi Life | financial services | insurance violation | 2019 | MULTI-FIN | $350,000 |
The Standard Insurance Co. | Meiji Yasuda Life Insurance | financial services | insurance violation | 2020 | CT-INS | $7,500 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2020 | CT-INS | $10,000 |
SYMETRA LIFE INSURANCE COMPANY | Sumitomo Group | diversified | insurance violation | 2021 | WA-INS | $5,000 |
Symetra Life Insurance Co. | Sumitomo Group | diversified | insurance violation | 2021 | MD-INS | $7,600 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $9,500 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $15,500 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $39,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2021 | VA-INS | $19,295 |
First Symetra National Life Insurance Company of New York | Sumitomo Group | diversified | insurance violation | 2020 | NY-DFS | $6,200 |
Philadelphia Indemnity Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $40,000 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | ND-INS | $5,000 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | SD-INS | $45,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $12,500 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $9,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $34,500 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2022 | TX-INS | $23,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $22,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | financial services | insurance violation | 2022 | WA-INS | $25,000 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2022 | TX-INS | $19,500 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | CT-INS | $9,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $10,000 |
Tokio Marine America Insurance Company | Tokio Marine | financial services | insurance violation | 2023 | NY-DFS | $360,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $19,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $17,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | financial services | insurance violation | 2024 | WA-INS | $5,000 |
Mizuho Financial Group | Mizuho Financial | financial services | investor protection violation | 2012 | SEC | $127,500,000 |
Marubeni America Corporation | Marubeni | diversified | investor protection violation | 2015 | CFTC | $800,000 |
ConAgra Trade Group, Inc. | Marubeni | diversified | investor protection violation | 2010 | CFTC | $12,000,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | financial services | investor protection violation | 2017 | CFTC | $600,000 |
Mitsubishi UFJ Securities (USA), Inc. | Mitsubishi UFJ Financial Group | financial services | investor protection violation | 2016 | SEC | $20,000 |
Mizuho Securities USA LLC | Mizuho Financial | financial services | investor protection violation | 2018 | SEC | $1,250,000 |
Beam Suntory Inc. | Suntory | beverages | investor protection violation | 2018 | SEC | $8,181,838 |
Mizuho Bank, Ltd. | Mizuho Financial | financial services | investor protection violation | 2018 | CFTC | $250,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2019 | SEC | $1,852,383 |
Canon Inc. | Canon | electrical and electronic equipment | investor protection violation | 2019 | FTC | $2,500,000 |
Nomura Securities International Inc. | Nomura | financial services | investor protection violation | 2019 | SEC | $26,400,000 |
Toshiba Corporation | Toshiba | electrical and electronic equipment | investor protection violation | 2019 | FTC | $2,500,000 |
Mitsubishi Corporation RtM Japan Ltd. | Mitsubishi Corporation | diversified | investor protection violation | 2019 | CFTC | $500,000 |
Mitsubishi International Corporation | Mitsubishi Corporation | diversified | investor protection violation | 2019 | CFTC | $400,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2018 | CT-SEC | $7,590 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2004 | FL-OFR | $5,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2010 | IN-SEC | $9,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2015 | MO-SEC | $128,528 |
ProEquities, Inc | Dai-ichi Life | financial services | investor protection violation | 2012 | MULTI-FIN | $435,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2009 | FINRA | $25,000 |
Mizuho Capital Markets LLC | Mizuho Financial | financial services | investor protection violation | 2021 | CFTC | $1,500,000 |
Nomura Securities | Nomura | financial services | investor protection violation | 2022 | CFTC | $50,000,000 |
Nomura Securities International, Inc. | Nomura | financial services | investor protection violation | 2022 | SEC | $50,000,000 |
Mizuho Capital Markets LLC | Mizuho Financial | financial services | investor protection violation | 2023 | CFTC | $6,847,182 |
Mizuho Securities USA LLC | Mizuho Financial | financial services | investor protection violation | 2023 | SEC | $25,000,000 |
SMBC Nikko Securities America, Inc. | Sumitomo Group | diversified | investor protection violation | 2023 | SEC | $9,000,000 |