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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
US Bancorp Investments, Inc.U.S. Bancorpfinancial servicesinvestor protection violation2010FINRA$275,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2008FINRA$100,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$12,300,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$1,250,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$280,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesinvestor protection violation2005FINRA$13,000,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005FINRA$275,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$700,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004FINRA$2,400,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$300,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2002FINRA$350,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002FINRA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,650,000
U.S. Bancorp Piper JaffrayPiper Sandlerfinancial servicesinvestor protection violation2002FINRA$250,000
Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2000FINRA$933,000
Cargill Inc.Cargillagribusinessinvestor protection violation2021CFTC$750,000
U.S. Bancorp Investments Inc.U.S. Bancorpfinancial servicesinvestor protection violation2024SEC$8,000,000
U.S. Bank, N.A.U.S. Bancorpfinancial servicesinvestor protection violation2024CFTC$6,000,000
DaVita Healthcare PartnersUnitedHealth Grouphealthcare serviceskickbacks and bribery2015MULTI-AG$22,356,143
CARGILL, INCORPORATEDCargillagribusinesslabor relations violation2013NLRB$25,551
Nalco Chemical CompanyEcolabchemicalslabor relations violation2012NLRB$50,000
Regis CorporationRegismiscellaneous serviceslabor relations violation2012NLRB$55,427
Cargill Dry Corn IngredientsCargillagribusinesslabor relations violation2010NLRB$35,000
Target #2266 - Fairview Park StoreTargetretailinglabor relations violation2010NLRB$5,000
Mortenson, Inc. and its agent D & N ElectricM.A. Mortensonconstruction and engineeringlabor relations violation2010NLRB$5,436
Cargill Regional BeefCargillagribusinesslabor relations violation2010NLRB$9,104
General Mills, Inc.General Millsfood productslabor relations violation2010NLRB$12,500
CHS Inc.CHS Inc.agribusinesslabor relations violation2010NLRB$10,279
Jennie-O Turkey StoreHormel Foodsfood productslabor relations violation2009NLRB$9,880
Best Buy Co., Inc.Best Buyretailinglabor relations violation2009NLRB$30,000
General MillsGeneral Millsfood productslabor relations violation2009NLRB$60,000
CARGILL, INC.Cargillagribusinesslabor relations violation2008NLRB$40,032
3M3M Companymiscellaneous manufacturinglabor relations violation2008NLRB$22,839
Ames Construction Inc.Ames Constructionconstruction and engineeringlabor relations violation2007NLRB$5,000
Donaldson Company, Inc.Donaldson Co.industrial equipmentlabor relations violation2007NLRB$70,000
Rochelle Foods, Inc.Hormel Foodsfood productslabor relations violation2007NLRB$12,000
Target Corporation, Northfield Stapleton Super-TargetTargetretailinglabor relations violation2007NLRB$10,000
TargetTargetretailinglabor relations violation2007NLRB$11,269
Fastenal CompanyFastenalretailinglabor relations violation2007NLRB$19,000
3M Company3M Companymiscellaneous manufacturinglabor relations violation2007NLRB$15,000
Public Service Company of Colorado d/b/a Xcel EnergyXcel Energyutilities and power generationlabor relations violation2006NLRB$26,580
Public Service Company of Colorado (d/b/a Xcel Energy)Xcel Energyutilities and power generationlabor relations violation2006NLRB$26,508
Target, Inc.Targetretailinglabor relations violation2006NLRB$75,000
Allina Health System d/b/a Abbott Northwestern HospitalAllina Health Systemhealthcare serviceslabor relations violation2005NLRB$54,658
3M3M Companymiscellaneous manufacturinglabor relations violation2005NLRB$60,000
Ecolab Inc.Ecolabchemicalslabor relations violation2004NLRB$20,000
Regis Corp./SmartStyles at Wal-MartRegismiscellaneous serviceslabor relations violation2004NLRB$6,049
IMC-Agric Port SuttonMosaic Co.chemicalslabor relations violation2004NLRB$619,315
IMC-Phosphates CompanyMosaic Co.chemicalslabor relations violation2004NLRB$13,560
The Purolite Company, Division of Bro-Tech CorporationEcolabchemicalslabor relations violation2004NLRB$60,000
The Purolite Company, Division of Bro-Tech CorporationEcolabchemicalslabor relations violation2003NLRB$20,000
Mayo Clinic HospitalMayo Clinichealthcare serviceslabor relations violation2002NLRB$11,000
Indian MotorcyclesPolaris Industriesmotor vehicleslabor relations violation2001NLRB$8,858
Donaldson Company, Inc.Donaldson Co.industrial equipmentlabor relations violation2000NLRB$7,493
EXCELCargillagribusinesslabor relations violation2000NLRB$6,000
Target Distribution CenterTargetretailinglabor relations violation2000NLRB$25,615
CERADYNE, INC. A 3M COMPANY3M Companymiscellaneous manufacturinglabor relations violation2019NLRB$41,125
Target CorporationTargetretailinglead violation2006CA-AG$25,000
C.H. Robinson Project Logistics, Inc.C.H. Robinsonfreight and logisticsmaritime violation2015FMC$25,000
UnitedHealthcare of New YorkUnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2015CMS$149,150
Aveta Inc.UnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2012CMS$75,000
UnitedHealth Group, Inc.UnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2012CMS$2,175,000
UnitedHealthcare Medicare & RetirementUnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2016CMS$2,498,850
U.S. Bank, National AssociationU.S. Bancorpfinancial servicesmortgage abuses2011HUD$1,200,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018FED$4,400,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesmortgage abuses2020DOJ_UTP$29,000,000
FASTENAL COMPANYFastenalretailingmotor vehicle safety violation2010FMCSA$25,600
Northwest Food Products Transportation LLCLand O'Lakesfood productsmotor vehicle safety violation2011FMCSA$16,040
Best Buy Stores L.P.Best Buyretailingmotor vehicle safety violation2013FMCSA$5,500
Hawkins IncHawkins Inc.chemicalsmotor vehicle safety violation2011FMCSA$7,240
CHS INCCHS Inc.agribusinessmotor vehicle safety violation2008FMCSA$9,460
POLARIS INDUSTRIESPolaris Industriesmotor vehiclesmotor vehicle safety violation2007FMCSA$7,780
ECOLAB INCEcolabchemicalsmotor vehicle safety violation2007FMCSA$40,170
NALCO COMPANYEcolabchemicalsmotor vehicle safety violation2007FMCSA$6,060
AGRILIANCE LLCAgriliancefood productsmotor vehicle safety violation2007FMCSA$6,060
NORTHWEST FOOD PRODUCTS TRANSPORTATION LLCLand O'Lakesfood productsmotor vehicle safety violation2006FMCSA$13,680
NORTHWEST FOOD PRODUCTS TRANSPORTATION LLCLand O'Lakesfood productsmotor vehicle safety violation2006FMCSA$25,490
AMES CONSTRUCTION INCAmes Constructionconstruction and engineeringmotor vehicle safety violation2005FMCSA$15,330
ECOLAB, INC.Ecolabchemicalsmotor vehicle safety violation2005FMCSA$14,090
CHS INC.CHS Inc.agribusinessmotor vehicle safety violation2005FMCSA$6,530
Chs IncCHS Inc.agribusinessmotor vehicle safety violation2015FMCSA$59,260
ST BENEDICTS SENIOR COMMUNITYCentraCare Healthhealthcare servicesnursing home violation2017CMS$24,684
St Benedicts Senior CommunityCentraCare Healthhealthcare servicesnursing home violation2021CMS$54,990
St Benedicts Senior CommunityCentraCare Healthhealthcare servicesnursing home violation2019CMS$54,520
Centracare-WillmarCentraCare Healthhealthcare servicesnursing home violation2020CMS$21,335
Centracare-WillmarCentraCare Healthhealthcare servicesnursing home violation2022CMS$20,000
St Benedicts Senior CommunityCentraCare Healthhealthcare servicesnursing home violation2020CMS$17,350
Centracare Health System-Sauk Centre Nursing HomeCentraCare Healthhealthcare servicesnursing home violation2022CMS$13,636
Centracare Health System-Sauk Centre Nursing HomeCentraCare Healthhealthcare servicesnursing home violation2022CMS$9,511
Centracare Health - MonticelloCentraCare Healthhealthcare servicesnursing home violation2018CMS$7,296
Centracare Health System-Sauk Centre Nursing HomeCentraCare Healthhealthcare servicesnursing home violation2023CMS$5,000
Cenex (Laurel Refinery)CHS Inc.agribusinessPCB violation2009EPA$8,769
Ecolab, Inc.Ecolabchemicalspesticide violation2006IL-AG$12,500
Target CorporationTargetretailingpesticide violation2014CA-DPR$187,500
Nalco CompanyEcolabchemicalspesticide violation2014CA-DPR$7,000
Ecolab, Inc.Ecolabchemicalspesticide violation2014CA-DPR$120,000
3M Company3M Companymiscellaneous manufacturingpesticide violation2013CA-DPR$91,192
Target CorporationTargetretailingpesticide violation2013CA-DPR$28,139
Nalco CompanyEcolabchemicalspesticide violation2012CA-DPR$79,772
Target CorporationTargetretailingpesticide violation2011CA-DPR$26,736
Nalco CompanyEcolabchemicalspesticide violation2007CA-DPR$15,878
Ecolab, Inc.Ecolabchemicalspesticide violation2007CT-ENV$583,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.