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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Missouri
Current Parent Penalty Total since 2000: $4,218,141,129
Number of Records: 3,623
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Centene$1,893,480,722226
Evergy Inc.$558,721,01421
Dairy Farmers of America (DFA)$400,667,193153
Ameren$224,491,69425
Jones Financial$222,161,18128
H&R Block$195,129,77717
Ascension Health$139,497,680129
Post Holdings$112,391,75354
Leggett & Platt$67,199,09563
Stifel Financial$66,469,26224

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$6,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$10,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$7,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$7,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$7,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$7,500
Superior HealthPlan, Inc.Centenehealthcare servicesinsurance violation2020TX-INS$225,000
HEALTH NET HEALTH PLAN OF OREGON INCCentenehealthcare servicesinsurance violation2021WA-INS$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$7,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2020CA-MHC$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$5,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$10,000
Superior HealthPlan, Inc.Centenehealthcare servicesinsurance violation2021TX-INS$30,000
WellCare Prescription Insurance, Inc.Centenehealthcare servicesinsurance violation2021WA-INS$20,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$6,250
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$15,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$5,000
Celtic Insurance CompanyCentenehealthcare servicesinsurance violation2021TX-INS$475,000
Health Net Health Plan Of Oregon Inc.Centenehealthcare servicesinsurance violation2021WA-INS$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$35,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$5,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2021CA-MHC$25,000
Wellcare Health Insurance Company of Washington Inc.Centenehealthcare servicesinsurance violation2022WA-INS$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$17,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$7,500
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$7,500
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$40,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$15,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$10,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2022CA-MHC$8,500
Wellcare Prescription Insurance Inc.Centenehealthcare servicesinsurance violation2022SD-INS$5,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$12,500
Wellcare Prescription Insurance Inc.Centenehealthcare servicesinsurance violation2022NH-INS$10,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$15,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$25,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$30,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$225,000
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$32,500
Health Net Community Solutions, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$5,000
Celtic Insurance Company dba Arkansas Health & Wellness Insurance CompanyCentenehealthcare servicesinsurance violation2024AR-INS$100,000
Health Net of California, Inc.Centenehealthcare servicesinsurance violation2023CA-MHC$20,000
Celtic Insurance CompanyCentenehealthcare servicesinsurance violation2023MO-INS$9,000
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2015SEC$20,000,000
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2015SEC$500,000
Stifel Nicolaus & Co.Stifel Financialfinancial servicesinvestor protection violation2014SEC$60,000
Health Net Inc.Centenehealthcare servicesinvestor protection violation2016SEC$340,000
Dairy Farmers of America, Inc.Dairy Farmers of America (DFA)food productsinvestor protection violation2008CFTC$12,000,000
WellCare Health Plans, Inc.Centenehealthcare servicesinvestor protection violation2009SEC$10,000,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2004SEC$75,000,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2004SEC$12,500,000
Stifel, Nicolaus & Co., Inc.Stifel Financialfinancial servicesinvestor protection violation2016SEC$24,500,000
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2017SEC$300,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2015SEC$100,000
UMB Bank N.A. Investment Banking DivisionUMB Financial Corp.financial servicesinvestor protection violation2015SEC$420,000
Stifel and Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2019SEC$6,037,175
Edward Jones & Co.Jones Financialfinancial servicesinvestor protection violation2008CA-AG$7,500,000
WellCare Health Plans Inc.Centenehealthcare servicesinvestor protection violation2010MULTI-AG$200,000,000
Stifel, Nicolaus & Co., Inc.Stifel Financialfinancial servicesinvestor protection violation2019SEC$2,700,000
Edward D. Jones and Co.,LPJones Financialfinancial servicesinvestor protection violation2003AK-DBS$11,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2018AR-SEC$50,000
Graybar Electric Company, Inc.Graybar Electricwholesalersinvestor protection violation2006CA-DFPI$45,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2006CT-SEC$52,480
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2011IL-SEC$80,224
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2011IN-SEC$10,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2010ME-SEC$10,000
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2005MO-SEC$1,500,000
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2010MO-SEC$211,617
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2010MO-SEC$40,500
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2012MO-SEC$1,101,385
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2017MS-SEC$50,000
Edward JonesJones Financialfinancial servicesinvestor protection violation2010MT-FIN$100,000
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2003ND-SEC$7,000
Stifel, Nicolaus & Company Inc.Stifel Financialfinancial servicesinvestor protection violation2014NE-DBF$61,000
Edward Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2014NH-BSR$750,000
Stifel Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2010NJ-BOS$5,415,381
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2016PA-BKG$135,000
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2019SD-INS$10,000
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2009MULTI-FIN$525,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2005MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000
Belden Inc.Beldenindustrial equipmentinvestor protection violation2020SEC$650,000
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2020FINRA$3,650,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2015FINRA$13,500,000
Stifel Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2015FINRA$2,900,000
Stifel Financial CorporationStifel Financialfinancial servicesinvestor protection violation2014FINRA$1,025,000
H&R Block Financial Advisors, Inc.H&R Blockfinancial servicesinvestor protection violation2010FINRA$200,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2009FINRA$900,000
Thomas Weisel Partners, LLCStifel Financialfinancial servicesinvestor protection violation2008FINRA$200,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2006FINRA$250,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2005FINRA$300,000
Thomas Weisel PartnersStifel Financialfinancial servicesinvestor protection violation2005FINRA$1,750,000
H&R Block Financial Advisors, Inc.H&R Blockfinancial servicesinvestor protection violation2004FINRA$825,000
Edward Jones & Co., LPJones Financialfinancial servicesinvestor protection violation2004FINRA$300,000
Edward JonesJones Financialfinancial servicesinvestor protection violation2004FINRA$25,181
Stifel Nicolaus & CompanyStifel Financialfinancial servicesinvestor protection violation2004FINRA$125,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.